Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country
Issuer †
Market
Industry
ARGENTINA (10 ADR Issuers and 2 non-ADR Issuers ) Adecoagro S.A. Arcos Dorados Holdings Inc. Banco Marco S.A. BBVA Banco Francés S.A. Empresa Distribuidora y Comercializadora Norte S.A. (Edenor) IRSA-Inversiones y Representaciones, S.A. Nortel Inversora S.A. Pampa Energia S.A. Petrobras Argentina S.A. Telecom Argentina S.A. Transportadora de Gas del Sur, S.A. YPF Sociedad Anónima
AGRO ARCO BMA BFR EDN IRS NTL PAM PZE TEO TGS YPF
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Consumer Goods Travel & Leisure Banks Banks Electricity Real Estate Investment & Services Fixed Line Telecommunications Electricity Oil & Gas Producers Fixed Line Telecommunications Oil Equipment, Services & Distribution Oil & Gas Producers
1/28/11 4/14/11 3/24/06 11/24/93 4/26/07 12/20/94 6/17/97 10/9/09 1/26/00 12/9/94 11/17/94 6/29/93
O O A A A G A A A A A A
AUSTRALIA (7 ADR Issuers ) Alumina Limited BHP Billiton Limited James Hardie Industries N.V.
AWC BHP JHX
NYSE NYSE NYSE
Industrial Metals & Mining Mining Construction & Materials
1/2/90 5/28/87 10/22/01
A A A
Orbital Corporation Ltd.
K
Listed
Share Type
Symbol
IPO
IPO IPO IPO IPO IPO IPO IPO
IPO
IPO
OBT
NYSE MKT
Automobiles & Parts
8/25/11
A
Samson Oil & Gas Limited Sims Group Limited Westpac Banking Corporation
SSN SMS WBK
NYSE MKT NYSE NYSE
Oil & Gas Producers Support Services Banks
1/7/08 3/17/08 3/17/89
A A A
IPO
BAHAMAS (4 non-ADR Issuers ) Teekay LNG Partners L.P. Teekay Offshore Partners L.P. Teekay Corporation Teekay Tankers Ltd.
TGP TOO TK TNK
NYSE NYSE NYSE NYSE
Oil Equipment, Services & Distribution Oil Equipment, Services & Distribution Industrial Transportation Oil Equipment, Services & Distribution
5/505 12/14/06 7/20/95 12/13/07
O O O O
IPO IPO IPO IPO
BELGIUM (2 ADR Issuers) Anheuser-Busch InBev NV Delhaize Group
BUD DEG
NYSE NYSE
Beverages Food & Drug Retailers
9/16/09 4/26/01
A A
BERMUDA (18 non-ADR & 1 Preferred Issuers ) American Safety Insurance Holdings, Ltd. Arch Capital Group Ltd. (PFD) Arch Capital Group Ltd. (PFD) †† ASA Gold and Precious Metals Ltd. Aspen Insurance Holdings Limited Assured Guaranty Ltd. Axis Capital Holdings Limited Bunge Ltd. Cooper Industries, Ltd. (New) (Bermuda) Endurance Specialty Holdings Ltd.
ASI ARHPRB ARHPRA ASA AHL AGO AXS BG CBE ENH
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Nonlife Insurance Nonlife Insurance Nonlife Insurance Equity Investment Instruments Nonlife Insurance Nonlife Insurance Nonlife Insurance Food Producers Electronic & Electrical Equipment Nonlife Insurance
2/5/99 5/30/06 4/18/06 12/8/58 12/4/03 4/23/04 7/1/03 8/2/01 5/22/02 2/28/03
O O O O O O O O O O
RE IR MRH NAT OEH PRE RNR RNRPRD TGH VR WSH
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Nonlife Insurance Industrial Engineering Nonlife Insurance Industrial Transportation Travel & Leisure Nonlife Insurance Nonlife Insurance Nonlife Insurance Industrial Transportation Nonlife Insurance Nonlife Insurance
2/24/00 1/2/02 10/11/02 11/16/04 8/10/00 11/7/96 7/24/96 1/12/07 10/10/07 7/25/07 6/12/01
O O O O O O O O O O O
BBD BBDO BSBR LND OIBR OIBRC BAK BRFS EBR EBRB CBD ABV ABVC SBS CIG CIGC ELP SID CZZ CPL ERJ FBR GFA
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Banks Banks Banks Financials Fixed Line Telecommunications Fixed Line Telecommunications Chemicals Food Producers Electricity Electricity Food & Drug Retailers Beverages Beverages Gas, Water & Multiutilities Electricity Electricity Electricity Industrial Metals & Mining Food Producers Electricity Aerospace & Defense Forestry & Paper Household Goods & Home Construction
11/21/01 3/13/12 10/7/09 11/8/12 11/16/01 11/17/09 12/21/98 10/20/00 10/31/08 10/31/08 5/29/97 6/4/97 6/4/97 5/10/02 9/18/01 6/12/07 7/30/97 11/14/97 8/16/07 9/29/04 7/21/00 4/14/00 3/16/07
A A A A A A A A A A A A A A A A A A O A A A A
K
Everest Re Group, Ltd. Ingersoll-Rand Company Limited (Bermuda) (IR) Montpelier Re Holdings Ltd. Nordic American Tanker Shipping Ltd. Orient-Express Hotels Ltd. PartnerRe Ltd. RenaissanceRe Holdings Ltd. RenaissanceRe Holdings Ltd. (PFD) Textainer Group Holdings Limited Validus Holdings, Inc. Willis Group Holdings Limited
BRAZIL (25 DR & 1 non-DR Issuers ) Banco Bradesco S.A. Banco Bradesco S.A. Banco Santander (Brasil) S.A. BrasilAgro Companhia Brasileira de Propriedades Agricolas Oi S.A. Oi S.A. Braskem S.A. BRF - Brasil Foods S.A (formerly Perdigão S.A.) Centrais Eletricas Brasileiras SA -Eletrobras Centrais Eletricas Brasileiras SA -Eletrobras Companhia Brasileira de Distribuição Companhia de Bebidas das Americas (AmBev) Companhia de Bebidas das Americas (AmBev) Companhia de Saneamento Básico do Estado de São Paulo-Sabesp Companhia Energetica de Minas Gerais-Cemig Companhia Energetica de Minas Gerais-Cemig Companhia Paranaense de Energia-COPEL Companhia Siderurgica Nacional (CSN) Cosan Ltd. CPFL Energia S.A. (CPFL) Embraer S.A. Fibria Celulose S.A. Gafisa S.A.
