Combined Electrical and Thermal Modeling in Power Supplies D.V. Malyna†, E.C.W. de Jong‡, J.A. Ferreira‡, M.A.M. Hendrix†, J.L. Duarte†, P. Bauer‡, A.J.A. Vandenput† † ‡ Technical University of Eindhoven Delft University of Technology Electromechanics and Power Electronics Group Electrical Power Processing Group Den Dolech 2 Mekelweg 4 5600MB Eindhoven, The Netherlands 2628CD Delft, The Netherlands Tel.: +31 / (0) – 40 247 3568 Tel.: +31 / (0) – 15 278 1898 Fax: +31 / (0) – 40 243 4364 Fax: +31 / (0) – 15 278 2968 E-Mail: [email protected] E-Mail: [email protected] URL: http://w3.ele.tue.nl/nl/evt/epe/ URL: http://ee.its.tudelft.nl/epp/

Acknowledgements The authors would like to thank SenterNovem for their financial support under project code IOP-EMVT 02207.

Keywords Design, Estimation technique, High frequency power converter, Modeling, Simulation, Thermal design

Abstract The integrated simulation of electrical and thermal behavior of an AC-DC power supply is investigated. The approach is based on a conventional electric circuit model combined with a thermal resistive model, processed by a unique simulation program that provides fast steady state calculations. Results are critically compared to actual thermal measurements.

Introduction Analysis of the combined thermal and electrical behavior of power converters is becoming more essential in power converter design. Normally, a designer starts his task from an electrical circuit diagram and component values are determined according to some set of converter specifications. Thermal evaluation is done afterwards. In most cases the design process has to be repeated because of thermal limits being exceeded. A few iterations to achieve feasible converter parameters are not uncommon. An alternative method does however exist in which thermal and electrical parameters are given to special CAD software proposed and developed herein. The design method complete with detailed discussion on the sub-parts is described first, after which the proposed combined approach model is validated by means of a case study.

Modeling method The combined modeling method is illustrated in Fig.1. From a schematic diagram delivered by the designer an accelerated electrical steady state is determined after which the thermal stressing of the components are calculated by a pre-defined thermal resistive network, which is also delivered by the designer. The simulator determines both electrical parameters and thermal stressing to a predefined tolerance, from which design iterations can be adjusted easily and efficiently.

The cascaded design procedure starts from entering the circuit diagram with some initial guess for the values of temperature dependent parameters (i.e. windings resistances, MOSFET RDS _ on , etc.) Then an accelerated simulation is performed to achieve the operating point of the electrical circuit. The power losses for each component are supplied to the thermal simulator, which already harbors the thermal model. The thermal simulator then determines the component temperatures using (1), and corrects the component values according to temperature-based rules, which will be mentioned later. ∆T = Rθ ⋅ Plosses (1) When the temperature change from cycle to cycle remains within specified bounds the iteration process is terminated. The termination criteria is specified as:

∆Tj −1 − ∆Tj ∆Tj

≤ε,

(2)

where:

∆Tj −1 - a vector of the temperature increase over the ambient temperature during previous iteration for all referred components; ∆Tj - a vector of the temperature increase over the ambient temperature during current iteration for all referred components; ε - the relative tolerance of the temperature change from iteration to iteration. Schematic diagram

Accelerated electrical simulator

Plosses

Thermal simulator

Rθ ∆T

Thermal model

Change R=f(T)

no

Termination criteria met?

yes

Final results

Fig.1: Flowchart of the combined electrical and thermal simulation The details of each sub-part will be discussed, according to its appearance in the flow diagram of Fig.1, next.

Electrical Simulation In our case an electrical circuit is described as a piece-wise linear system. The circuit equations are solved by unique simulation program M_SIM (Matlab Simulator), which has been specially developed by the authors [7]. The simulator performs an accelerated simulation to achieve steady-state of the converter. A brief extraction from the theory is presented below. One can refer to [2],[4],[7],[8] for more details.

