*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
'UDZLQJDQG*UDSKLFDO7HFKQLTXHV
6XEMHFW6SDQLVK
',%8-2<7(&1,&$6*5È),&$6
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
'UDZLQJDQGIRUPV*UDSKLFOHQJXDJHVPLPHWLFVGHVFULSWLYHILJXUDWLYHFRPPXQLFDWLRQDO H[SUHVVLYH7KH&RORU7KHKXPDQERG\EDVLFVWUXFWXUHSURSRUWLRQV'UDZLQJDQGFRQFHSWLRQ *UDSKLFVWHFKQLTXHV YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
%DVLF'HVLJQ
6XEMHFW6SDQLVK
',6(f2%È6,&2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
9LVXDOSHUFHSWLRQ7KHH\H7KHEUDLQ7KHRULHVRISHUFHSWLRQ7KH*HVWDOWWKHRU\2SWLFDO LOOXVLRQV3KLVLFVRIOLJKWDQGFRORXU*HVWDOWDQGRUGHU&RPSRVLWLRQVWUDWHJLHV YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
%XVLQHVVDQG'HVLJQ
6XEMHFW6SDQLVK
',6(f2<(035(6$
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
6FLHQWLILF%DVLFV
6XEMHFW6SDQLVK
)81'$0(1726&,(17Ë),&26
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
6FLHQWLILFEDVLVDSSOLHGWRWKHDUWRI*UDSKLF'HVLJQNQRZOHGJHRIPDWKHPDWLFVSK\VLFVDQG FKHPLVWU\DSSOLHGWRWKHGHVLJQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
+LVWRULFDOEDVLVRI'HVLJQ±*UDSKLF'HVLJQ
6XEMHFW6SDQLVK
)81'$0(1726+,67Ï5,&26'(/',6(f2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
%URDGRYHUYLHZRIWKHKLVWRU\RIJUDSKLFGHVLJQ+LVWRU\RISULQWLQJWKHEHJLQQLQJVRIWKH SURIHVVLRQPDMRUPRYHPHQWVDQGGHYHORSPHQWVWRWKHSUDFWLFHRIGHVLJQ7KHEHJLQQLQJRI JUDSKLFGHVLJQLQSUHKLVWRULFDUWWKHFUHDWLRQRIDOSKDEHWVLQ$QFLHQW$JHLWVGHYHORSPHQW LQGLIHUHQWVDOSKDEHWVDQGODQJXDJHVWKHFODVVLFDUWLQKDQGZULWLQJWKHELUWKRISULQWLQJDQG GLIIHUHQWVJUDSKLFSURFHGXUHVRIHQJUDYLQJDQGJUDSKLFDUWV$OVRORRNVDWKRZWKHKLVWRU\RI GHVLJQDQGSULQWLQJDSSO\WRWK&HQWXU\¶VYLVXDOFRPPXQLFDWLRQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
5HSUHVHQWDWLRQ6\VWHPV
6XEMHFW6SDQLVK
6,67(0$6'(5(35(6(17$&,Ï1
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
7HFKQLFDOGUDZLQJ'LKHGUDOV\VWHP$[RQRPHWULFSHUVSHFWLYHV YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
6SDFHDQG9ROXPH
6XEMHFW6SDQLVK
(63$&,2<92/80(1
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
$QDO\VLVDQGVWXG\RIYROXPHDQGVSDFHDQGWKHLUPRUSKRORJLFDOSURSHUWLHVUHODWLQJWRWKH VSHFLDOW\3UDFWLFDODSSOLFDWLRQRIWKLVVHWRIFRQFHSWVWKURXJKWKHXVHRIWKHPRGHOLQWKH GLIIHUHQWSKDVHVRIWKHSURMHFW YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
3KRWRJUDSK\DQG$XGLRYLVXDOPHGLD
6XEMHFW6SDQLVK
)272*5$)Ë$<0(',26$8',29,68$/(6
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,QWKLVVXEMHFWZHDUHJRLQJWRVHHKRZSKRWRJUDSK\DQGDXGLRYLVXDOPHGLDFLQHPDYLGHR DUHUHODWHGWRJUDSKLFGHVLJQVRZHZLOOVWXG\ZKLFKWKHVHPHGLDDUH:HZLOODOVRXVHRXU NQRZOHGJHWRGRDQDXGLRYLVXDOZRUN YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
/DQJXDJHVDQG'LJLWDO7HFKQLTXHV
6XEMHFW6SDQLVK