IPO IPO IPO IPO IPO IPO IPO IPO IPO
IPO IPO IPO
IPO
IPO
IPO
IPO IPO IPO IPO IPO IPO
A
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country BRAZIL (cont'd. )
Issuer † Gerdau S.A. GOL Linhas Aéreas Inteligentes S.A. (GOL) Itau Unibanco Banco Multiplo SA (formerly Banco Itaú Holding Financeira S.A.) Petróleo Brasileiro S.A.-PETROBRAS Petróleo Brasileiro S.A.-PETROBRAS Telefonica Brasil SA TIM Participações S.A. Ultrapar Participações S.A. VALE S.A. VALE S.A.
CANADA (157 non-ADR Issuers ) Advantage Oil & Gas Ltd. Agnico-Eagle Mines Limited Agrium Inc. Alderon Iron Ore Corp.
K
Symbol GGB GOL ITUB PBR PBRA VIV TSU UGP VALEP VALE
Market NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Industry Industrial Metals & Mining Travel & Leisure Banks Oil & Gas Producers Oil & Gas Producers Fixed Line Telecommunications Mobile Telecommunications Gas, Water & Multiutilities Mining Mining
Listed 3/10/99 6/24/04 2/21/02 8/10/00 2/22/01 11/16/98 11/16/98 10/7/99 6/20/00 3/21/02
Share Type A A A A A A A A A A
AAV AEM AGU
NYSE NYSE NYSE
Oil & Gas Producers Mining Chemicals
12/9/05 11/22/94 10/4/96
O O O
AXX
NYSE MKT
Mining
3/9/12
O
Alexco Resource Corp
K
AXU
NYSE MKT
Mining
9/20/07
O
Almaden Minerals Ltd
K
AAU
NYSE MKT
Mining
12/19/05
O
APT ATL AT
NYSE MKT NYSE MKT NYSE
Personal Goods Mining Electricity
4/4/00 3/15/04 7/21/10
O O O
AZC
NYSE MKT
Mining
11/30/06
O
AZK
NYSE MKT
Mining
11/10/03
O
Avalon Rare Metals Inc. Avino Silver & Gold Mines Ltd. Bank of Montreal Bank of Nova Scotia (The) (Scotiabank)
AVL ASM BMO BNS
NYSE MKT NYSE NYSE NYSE
Mining Mining Banks Banks
12/21/10 8/2/11 10/27/94 6/7/02
O O O O
Banro Corporation K Barrick Gold Corporation Baytex Energy Corp
BAA ABX BTE
NYSE MKT NYSE NYSE
Mining Mining Oil & Gas Producers
3/28/05 2/25/87 3/27/06
O O O
BXE BCE
NYSE MKT NYSE
Oil & Gas Producers Fixed Line Telecommunications
9/24/12 8/18/76
O O
Birks & Mayors Inc Brookfield Asset Management Inc. Brookfield Infrastructure Partners L.P. Brookfield Office Properties Canada Brookfield Properties Corporation CAE Inc. Cameco Corporation Canadian Imperial Bank of Commerce (CIBC ) Canadian National Railway Company Canadian Natural Resources Limited (CNRL) Canadian Pacific Railway Limited
BMJ BAM BIP BOXC BPO CAE CCJ CM CNI CNQ CP
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
General Retailers Real Estate Investment & Services Forestry & Paper Real Estate Investment Trusts Real Estate Investment & Services Aerospace & Defense Industrial Metals & Mining Banks Industrial Transportation Oil & Gas Producers Industrial Transportation
11/15/05 12/20/00 1/10/08 1/9/12 6/2/99 7/29/02 3/14/96 11/13/97 11/17/95 7/31/00 8/24/01
O O O O O O O O O O O
Sonde Resources Corp K
SOQ
NYSE MKT
Oil & Gas Producers
9/3/02
O
CDY CSFS CLS CVE GIB
NYSE MKT NYSE NYSE NYSE NYSE
Mining Financial Services Electronic & Electrical Equipment Oil & Gas Producers Software & Computer Services
1/24/05 6/8/10 6/30/98 11/2/09 10/7/98
O O O O O
MBA
NYSE MKT
General Retailers
CGR COT HCH
NYSE MKT NYSE NYSE
Mining Beverages Nonequity Investment Instruments
Crosshair Energy Corp K
CXZ
NYSE MKT
Mining
Dejour Energy Ltd K
DEJ
NYSE MKT
Oil & Gas Producers
DNN
NYSE MKT
Industrial Metals & Mining
4/19/07
O
UFS
NYSE
Forestry & Paper
3/7/07
O
EGO ENB ECA EXK ERF EQU
NYSE NYSE NYSE NYSE NYSE NYSE
Mining Oil Equipment, Services & Distribution Oil & Gas Producers Mining Oil & Gas Producers Oil & Gas Producers
1/23/03 10/30/01 8/22/01 1/29/07 11/17/00 2/9/06
O O O O O O
EGI
NYSE MKT
Mining
7/18/05
O
Alpha Pro Tech, Ltd. K Atlatsa Resources Corp Atlantic Power Corp. Augusta Resource Corporation Aurizon Mines Ltd
K
K K
Bellatrix Exploration Ltd. BCE Inc.
