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CIRCULAR November 1, 2013
AMALGAMATION BETWEEN TWO APPROVED PARTICIPANTS SCOTIA CAPITAL INC. AND DWM SECURITIES INC. RESIGNATION OF AN APPROVED PARTICIPANT DWM SECURITIES INC.
On September 10, 2013, the Special Committee − Regulatory Division of Bourse de Montréal Inc. approved the amalgamation of Scotia Capital Inc. and DWM Securities Inc., both approved participants of the Bourse. This amalgamation resulted in the resignation of S DWM Securities Inc. as an approved participant of Bourse de Montréal Inc., which was also approved by the Special Committee − Regulatory Division.
This amalgamation and the
resulting resignation become effective on November 1, 2013. For further information, please contact Mr. Francis Larin, Director and Legal Counsel, Regulatory Division, at 514 871-3516, or by e-mail at
[email protected].
Me Pauline Ascoli Vice-President, Legal Affairs, Derivatives
Circular no.: 169-2013 Tour de la Bourse P.O. Box 61, 800 Victoria Square, Montréal, Quebec H4Z 1A9 Telephone: (514) 871-2424 Toll-free within Canada and the U.S.A.: 1 800 361-5353 Website: www.m-x.ca