/(1*8$-(6<7(&1,&$6',*,7$/(6
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
&RPSXWLQJDQG'HVLJQ9HFWRUJUDSKLFVHGLWLRQ*UDSKLFVHGLWLRQ&RORUPDQDJHPHQW &ROODERUDWLYHVRIWZDUHFRQFHSWPDSVSURMHFWPDQDJHPHQWSURMHFWSUHVHQWDWLRQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
%DVLF3URMHFWV
6XEMHFW6SDQLVK
352<(&726%È6,&26
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
7KHRUHWLFDODQGSUDFWLFVXEMHFW)LUVWDSSURDFKWRJUDSKLFGHVLJQXQGHUVWDQGLQJLWDVD PXOWLGLVFLSOLQDUSKHQRPHQRQZKLFKVZDSZLWKLQGXVWULDOHQJLQHHULQJDQGXVLQJDQLQIHUHG WKLQNLQJ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
7\SRJUDSK\
6XEMHFW6SDQLVK
7,32*5$)Ë$
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
(YHU\WKLQJDERXWOHWWHUVLWVDQDWRP\W\SHIDFHVFODVVLILFDWLRQDQGLWVDSSOLFDWLRQLQJUDSKLF GHVLJQ$GGLWLRQDOO\W\SHVHWWLQJDQGSDJHOD\RXW YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
([SHULPHQWDWLRQDQG$QDO\VLVRIJUDSKLFDOODQJXDJHV
6XEMHFW6SDQLVK
$1È/,6,6<(;3(5,0(17$&,Ï1'(/(1*8$-(6*5È),&26
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,GHDVFRPPXQLFDWLRQWKURXJKJUDSKLFODQJXDJHVಠಠIXQFWLRQDOFRQFHSWXDODQGPL[W WHFKQLTXHV7HFKQLFDOSUHSDUDWLRQ([SHULPHQWHGZLWKIRUPDOSURFHVVHVIRULGHDWLRQWKHGU\DQG ZHWSURMHFWXDOWHFKQLTXHV YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
'LJLWDOLQIRJUDSKLFWRROV
6XEMHFW6SDQLVK
+(55$0,(17$6',*,7$/(6,1)2*5È),&$6
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,QWURGXFWLRQWR'HVNWRSSXEOLVKLQJVRIWZDUHDQGLPDJHUDVWHUSURFHVVLQJVRIWZDUH YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
*UDSKLFGHVLJQSURMHFWV,
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2,
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
$QDO\VLVRIH[LVWLQJDQGSURMHFWHGWKHZD\VRIUHVROXWLRQIRUJUDSKLFZRUNVLQRXUFDUHHU FRPPXQLFDWLQJFOHDUO\DQGHIIHFWLYHO\LQSURSRVDOVOLNHQDPLQJPDUNVRUWKHFUHDWLRQRI V\VWHPVRIYLVXDOFRPPXQLFDWLRQOHDUQDERXWPHWKRGRORJLHVIRUORFDWHQHHGVLQYHVWLJDWH VLWXDWLRQVDQGXVHWKHWRRVRIWKHEUXVKXSWKHFUHDWLYHSRVVLELOLWLHVRIWKHSURMHFWXDOZRUN YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
5HSURGXFWLRQ7HFKQLTXHVDQG3ULQWLQJ
6XEMHFW6SDQLVK
7e&1,&$6'(5(352'8&&,Ï1(,035(6,Ï1
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
$FTXLUHNQRZOHGJHUHODWHGWRWUDGLWLRQDOSULQWLQJWHFKQLTXHVLQGXVWULDOSULQWLQJV\VWHPVDQG HYHU\WKLQJUHODWHGWRWKHSURGXFWLRQRIJUDSKLFGHVLJQSURMHFWV0DNLQJSUDFWLFHVLQHDFKEORFN RINQRZOHGJH YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
&XOWXUHRI'HVLJQ
6XEMHFW6SDQLVK
&8/785$'(/',6(f2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
/HDUQLQJDQGXQGHUVWDQGLQJWKHFXOWXUHRIGHVLJQDQGWKHIXQFWLRQRIWKHIDVKLRQGHVLJQHULQ SUHVHQWGD\VVRFLHW\ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
&RPSXWHU7RROVIRU$XGLRYLVXDO
6XEMHFW6SDQLVK