K
K
K
Cardero Resource Corp Cash Store Financial Services Inc. Celestica Inc. Cenovus Energy CGI Group Inc. (The) CIBT Education Group Inc. Claude Resources, Inc Cott Corporation CP HOLDRs
Denison Mines Corp
K
K
K
Domtar Corporation H K
Eldorado Gold Corp. Enbridge Inc. EnCana Corporation Endeavour Silver Corp Enerplus Corp Equal Energy Ltd. Entree Gold Inc K Eurasian Minerals Inc.
K
4/11/08
O
12/15/03 7/30/02 9/27/01
O O O
5/7/07
O
5/23/07
O
EMXX
NYSE MKT
Mining
1/30/12
O
Exeter Resources Corporation K First Magestic Silver Corporation
XRA AG
NYSE MKT NYSE
Mining Mining
11/9/06 12/15/10
O O
Flexible Solutions International, Inc. K Fortuna Silver Mines Inc. Franco-Nevada Corp. Gammon Gold, Inc.
FSI FSM FNV AUQ
NYSE MKT NYSE NYSE NYSE
Chemicals Mining Financial Services Mining
11/15/02 9/19/11 9/8/11 10/14/08
O O O O
GGR GIL GG
NYSE MKT NYSE NYSE
Oil & Gas Producers Personal Goods Mining
5/6/04 9/1/99 6/16/95
O O O
GSV
NYSE MKT
Mining
6/12/12
O
GTE
NYSE MKT
Oil & Gas Producers
GBG
NYSE MKT
Mining
GPL HWD HBM
NYSE MKT NYSE NYSE
Mining Mining Industrial Metals & Mining
GeoGlobal Resources Inc Gildan Activewear Inc. Goldcorp Inc.
K
Gold Standard Ventures Corp. K Gran Tierra Energy, Inc
K
Great Basin Gold Ltd K K
Great Panther Silver Limited Harry Winston Diamond Corporation HudBay Minderals Inc.
4/8/08
O
7/14/03
O
2/8/11 11/19/07 10/25/10
O O O
IPO IPO IPO
IPO
IPO
IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country CANADA (cont'd. )
Issuer † IAMGOLD Corporation (IAMGOLD) Kobex Minerals Inc. IMAX Corp. K
Imperial Oil Limited
International Tower Hill Mines Ltd. Turquoise Hill Resources Ltd. Just Energy Group Invc. Keegan Resources Inc.
K
K
Symbol IAG KXM IMAX
Market NYSE NYSE MKT NYSE
Industry Mining Mining Travel & Leisure
IMO
NYSE MKT
Oil & Gas Producers
THM TRQ JE
NYSE MKT NYSE NYSE
Mining Industrial Metals & Mining Gas, Water & Multiutilities
Listed 12/20/05 7/6/05 2/11/11
Share Type O O O
4/8/29
O
8/3/07 1/18/05 1/30/12
O O O
1/2/08
O
12/22/05 7/11/01 2/3/03 8/1/11 8/9/04
O O O O O
KGN
NYSE MKT
Mining
K
Kimber Resources Inc Kingsway Financial Services Inc. Kinross Gold Corporation (new Kinross) Lake Shore Gold Corp. Lions Gate Entertainment Corp.
KBX KFS KGC LSG LGF
NYSE MKT NYSE NYSE NYSE NYSE
Mining Nonlife Insurance Mining Mining Media
Loncor Resources Inc K
LON
NYSE MKT
Mining
4/27/11
O
MVG MGA MFC NDZ GRP
NYSE MKT NYSE NYSE NYSE NYSE
Mining Automobiles & Parts Life Insurance Health Care Equipment & Services Real Estate Investment & Services
7/9/07 10/9/92 9/24/99 4/7/00 8/20/03
O O O O O
MDW
NYSE MKT
Mining
1/3/08
O
MGH
NYSE MKT
Mining
11/22/05
O
MDM
NYSE MKT
Mining
4/4/05
O
NSU
NYSE MKT
Mining
1/12/05
O
NGD NXY NOA
NYSE MKT NYSE NYSE
Mining Oil & Gas Producers Construction & Materials
11/18/04 11/14/00 11/22/06
O O O
K
MAG Silver Corp Magna International Inc. Manulife Financial Corporation Nordion Inc. Granite Real Estate Inc Midway Gold Corp.
K
Minco Mining and Metals Corporation K Mountain Province Diamonds, Inc
K
Nevsun Resources Ltd K K
New Gold Inc Nexen Inc. North American Energy Partners Inc. North American Palladium, LTD
K
PAL
NYSE MKT
Mining
10/13/00
O
Northern Dynasty Minerals Ltd
K
NAK
NYSE MKT
Mining
11/4/04
O
NCQ
NYSE MKT
Mining
4/25/12
O
NG
NYSE MKT
Mining
12/2/03
O
PBM PACD
NYSE MKT NYSE
Mining Oil & Gas Producers
8/8/07 11/11/11
O O
Paramount Gold and Silver Corp K Pembina Pipeline Corporation Pengrowth Energy Corp Penn West Petroleum Ltd.