Acceleration algorithm for finding the steady-state The structure of a power electronic converter circuit changes periodically. Switches in the circuit are opening and closing during operation. Thus, the converter is described by the M sets of matrices {A, B,u} , depending on a configuration of the switches:

x m i +1 = e Am ⋅h ⋅ x mi + A m −1 ⋅ (e A m ⋅h − I ) ⋅ B m ⋅ u m

(3)

Graphical interpretation of equation (3) is shown in Fig. 2a). In general, we have N1 integration steps during the first interval and N 2 steps - during the second. At the edges of each interval a set of boundary conditions is valid. The value of the state-space vector at the end of the previous interval is equal to the value of the vector at the beginning of the next interval, as suggested in Fig. 2a). x1N1 x02

x

1 N1 −1

xN2 2 x10

x

x 1

x12

x11x2

x10

Steady-state

Acceleration algorithm 0

T

A1 B1 u1  1

2T

A1 B1 u1  1

A2 B2 u2    2

t

t

A2 B2 u 2    2

a.

b.

Fig. 2: Conventional and accelerated simulations: a) numerical integration of a state-space vector b) steady-state determination For thermal and magnetic design only the steady-state is of interest. As it can be seen from Fig. 2b) transients decay very slowly and in the beginning huge simulation overhead is performed. It is possible to accelerate simulations just by removing the transients [5]. The approach is shown in Fig. 2b) by bold solid lines. A numerical integration is performed only within one period. When the steady state is achieved, the state vector value at the beginning of the period is equal to the state vector value at the end of the period, or, otherwise stated, f (T , x 0 ) − x0 = 0 (4) Suppose f (T , x0 ) is the value of the state vector at the end of the period, with initial value x 0 at the beginning of the period. Then from mathematical point of view to find a steady-state, means to find vector x 0 . Usually the steady state is approached in several consecutive iterations – “shoots”. To this purpose, the difference between values of the state vector at the beginning and at the end of the period, (5) R (T , x 0 j ) = f (T , x 0 j ) − x 0 j is applied in an iterative formula. The next “shoot” is: −1

x 0 j +1 = x 0 j −  J x (T , x 0 j )  ⋅ R (T , x 0 j )

(6)

The Jacobian J x is calculated taking into account the boundary conditions for the switches: −1

 ∂x (T , x 0 )   ∂x(T , x 0 )   ∂c   ∂c  J x (T , x 0 ) =  −  ⋅  ∂T  ⋅  ∂x  − I     0  ∂x 0   ∂T

(7)

Each interval is described by the set of matrices and values: T1 , T2 …TM - lengths of the intervals x(0), x(T1 ) … x(TM ) - values of the state-space vector at the end of the intervals

c(0), c(T1 )… c(TM ) - boundary conditions for the switches where M is the number of consecutive topologies during one switching period. The termination criteria is chosen as being satisfied when the energy flow in reactive components remains within specified precision: E j +1 − E j ≤ ε , where E = E j +1

2 2 L ⋅ I mean C ⋅ U mean + ∑ 2 ∑ 2

(8)

M_SIM electrical simulator The derivation of state-space matrices is straightforward for most practical circuit topologies, but it requires a lot of attention and time. The state determination itself and the formulation of the links between states require good knowledge of the chosen topology. When modifying the model even slightly (i.e. snubber presence or absence, ESR of L and C, switches resistances) the detail complexity of state-space modeling increases significantly. An automated input method, which reduces the chance of human error, is preferred. A computer program provides exactly such an automated method for state-space description formulation. The program recognizes standard network list files produced by popular schematic capture programs. The "Schematics" package from Cadence® has been chosen because of wide spread acceptance in the engineering community. A process flowchart is shown in Fig. 3.

Schematic entry

Netlist generation

“Schematics”

All possible states and links determination

Accelerated steady-state determination

“M_SIM READ”

“M_SIM SHOOT”

Fig. 3: Steady-state simulation process flow The simulator has been developed in MATLAB environment. A program (M_SIM READ) reads the netlist-file; determines the circuit tree, position of switches, states; generates 2 Nswitches sets for state space matrices and boundary conditions for the switches. Then the accelerated steady-state determination routine (M_SIM SHOOT) is performed. The algorithms of [1],[2] are used.