+(55$0,(17$6,1)250È7,&$63$5$$8',29,68$/(6
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,QWKLVVXEMHFWZHZLOOOHDUQKRZWRXVHDXGLRYLVXDOPHGLDFLQHPDYLGHR LQRXUSURMHFWVRI JUDSKLFGHVLJQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
*UDSKLF'HVLJQ3URMHFWV,,
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2,,
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,QWHQVLI\RQDUHDVFRUUHVSRQGLQJWRVSHFLILFILHOGVRIJUDSKLFGHVLJQVSHFLILFDOO\WKHVHFRQFUHWH DUHDVIDOOZLWKLQWKHVFRSHRIWKHLQWURGXFWLRQWRHGLWRULDOGHVLJQDQGDGYHUWLVLQJGHVLJQ ,WLVFRQVLGHUHGQHFHVVDU\WKDWWKHVWXGHQWSRVVHVVHVDEDVLFNQRZOHGJHRIODQJXDJHVDQG GLJLWDOWHFKQLTXHVIRUPDQDJLQJSURJUDPVFRPPRQO\XVHGLQJUDSKLFGHVLJQ
YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
*UDSKLF'HVLJQ3KRWRJUDSK\
6XEMHFW6SDQLVK
7$//(5)272*5$)Ë$
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
3KRWRJUDSK\DSOOLHGWRJUDSKLFGLVLJQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
&UHDWLYHW\SRJUDSK\
6XEMHFW6SDQLVK
7,32*5$)Ë$&5($7,9$
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
'HYHORSFUHDWLYHXVHVRIWKHW\SRJUDSKLHVOLNHGHIRUPDWLRQVFRPELQDWLRQVFUHDWLYH GLVSRVLWLRQVQHZIRQWVRUW\SHVLOOXVWUDWHG YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
'HVLJQ0DQDJHPHQW
6XEMHFW6SDQLVK
*(67,Ï1'(/',6(f2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
+LVWRU\DQG&XOWXUHRI'HVLJQ
6XEMHFW6SDQLVK
+,6725,$<&8/785$'(/',6(f2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
'HYHORSLQJYLVXDOSHUFHSWLRQDQGFRQFHSWXDOODQJXDJHVRIJUDSKLFGHVLJQDQGSXEOLFLW\ 8QGHUVWDQGLQJWKHVSHFLILFPHDQLQJRIWKHVHODQJXDJHVDQGDVVRFLDWHWKHPZLWKHDVWKHWLF FRQFHSWVLQLWVKLVWRULFDQGFXOWXUDOILHOG YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
0DUNHWLQJDQG3URPRWLRQ
6XEMHFW6SDQLVK
0$5.(7,1*<&2081,&$&,Ï1
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
7KHVXEMHFWDLPVWRSURYLGHPDUNHWLQJVWXGHQWDVDIXWXUHSURIHVVLRQDOGHVLJQWRROVWKDWKDYH DSRVLWLYHLPSDFWRQWKHYDOXHFKDLQRIWKHLUFUHDWLRQVDQGFRPPHUFLDOVWUDWHJLHVWKDWZLOOVHUYH WRDFKLHYHVXFFHVVWKURXJKSURPRWLRQPDUNHWLQJWKHLUSURGXFWVDQGVHUYLFHVLQWKHEXVLQHVV ILHOG YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
$XGLRYLVXDO*UDSKLF'HVLJQ3URMHFWV
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2$8',29,68$/
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
&RQFHLYHSURJUDPGHVLJQDQGFUHDWHJUDSKLFFRPPXQLFDWLRQVVRXQGDQGPRYLQJSURGXFHG E\WHFKQRORJLFFKDUDFWHUVDQGLQWHQGHGWRWUDQVPLWVSHFLILFPHVVDJHVWRVSHFLILFJURXSVE\ DXGLRYLVXDOPDVVPHGLD ,WLVFRQVLGHUHGQHFHVVDU\WKDWWKHVWXGHQWSRVVHVVHVDEDVLFNQRZOHGJHRIODQJXDJHVDQG GLJLWDOWHFKQLTXHVIRUPDQDJLQJSURJUDPVFRPPRQO\XVHGLQJUDSKLFGHVLJQ
YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
*UDSKLF'HVLJQ3URMHFWV,,,
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2,,,