PZG PBA PGH PWE
NYSE MKT NYSE NYSE NYSE
Mining Oil & Gas Producers Oil & Gas Producers Oil & Gas Producers
8/1/07 4/2/12 4/10/02 6/22/06
O O O O
Platinum Group Metals Ltd. K
PLG
NYSE MKT
Mining
6/28/07
O
PLM POT PDS PVG PPP BIN
NYSE MKT NYSE NYSE NYSE NYSE NYSE
Mining Chemicals Oil Equipment, Services & Distribution Mining Mining Support Services
6/26/06 11/2/89 11/15/96 1/12/12 8/15/11 6/5/09
O O O O O O
QMM
NYSE MKT
Mining
3/3/08
O
SAND
NYSE MKT
Mining
8/20/12
O
SVLC
NYSE MKT
Mining
SILU
NYSE MKT
Financial Services
NovaCopper Inc.
K
NovaGold Resources, Inc.
K
Pacific Booker Minerals Inc. Pacific Drilling S.A.
K
K
PolyMet Mining Corp Potash Corporation of Saskatchewan Inc. (PotashCorp) Precision Drilling Corporation Pretium Resources Inc. Primero Mining Corp. Progressive Wast Solutions Ltd. Quaterra Resources Inc.
K
Sandstorm Gold Ltd.K SilverCrest Mines Inc.
K
Sprott Resource Lending Corp. Quest Rare Minerals Ltd.
K
K
8/27/12
O
11/16/05
O
QRM
NYSE MKT
Mining
5/23/11
O
Rare Element Resources Ltd. Resolute Forest Products Inc.
REE RFP
NYSE MKT NYSE
Industrial Metals & Mining Forestry & Paper
8/18/10 5/17/84
O O
Revett Minerals Inc. K
RVM
NYSE MKT
Mining
5/9/11
O
Richmont Mines, Inc. K Ritchie Bros. Auctioneers Incorporated Rio Alto Mining Company Rogers Communications Inc. Royal Bank of Canada
RIC RBA RIOM RCI RY
NYSE MKT NYSE NYSE NYSE NYSE
Mining Industrial Engineering Mining Mobile Telecommunications Banks
3/6/97 3/10/98 12/21/12 1/11/96 10/16/95
O O O O O
Rubicon Minerals Corp K
RBY
NYSE MKT
Mining
SA SSW SJR
NYSE NYSE NYSE
Mining Industrial Transportation Media
SVM SLW STN SLF SU TAHO TLM
NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Mining Mining Support Services Life Insurance Oil & Gas Producers Mining Oil & Gas Producers
Tanzanian Royalty Exploration Corporation K
TRX
NYSE MKT
Mining
Taseko Mines Limited Tasman Metals Ltd. Teck Resources Limited TELUS Corporation Thompson Creek Metals Company Inc. Thomson Reuters Corporation Tim Hortons Inc.
K
TGB TAS TCK TU TC TRI THI
NYSE MKT NYSE MKT NYSE NYSE NYSE NYSE NYSE
Mining Mining Industrial Metals & Mining Fixed Line Telecommunications Mining Media Travel & Leisure
Timmons Gold Corp.K Toronto-Dominion Bank (The) TransAlta TransCanada Corporation
TGD TD TAC TRP
NYSE MKT NYSE NYSE NYSE
Tucows Inc K
TCX
NYSE MKT
K
K
Seabridge Gold Inc Seaspan Corporation Shaw Communications Inc. Silvercorp Metals Inc Silver Wheaton Corp. Stantec Inc. Sun Life Financial Inc. Suncor Energy Inc. Tahoe Resources Inc. Talisman Energy Inc.
K
IPO
IPO
IPO
IPO IPO
IPO
IPO
9/8/04
O
4/20/04 8/9/05 7/1/98
O O O
IPO
2/13/09 5/9/06 8/5/05 3/23/00 4/18/97 5/8/12 10/16/97
O O O O O O O
IPO
5/12/05
O
10/4/04 12/2/11 6/29/06 10/17/00 11/29/07 6/12/02 3/24/06
O O O O O O O
Mining Banks Electricity Oil Equipment, Services & Distribution
11/4/11 8/30/96 7/31/01 5/30/85
O O O O
Software & Computer Services
8/16/05
O
IPO IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country
Issuer †
Market
Industry
URZ
NYSE MKT
Mining
8/10/06
O
UEC
NYSE MKT
Industrial Metals & Mining
9/27/07
O
URG
NYSE MKT
Industrial Metals & Mining
7/24/08
O
HTM
NYSE MKT
Electricity
4/16/08
O
MUX VRX
NYSE NYSE
Mining Pharmaceuticals & Biotechnology
12/10/06 12/12/96
O O
WRN AUY
NYSE MKT NYSE
Industrial Metals & Mining Mining
2/9/11 1/12/07
O O
YMI
NYSE MKT
Pharmaceuticals & Biotechnology
10/1/04
O
CAYMAN ISLANDS (2 non-ADR Issuers) Fabrinet Fresh Del Monte Produce Inc.
FN FDP
NYSE NYSE
Electronic & Electrical Equipment Food Producers
6/25/10 10/24/97
O O
IPO IPO
CHILE (12 ADR Issuers ) A.F.P. Provida S.A. Banco de Chile Banco Santander-Chile Cencosud S.A. Compañía Cervecerías Unidas S.A. Corpbanca Embotelladora Andina, S.A. Embotelladora Andina, S.A. Empresa Nacional de Electricidad, S.A. (Chile) Enersis, S.A. LAN Airlines S.A. SQM-Sociedad Química y Minera de Chile, S.A. Viña Concha y Toro, S.A.