Library cells, used by the program, are summarized in the Table I. Table I: M_SIM library cells Passive

Switches Ron

D

R

Sources Eon Roff

T

L

V

Ron Roff

J

C

Additionally the simulator calculates all the instantaneous, RMS and mean values of the state space

{

vector u ss (T ) u ssRMS

u mean ss } ; losses in all resistors, diodes and transistors Plosses are calculated as

well. Application of the simulator to test converters showed a good increase in the simulation speed: an improvement of 3-20 times, depending on the converter type and its parameters [7].

Thermal simulation The thermal simulation is performed using the electrical power loss results obtained from the electrical simulation and a thermal model provided by the designer, as shown in Fig.1.

Thermal Model

Fig. 4: Generalized thermal resistive network model used as one input for the thermal simulator

A thermal resistive network model, incorporating PCB layout and component loss characteristics, is portrayed in its general form in Fig. 4. It consists of thermal resistors representing the thermal pathways present in a converter, focusing primarily on the thermal transportation role of the PCB. A conservative estimate is made by only considering thermal conduction to-, from- and through the PCB, and thermal convection from component to ambient in a naturally cooled environment. Each node on the PCB represents an average surface temperature of a single component, which value can be measured by IR thermography or with thermocouples. The thermal resistor network comprises the sum of all the resistors at, and between, each of the component nodes, moreover: • between the point of dissipation (junction) and the surface component node x, Rθ(j-x); •

between the surface component node and the ambient, Rθ(x-amb);



between all the respective surface component nodes on the PCB, Rθ(x-y); as well as



directly between point of dissipation to ambient (through the component packaging, bypassing the PCB altogether), Rθ(j-amb).

The inter-node thermal resistances are calculated using the relation for conductive heat transport,

Rθ =

l with l and A the appropriate geometrical dimensions when considering the thermal pathway, λA

and λ the thermal conduction coefficient of the appropriate thermal conducting material. Two situations are distinguished: •

nodes are electronically connected by means of a good thermal conductor (copper track),thermal conduction is assumed to only take place inside this conductor.The copper track cross-sectional area, A, and the track length, l, are used in combination with the thermal conductivity of copper; and



nodes are not electronically connected, thermal conduction is assumed to only take place in the isolation layer. The equivalent PCB tangential, cross-sectional area, A, and inter-node distance, l, is used in combination with the thermal conductivity of the isolation, typically FR4.

The node-to-ambient thermal resistances are calculated using the relation for convective heat transport, Rθ =

l , where hc is the convective transfer coefficient and As the convective surface hc As

of the respective component. A loss analysis performed on the electrical circuit reveals the dissipation of each component, modeled as a current source Ploss at each node. The simulator incorporates this thermal resistive network in matrix form as:

Ploss

 R11 R  21  ⋮ −1 = Rθ ∆T where Rθ =   Ri1  ⋮   Rn1

and if i = j then Rij = −

1

Rθ (i −amb )

R12 R22 ⋮ Ri 2 ⋮ Rn 2 n

−∑ j =1

⋯ R1 j ⋯ R2 j ⋱ Rij ⋯ Rnj 1

Rθ (i − j )

⋯ R1n  ⋯ R2 n  ⋮   Rin  ⋱ ⋮   ⋯ Rnn 

else Rij = −

1 Rθ (i − j )

(9)

Thermal simulator The temperature dependences of the electrical parameters are included in the simulator. The copper resistance, forward resistance of a diode, drain-source resistance of MOSFET - all exhibit positive temperature coefficients. The forward voltage drop of a diode exhibits a negative temperature coefficient. These temperature dependencies are described below, as they are implemented in the simulator. a) Copper resistance RT = R0 ⋅ (1 + α ⋅ ∆T ) , (10) where R0 - resistance at 27°C and α is coefficient. ∆T is a temperature increase above T0 =27°C. b) Diodes