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
,QWHQVLI\RQDUHDVFRUUHVSRQGLQJWRVSHFLILFILHOGVRIJUDSKLFGHVLJQ*UDSKLFH[KLELWLRQDQG 3RVWHU7KLVFRXUVHLVSUHVHQWHGDVDQHZRSSRUWXQLW\WRFRQWLQXHWRDSSO\WKHDFTXLUHGEDVLF IXQGDPHQWDOVRIJUDSKLFGHVLJQ ,WLVFRQVLGHUHGQHFHVVDU\WKDWWKHVWXGHQWSRVVHVVHVDEDVLFNQRZOHGJHRIODQJXDJHVDQG GLJLWDOWHFKQLTXHVIRUPDQDJLQJSURJUDPVFRPPRQO\XVHGLQJUDSKLFGHVLJQ
YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
$HVWKHWLFDQG&RQWHPSRUDU\7HQGHQFLHVRI'HVLJQ
6XEMHFW6SDQLVK
(67e7,&$<7(1'(1&,$6&217(0325$1($6'(/',6(f2
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
'HYHORSLQJYLVXDOSHUFHSWLRQDQGFRQFHSWXDOODQJXDJHVRIJUDSKLFGHVLJQDQGSXEOLFLW\ 8QGHUVWDQGLQJWKHVSHFLILFPHDQLQJRIWKHVHODQJXDJHVDQGDVVRFLDWHWKHPZLWKHDVWKHWLF FRQFHSWVLQLWVKLVWRULFDQGFXOWXUDOILHOG YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
,QWHUDFWLYH*UDSKLF'HVLJQ3URMHFWV
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2,17(5$&7,92
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
6WXG\WKHUHODWLRQVKLSEHWZHHQWKHLQIRUPDWLRQVRFLHW\DQGGLJLWDOLQWHUDFWLYHPDVVPHGLD,W ZLOOWUHDWWRSLFVUHODWHGWRWKHGLIIHUHQWW\SHVRILQWHUDFWLYHFRPXQLFDWLRQLQRXUYLVXDOFXOWXUH LWVDSSOLFDWLRQWRPXOWLPHGLDIRUPDWVXVHVRIFRPPXQLFDWLRQWHFKQRORJ\DQGVRFLDOQHWZRUNLQJ ,WLVFRQVLGHUHGQHFHVVDU\WKDWWKHVWXGHQWSRVVHVVHVDEDVLFNQRZOHGJHRIODQJXDJHVDQG GLJLWDOWHFKQLTXHVIRUPDQDJLQJSURJUDPVFRPPRQO\XVHGLQJUDSKLFGHVLJQ
YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
*UDSKLFGHVLJQSURMHFWV,9
6XEMHFW6SDQLVK
352<(&726'(',6(f2*5È),&2,9
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
$QDO\VLVRIH[LVWLQJDQGSURMHFWWKHZD\VRIUHVROXWLRQIRUJUDSKLFZRUNVLQRXUFDUHHU FRPPXQLFDWLQJFOHDUO\DQGHIIHFWLYHO\LQSURSRVDOVOLNHEUDQGLQJRUSDFNDJLQJOHDUQDERXW PHWKRGRORJLHVIRUORFDWHQHHGVLQYHVWLJDWHVLWXDWLRQVDQGXVHWKHFRQYHQLHQWWRROVIRUWRFOHDU XSWKHFUHDWLYHSRVVLELOLWLHVLQDIRUPDWLYHSURMHFW YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
&RPSRVLWLRQDQG&RPPXQLFDWLRQ*UDSKLF:RUNVKRS
6XEMHFW6SDQLVK
7$//(5'(&20326,&,Ï1<&2081,&$&,Ï1*5È),&$
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
6SDFHDQGFRPSRVLWLRQ&RQFHSW3HUFHSWLRQ)RUPDW3ULQFLSOHVRIFRPSRVLWLRQ7KHEDODQFH ,FRQLFRUGHUDQGSODVWLFVLJQLILFDQFH7KH FRPSRVLRQVWUXFWXUH%DODQFHIDFWRUV([SHULPHQWDWLRQZLWKVSDFH7KHSUREOHPVRIIRUPV FRPSRVLWLRQVSHUVSHFWLYHVVWUXFWXUHVDPELHQFHV&RQFHSWXDOVSUREOHPVWKHOLPLWWKH HPSWLQHVVWKHRFFXSDWLRQ*UDILFFRPPXQLFDWLRQLOOXVWUDWHGGLDJUDPV YB
*5$3+,&'(6,*1'(*5(( &RXUVH
6HPHVWHU
6XEMHFW
'LJLWDODQG*UDSKLF3URGXFWLRQ7HFKQLFV
6XEMHFW6SDQLVK
7e&1,&$6'(352'8&&,Ï1<(',&,Ï1',*,7$/
7\SHRIVXEMHFW
3UDFWLFH7KHRU\
(&76
+RXUVSHUZHHN
'HVFULSWLRQ
0DNLQJDUHYLHZRIVRIWZDUH,QGHVJQ$SS,QYHQWRU3URFHVVLQJ IRUGHYHORSLQJLQWHUDFWLYH DSOLFDFWLRQVIRU:HEL3DGDQGPRELOH YB