PVD BCH BSAC CNCO CCU BCA AKOA AKOB EOC ENI LFL SQM VCO
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Financial Services Banks Banks Food & Drug Retailers Beverages Banks Beverages Beverages Electricity Electricity Travel & Leisure Chemicals Beverages
11/16/94 1/2/02 1/13/97 6/22/12 3/26/99 11/1/04 7/6/94 4/7/97 7/27/94 10/20/93 11/7/97 9/21/93 10/14/94
A A A A A A A A A A A A A
IPO
CHINA (65 ADR & 17 non-ADR Issuers ) 7 Days Group Holdings Limited Acorn International, Inc. Agria Corporation Aluminum Corporation of China Limited (Chalco) Ambow Education Holding Ltd. Feihe International, Inc.
SVN ATV GRO ACH AMBO ADY
NYSE NYSE NYSE NYSE NYSE NYSE
Travel & Leisure General Retailers Food Producers Industrial Metals & Mining Support Services Food Producers
11/20/09 5/3/07 11/7/07 12/11/01 8/5/10 4/18/05
A A A A A O
ALN
NYSE MKT
Food Producers
9/8/09
O
AXN BITA CIS
NYSE MKT NYSE NYSE
Pharmaceuticals & Biotechnology Media Software & Computer Services
4/14/10 11/17/10 7/21/10
O A A
CNAM
NYSE MKT
Mining
2/10/10
O
China Botanic Pharmaceutical Inc. China Cord Blood Corporation China Digital TV Holding Co., Ltd. China Distance Education Holdings Limited China Eastern Airlines Corporation Limited
CBP CO STV DL CEA
NYSE MKT NYSE NYSE NYSE NYSE
Pharmaceuticals & Biotechnology Health Care Equipment & Services Electronic & Electrical Equipment General Retailers Travel & Leisure
7/2/10 11/6/09 10/5/07 7/30/08 2/4/97
O O A A A
China GengSheng MineralsK China Green Agriculture, Inc. China Hydroelectric Corporation China Life Insurance Company (China Life)
CHGS CGA CHC LFC
NYSE MKT NYSE NYSE NYSE
Chemicals Chemicals Electricity Life Insurance
3/4/10 3/9/09 1/25/10 12/17/03
O O A A
China Marine Food Group, Ltd..K China Ming Yang Wind Power Goup Ltd. China Mobile Limited (China Mobile) China Nepstar Chain Drugstore Ltd. China New Borun Corp. China Petroleum and Chemical Corporation (Sinopec)
CMFO MY CHL NPD BORN SNP
NYSE MKT NYSE NYSE NYSE NYSE NYSE
Food Producers Alternative Energy Mobile Telecommunications Food & Drug Retailers Beverages Oil & Gas Producers
8/10/09 10/1/10 10/22/97 11/9/07 6/11/10 10/18/00
O A A A A A
CANADA
Uranerz Energy Corporation
(cont'd. )
Uranium Energy Corp.K Ur-Energy Inc
K
K
US Geothermal Inc K K
US Gold Corp. Valeant Pharmaceuticals Inc Western Copper and Gold Corp. Yamana Gold Inc. YM BioSciences, Inc
K
K
American Lorain Corporation
K
Aoxing Pharmaceutical Company, Inc. Bitauto Holdings Limited Camelot Information Systems
K
China Armco Metals, IncK K
China Pharma Holdings
K
Listed
Share Type
Symbol
CPHI
NYSE MKT
Pharmaceuticals & Biotechnology
9/30/09
A
China Shen Zhou Mining & Resource Inc. K China Southern Airlines Company Limited China Telecom Corporation Limited China Unicom China Xiniya Fashion China Zenix Auto International Ltd CNOOC Limited Concord Medical Services Holding Ltd. Country Style Cooking Restaurant Daqo New Energy Corp. E Commerce China Dangdang Inc. E-House (China) Holdings Limited
SHZ ZNH CHA CHU XNY ZX CEO CCM CCSC DQ DANG EJ
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Mining Travel & Leisure Fixed Line Telecommunications Mobile Telecommunications Personal Goods Automobiles & Parts Oil & Gas Producers Health Care Equipment & Services Travel & Leisure Chemicals General Retailers Real Estate Investment & Services
5/27/10 7/30/97 11/14/02 6/21/00 11/23/10 5/12/11 2/27/01 12/11/09 9/28/10 10/7/10 12/8/10 8/8/07
O A A A A A A A A A A A
Ever-Glory International Group, Inc. K General Steel Holdings, Inc. Giant Interactive Group Inc. Guangshen Railway Company Limited Huaneng Power International, Inc. IFM Investments Ltd. iSoftStone Holdings Ltd JinkoSolar Holding Co., Ltd. Lentuo International Inc. LDK Solar Co., Ltd.
EVK GSI GA GSH HNP CTC ISS JKS LAS LDK
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Personal Goods Industrial Metals & Mining Leisure Goods Travel & Leisure Electricity Real Estate Investment & Services Software & Computer Services Alternative Energy General Retailers Alternative Energy
5/27/10 3/6/08 11/1/07 5/13/96 10/6/94 1/28/10 12/14/10 5/14/10 12/10/10 6/1/07
O O A A A A A A A A
LPH
NYSE MKT
Oil & Gas Producers
7/22/10
O
Longwei Petroleum Investment Hold Ltd.