∆T   Ron = Ron _ o ⋅ 1 +   298  Eon = Eon _ o − 0.002 ⋅ ∆T ,

(11)

where Ron _ o and Eon _ o are forward resistance and forward voltage drop of the diode at 27°C respectively. c) MOSFETs

F −1 5 − F   0.1124 RT _ DS = R0 _ DS ⋅ (25 + ∆T ) ⋅ +  , where F = 1.024 ⋅ VDS 100 4   R0 _ DS - drain-source resistance at 27°C;

(12)

VDS - nominal datasheet drain-source voltage of the MOSFET.

Validation / Case study Flyback converter The above method is demonstrated on the Flyback converter shown in Fig. 5. Flyback converters are widely used in industry for low power AC-DC conversion, as shown in a previously performed converter survey [6] and are therefore suitable for this case study. It incorporates valley switching to reduce switching losses and a snubber circuit to protect the main switch from overvoltage spikes. Its small component count keeps the analysis simple to be able to focus more clearly on the method itself. The converter is designed to deliver 20W combined from a 12V and 5V output, operating at 100kHz. Its simplified circuit schematic is shown in Fig. 6a).

Fig. 5: Synthesized 20W AC-DC Flyback converter

Tf

D2

1

L1 R1 220k

BR

R2 47k

C2 11.5 uF

C1 1 nF

12V

R1 220E3

R2 47E3

R7 47000

C1 1E-9

3.386E-3

C2 43.94E-9 L2

4 D1 V1 310

-

AC input line filter

+

D3

L Cf 330uF@400V

C3 16.8 uF

N

U1 Rcopper

U2 6

11

Rcopper R4 1E-3

2 8

5V

3 L4 D1

L3 STD2NB60

5

Isolated feedback circuitry

C3 10.80E-9

1.674E-3

T1

T1

Control circuitry (NCP1205)

9

475.4E-6

314.9E-6

U3 7

10

D3

12

Rcopper

R3 0.82

0

0

a.

b.

Fig. 6: 20W Flyback AC-DC converter: a) system schematic diagram b) simplified schematic used in simulation The schematic diagram intended for simulation is shown in Fig. 6b). The transformer Tf has been replaced by its equivalent model [3]. The components from secondary side were recalculated to the primary side as:

Ci1 =

Ci2 n 2j

, Rm1 = n 2j ⋅ Rm2 , Ek1 = n j ⋅ Ek2

(13)

Resistors U1, U2, U3 emulate copper resistances of the windings of transformer Tf. Resistor R7 emulates core losses. Core losses were estimated from the transformer magnetic flux density and volume of the core. Then the value of the equivalent resistor has been estimated from a consideration that the converter operates in a boundary conduction mode. Snubber resistors R1 and R2 are physically present in the converter design. Values of U2, U3, C2, C3, R5, R6, forward resistance, Ron , and EMF, Eon , of the diodes D2 and D3 were transferred to the primary side as well. The transformer ratio is n2 = 16.87 and n3 = 39.44 . With an increase in temperature the component values change. This in turn causes the output characteristics to change accordingly. In a practical converter implementation the change is compensated by a control loop. But this control is not available in the simulator. Rather, the converter is being simulated with an initial value for the duty cycle parameter, D. Then, if the output value is not within specifications, the duty cycle is incremented and the converter is simulated again until the output characteristic matches the expected value. The flyback converter was simulated with the parameters of Table II.

Table II: Simulation parameters Electrical simulator

Thermal simulator

Control handling

Number of integration steps per period

Precision for approaching the steady-state

Controlled voltage

250

0.0005

U Cmean 3

R5 2730.835

D2

Desired value of the output voltage [V] 5Vx39.44

Controlled voltage tolerance

Thermal precision

0.001

0.01

R6 7777.568

Simulation results The temperatures of the snubber resistors, diodes, MOSFET and transformer were included to the simulation. The obtained results are listed in Table III. The predicted surface temperature profile according to the temperature increase calculation for each component complete with its geometrical layout is shown in Fig. 7a).