K
IPO
IPO
IPO IPO IPO IPO IPO IPO
IPO IPO IPO IPO
IPO
IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO
IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO
IPO IPO IPO IPO IPO IPO IPO IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Symbol MR NQ
Market NYSE NYSE
Industry Health Care Equipment & Services Software & Computer Services
Listed 9/26/06 5/5/11
Share Type A A
IPO IPO IPO
NEWN EDU NED NOAH
NYSE MKT NYSE NYSE NYSE
Electronic & Electrical Equipment General Retailers Leisure Goods Financial Services
8/16/10 9/7/06 10/19/07 11/10/10
O A A A
IPO IPO IPO
ONP PTR FENG QIHU SOL RENN SMI SHP SCR SHI SFUN STP SYSW XRS TAOM
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Financial Services Oil & Gas Producers Media Software & Computer Services Alternative Energy General Retailers Technology Hardware & Equipment Pharmaceuticals & Biotechnology Pharmaceuticals & Biotechnology Chemicals Media Alternative Energy Real Estate Investment & Services General Retailers Leisure Goods
12/17/09 4/6/00 5/12/11 3/30/11 1/29/08 5/4/11 3/17/04 10/19/10 4/20/07 7/26/93 9/17/10 12/14/05 11/24/10 10/20/10 6/8/11
O A A A A A A A A A A A A A A
IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO
TPI TSL VIPS WH WX XIN XUE YZC YGE YOKU ZA
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Pharmaceuticals & Biotechnology Alternative Energy General Retailers Oil Equipment, Services & Distribution Pharmaceuticals & Biotechnology Real Estate Investment & Services General Retailers Mining Alternative Energy Media Consumer Goods
10/1/08 12/19/06 3/23/12 12/6/07 8/9/07 12/12/07 11/2/10 3/31/98 6/8/07 12/8/10 2/15/11
O A O A A A A A A A A
IPO IPO IPO IPO IPO IPO IPO IPO IPO IPO
COLOMBIA (2 ADR Issuers ) BanColombia S.A. Ecopetrol S.A.
CIB EC
NYSE NYSE
Banks Oil & Gas Producers
7/26/95 9/18/08
A A
IPO
DENMARK (1 ADR Issuer ) Novo-Nordisk A/S
NVO
NYSE
Pharmaceuticals & Biotechnology
7/9/81
A
IPO
FINLAND (1 ADR Issuer ) Nokia Corporation
NOK
NYSE
Technology Hardware & Equipment
7/1/94
A
IPO
FRANCE (7 ADR Issuers ) Alcatel-Lucent
ALU
NYSE
Technology Hardware & Equipment
5/20/92
A
IPO
CGV FTE SNY SQNS TOT VE
NYSE NYSE NYSE NYSE NYSE NYSE
Oil Equipment, Services & Distribution Fixed Line Telecommunications Pharmaceuticals & Biotechnology Technology Hardware & Equipment Oil & Gas Producers Gas, Water & Multiutilities
5/7/97 10/20/97 7/1/02 4/15/11 10/25/91 10/5/01
A A A A A A
IPOG IPO
GERMANY (4 ADR & 1 non-ADR Issuers ) Deutsche Bank AG Fresenius Medical Care AG & Co. KGaA Fresenius Medical Care AG & Co. KGaA (PFD) SAP AG Siemens AG
DB FMS FMSPR SAP SI
NYSE NYSE NYSE NYSE NYSE
Banks Health Care Equipment & Services Health Care Equipment & Services Software & Computer Services General Industrials
10/3/01 9/17/96 11/25/96 8/3/98 3/12/01
GS A A A A
GREECE (2 ADR & 12 non-ADR Issuers ) Aegean Marine Petroleum Network Box Ships, Inc. Coca-Cola Hellenic Bottling Company S.A. Costamare Inc Danaos Corporation Diana Shipping Inc. Excel Maritime Carriers Limited National Bank of Greece S.A. Navios Maritime Acquisition Corp. Navios Maritime Holdings Inc. Navios Maritime Partners L.P. Paragon Shipping Inc. Tsakos Energy Navigation Limited (TEN) Safe Bulkers, Inc.
ANW TEU CCH CMRE DAC DSX EXM NBG NNA NM NMM PRGN TNP SB
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Industrial Transportation Industrial Transportation Beverages Industrial Transportation Industrial Transportation Industrial Transportation Industrial Transportation Banks Financial Services Industrial Transportation Industrial Transportation Industrial Transportation Industrial Transportation Industrial Transportation
12/8/06 4/14/11 10/10/02 11/4/10 10/6/06 3/18/05 9/15/05 10/18/99 6/26/08 2/22/07 11/13/07 3/24/10 3/5/02 5/29/08
O O A O O O O A U O O O O O
IPO IPO
GUERNSEY (1 non-ADR Issuer ) Amdocs Limited
DOX
NYSE
Software & Computer Services
6/19/98
O
IPO
Country CHINA (cont'd.)
Issuer † Mindray Medical International Limited NetQin Mobile Inc. K
New Energy Systems Group New Oriental Education & Technology Group Inc. (NewOriental) Noah Education Holdings, Ltd. Noah Holdings Ltd. K
Orient Paper Inc. PetroChina Company Limited Phoenix New Media Ltd. Qihoo 360 Technology Co. ReneSola Ltd Renren Inc. Semiconductor Manufacturing International Corporation (SMIC) ShangPharma Corp. Simcere Pharmaceutical Group Sinopec Shanghai Petrochemical Company Limited SouFun Holdings Ltd. Suntech Power Holdings Co., Ltd. (Suntech) Syswin Inc. TAL Education Group Taomee Holdings Limited K
Tianyin Pharmaceutical Co., Inc. Trina Solar Limited (Trina) Vipshop Holdings Limited WSP Holdings Limited WuXi PharmaTech (Cayman) Inc. Xinyuan Real Estate Co., Ltd. Xueda Education Group Yanzhou Coal Mining Company Limited Yingli Green Energy Holding Company Limited Youku Inc. Zuoan Fashion Limited
CGGVeritas France Telecom Sanofi S.A. Sequans Communications S.A. TOTAL S.A. Veolia Environnement
IPO IPO
IPO IPO IPO IPO IPO IPO IPO IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country Issuer † HONG KONG, CHINA (4 non-ADR Issuers )
Market
Industry
AQ MIL
NYSE MKT NYSE
Software & Computer Services Industrial Metals & Mining
4/27/12 6/18/07
O O
CNR NTE
NYSE MKT NYSE
Mining Electronic & Electrical Equipment
8/8/05 1/23/03
O O
INDIA (10 ADR & 2 non-ADR Issuers ) Amira Nature Foods Ltd Dr. Reddy's Laboratories Limited Genpact Limited HDFC Bank Limited ICICI Bank Limited Infosys Technologies Mahanagar Telephone Nigam Limited (MTNL) Sterlite Industries (India) Ltd. Tata Communications Limited Tata Motors Limited Wipro Limited WNS (Holdings) Limited
ANFI RDY G HDB IBN INFY MTE SLT TCL TTM WIT WNS
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Food Producers Pharmaceuticals & Biotechnology Support Services Banks Banks Software & Computer Services Fixed Line Telecommunications Industrial Metals & Mining Fixed Line Telecommunications Industrial Engineering Software & Computer Services Support Services
10/10/12 4/11/01 8/2/07 7/20/01 3/28/00 12/12/12 10/26/01 6/19/07 8/15/00 9/27/04 10/19/00 7/26/06
O A O A A A A A A A A A
IPO IPO IPO IPO IPO
INDONESIA (2 ADR Issuers ) PT Indosat Tbk P.T. Telekomunikasi Indonesia
IIT TLK
NYSE NYSE
Mobile Telecommunications Fixed Line Telecommunications
10/18/94 11/14/95
A A
IPO IPO
IRELAND (4 ADR Issuers & 3 non-ADR Issuers ) Covidien Ltd. (incorporated in Ireland on May 28, 2009) CRH plc (CRH) Elan Corporation, plc FleetMatics Group PLC. Fly Leasing Ltd. Governor and Company of the Bank of Ireland (The) XL Group plc
COV CRH ELN FLTX FLY IRE XL
NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Health Care Equipment & Services Construction & Materials Pharmaceuticals & Biotechnology Software & Computer Services Industrial Transportation Banks Nonlife Insurance
6/14/07 3/31/06 1/3/95 10/5/12 9/27/07 9/17/96 7/19/91
O A A O A A O
ISRAEL (2 ADR & 6 non-ADR Issuers ) Blue Square-Israel Ltd. Cellcom Israel, Ltd. Ellomay Capital Ltd. Gazit-Globe Ltd.
BSI CEL ELLO GZT
NYSE NYSE NYSE MKT NYSE
Food & Drug Retailers Mobile Telecommunications Technology Hardware & Equipment Real Estate Investment & Services
8/1/96 2/6/07 8/22/11 12/14/11
A O O O
IPO IPO
Prolor Biotech Inc.K
PBTH
NYSE MKT
Pharmaceuticals & Biotechnology
3/29/10
O
IPO
Protalix Bio Therapeutics Inc K Taro Pharmaceutical Industries Ltd. Teva Pharmaceutical Industries Limited
PLX TARO TEVA
NYSE MKT NYSE NYSE
Pharmaceuticals & Biotechnology Pharmaceuticals & Biotechnology Pharmaceuticals & Biotechnology
3/12/07 3/22/12 5/30/12
O O A
ITALY (4 ADR Issuers ) ENI S.p.A. Luxottica Group, S.p.A. Natuzzi, S.p.A. Telecom Italia S.p.A. Telecom Italia S.p.A.
E LUX NTZ TI TIA
NYSE NYSE NYSE NYSE NYSE
Oil & Gas Producers Personal Goods Household Goods & Home Construction Fixed Line Telecommunications Industrial Transportation
11/28/95 1/24/90 5/13/93 7/27/95 7/27/95
A A A A A
JAPAN (17 ADR Issuers ) Advantest Corporation Canon Inc. Honda Motor Co., Ltd. Konami Corporation Kubota Corporation Kyocera Corporation Mitsubishi UFJ Financial Group, Inc. Mizuho Financial Group, Inc. Nidec Corporation Nippon Telegraph and Telephone Corporation Nomura Holdings, Inc. NTT DoCoMo, Inc. Orix Corporation Panasonic Corporation (formerly Matsushita Electric Industrial Co., Ltd.) Sony Corporation Sumitomo Mitsui Financial Group Inc. Tokyo Toyota Motor Corporation
ATE CAJ HMC KNM KUB KYO MTU MFG NJ NTT NMR DCM IX PC SNE SMFG TM
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Technology Hardware & Equipment Technology Hardware & Equipment Automobiles & Parts Leisure Goods Industrial Engineering Electronic & Electrical Equipment Banks Banks Electronic & Electrical Equipment Fixed Line Telecommunications Financial Services Mobile Telecommunications Financial Services Leisure Goods Leisure Goods Banks Automobiles & Parts
9/17/01 9/14/00 2/11/77 9/30/02 11/9/76 5/23/80 9/19/89 11/8/06 9/27/01 9/29/94 12/17/01 3/1/02 9/16/98 12/13/71 9/10/70 11/1/10 9/29/99
A A A A A A A A A A A A A A A A A
KOREA (8 ADR Issuers and 1 non-ADR Issuer ) KB Financial Group, Inc. (formerly Kookmin Bank) Korea Electric Power Corporation KT Corporation LG Display Co., Ltd. MagnaChip Semiconductor Corp. POSCO Shinhan Financial Group Ltd. SK Telecom Co., Ltd.