Table III Results of the simulation Components Dissipated power [W] Temperature increase ∆T [K] Measured ∆T [K]

R1

R2

R3

D1

D2

D3

T1

U1

U2

U3

R7

0.62

2.88

0.02

0.20

1.31

1.31

0.28

0.04

0.14

0.09

1.51

13.5

18.5

14.6

14.9

66.2

64.8

26.7

10.1

10.1

10.1

10.1

86

86

21

86

88

77

24

46

46

46

46

The synthesized Flyback converter’s surface temperature profile is shown in Fig. 7b), being measured under full load and steady state conditions. The output rectifier diodes and coupled inductor can be seen to be the largest contributors to the temperature rise, while the input line filters and smoothing capacitor hardly increase in temperature at all. The profile has been measured using an IR camera, with the converter Fig. 5, completely covered in white powder to alleviate color differences between different component materials when performing IR thermography. A discrepancy still exists when comparing the predicted temperature increase and the measured surface temperatures of each component. This is due to the thermal model not including the effect of neighboring components radiation acting as heat sources as well. By including the effect of thermal radiation, a feat not easily accomplished, the combined simulation will achieve a higher precision still. Implementing a finite difference method, which incorporates the predicted temperature rise and geometry a more visual understanding can be found, as shown in Fig. 7a).

a.

b.

Fig. 7: Thermal profile of case study converter as seen from the component side (top side) a) Simulation predicted surface temperature profile b) Measured surface temperature profile

Conclusion The process has developed up to the testing of the electrical and thermal simulators. The converter prototype has been synthesized, as is evident from Fig. 5, and extensive measurements have been performed, amongst which the thermal measurement Fig. 7b). Furthermore the required thermal model has been derived for the converter prototype from the thermal measurements, electrical loss analysis and converter geometry. The combined electrical and thermal simulation has been performed for validation purposes. The predicted surface temperature profile compares favorably with the measured profile, validating the simulation process.

References [1] T.J. Aprille, T.N. Trick, “Steady-state Analysis of Nonlinear Circuits with Periodic Inputs”, Proceedings of the IEEE, vol. 60, no. 1, pp.108 – 114, Jan. 1972. [2] G.C. Verghese, M.E. Elbuluk, J.G. Kassakian, “A General Approach to Sampled-Data Modeling for Power Electronic Circuits”, IEEE Transactions on Power Electronics, vol. PE-1, no. 2, pp. 77 – 89, Apr. 1986 [3] Erickson and D.Maksimovic, “A Multiple-Winding Magnetics Model Having Directly Measurable Parameters”, IEEE Power Electronics Specialist Conference, May 1998 Record, pp. 1472 – 1478. [4] J.L. Duarte, “Small-signal modeling and analysis of switching converters using Matlab”, International Journal Electronics, vol. 85, no. 2, pp. 231-269, 1998. [5] D. Li, R. Tymerski, “Comparison of simulation algorithms for accelerated determination of periodic steady state of switched networks”, IEEE Transactions on Industrial Electronics, vol. 47, no 6, pp. 1278 – 1285, Dec. 2000. [6] E. de Jong, J.Ferreira, and P. Bauer. Evaluating Thermal Management Efficiency in Converters, Conference Proceeding of Power Electronic Specialist Conference (PESC), June 2004. [7] D.V. Malyna, J.L. Duarte, M.A.M. Hendrix, F.B.M. van Horck. A Comparison of Methods for Finding Steady-State Solution in Power Electronic Circuits, International Power Electronics and Motion Control Conference (IPEMC), August 2004. [8] J.L. Duarte, M.A.M. Hendrix “Computer-aided optimization of switching converters for low-power applications”, EUT report 00-E-31, Eindhoven, Dec. 2000.

Combined Electrical and Thermal Modeling in Power ...

Fax: +31 / (0) – 15 278 2968. E-Mail: [email protected]. URL: http://ee.its.tudelft.nl/epp/. Acknowledgements. The authors would like to thank ...

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