KB KEP KT LPL MX PKX SHG SKM
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Banks Electricity Fixed Line Telecommunications Technology Hardware & Equipment Technology Hardware & Equipment Industrial Metals & Mining Banks Mobile Telecommunications
11/1/01 10/27/94 5/26/99 7/22/04 3/11/11 10/14/94 9/16/03 6/27/96
A A A A O A A A
Acquity Group LimitedK MFC Industrial Ltd. K
China Metro-Rural Holdings Ltd. Nam Tai Electronics, Inc. (Namtai)
Listed
Share Type
Symbol
IPO IPO
IPO
IPO IPO
IPO IPO IPO
IPO IPO IPO
IPO IPO IPO IPO IPO IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Symbol WF
Market NYSE
Industry Banks
Listed 9/29/03
Share Type A
IPO
RCL
NYSE
Travel & Leisure
4/28/93
O
IPO
MT TS TX
NYSE NYSE NYSE
Industrial Metals & Mining Industrial Metals & Mining Industrial Metals & Mining
8/7/97 12/16/02 2/1/06
N A A
IPOC
AMX CX KOF HXM ICA FMX GMK PAC ASR BSMX RC
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Mobile Telecommunications Construction & Materials Beverages Household Goods & Home Construction Construction & Materials Beverages Food Producers Industrial Transportation Industrial Transportation Banks Media
2/7/01 9/15/99 9/14/93 6/29/04 4/9/92 5/11/98 11/6/98 2/24/06 9/28/00 9/26/12 7/1/93
A A A A A A A A A A A
SIM TV IBA MXT
NYSE MKT NYSE NYSE NYSE
Industrial Metals & Mining Media Food Producers Fixed Line Telecommunications
7/1/93 12/14/93 9/19/97 10/19/07
A G A A
IPO IPO IPO IPO
MONACO (2 non-ADR Issuer) GasLog Ltd. Scorpio Tankers Inc.
GLOG STNG
NYSE NYSE
Industrial Transportation Industrial Transportation
3/30/12 3/31/10
O O
IPO IPO
NETHERLANDS (6 DR & 5 non-DR Issuers ) AEGON N.V. AerCap Holdings N.V. AVG Technologies, N.V.
AEG AER AVG
NYSE NYSE NYSE
Life Insurance Industrial Transportation Software & Computer Services
11/5/91 11/21/06 2/2/12
N O O
IPO IPO
CNH CLB ING INXN PHG ENL UN VIP
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Industrial Engineering Oil Equipment, Services & Distribution Life Insurance Technology Leisure Goods Media Food Producers Mobile Telecommunications
11/1/96 7/10/98 6/13/97 1/28/11 4/14/87 10/6/94 12/12/61 11/15/96
O O A O N A N A
NETHERLANDS ANTILLES (1 non-ADR Issuer ) Schlumberger Limited
SLB
NYSE
Oil Equipment, Services & Distribution
2/2/62
O
NORWAY (1 ADR Issuer & 4 non-ADR Issuer ) DHT Holdings Inc. Frontline Ltd. SeaDrill Ltd. Ship Finance International Limited Statoil ASA
DHT FRO SDRL SFL STO
NYSE NYSE NYSE NYSE NYSE
Industrial Transportation Oil Equipment, Services & Distribution Oil Equipment, Services & Distribution Industrial Transportation Oil & Gas Producers
10/13/05 8/6/01 4/15/10 6/14/04 6/18/01
O O O O A
IPO
PANAMA (2 non-ADR Issuers ) Banco Latinoamericano de Comercio Exterior, S.A. (formerly Banco Latinoamericano de Exportaciones, S.A.) Copa Holdings, S.A.
BLX CPA
NYSE NYSE
Banks Travel & Leisure
9/24/92 12/15/05
O O
IPO IPO
PAPUA NEW GUINEA (1 ADR Issuer ) InterOil Corp
IOC
NYSE
Oil & Gas Producers
9/8/04
O
PERU (2 ADR & 1 non-ADR Issuers ) Cementos Pacasmayo S.A.A. Compañía de Minas Buenaventura S.A. Credicorp Ltd.
CPAC BVN BAP
NYSE NYSE NYSE
Construction & Materials Mining Banks
2/8/12 5/15/96 10/25/95
A A O
PHILIPPINES (1 ADR Issuer ) Philippine Long Distance Telephone Company
PHI
NYSE
Mobile Telecommunications
10/19/94
A
PORTUGAL (1 ADR Issuer ) Portugal Telecom. SGPS, S.A.
PT
NYSE
Fixed Line Telecommunications
6/2/95
A
Country KOREA (cont'd.)
Issuer † Woori Finance Holdings Co., Ltd.
LIBERIA (1 non-ADR Issuer ) Royal Caribbean Cruises Ltd.
LUXEMBOURG (3 ADR Issuers ) Arcelor Mittal Tenaris S.A. Ternium S.A.
MEXICO (15 DR Issuers ) América Móvil, S.A.B. de C.V. CEMEX S.A.B. de C.V. (CEMEX) Coca-Cola FEMSA, S.A.B. de C.V. Desarrolladora Homex, S.A. de C.V. (Homex) Empresas ICA, S.A. de C.V. Fomento Económico Mexicano, S.A.B. de C.V. (FEMSA) Gruma S.A. de C.V. Grupo Aeroportuario del Pacífico, S.A.B. de C.V. (GAP) Grupo Aeroportuario del Sureste, S.A. de C.V. (ASUR) Grupo Financiero Santander México, S.A.B. de C.V Grupo Radio Centro, S.A. de C.V. K
Grupo Simec, S.A. De CV. (ADS) Grupo Televisa, S.A. Industrias Bachoco, S.A.B. de C.V. (Bachoco ) Maxcom Telecomunicaciones S.A.B. de C.V.
CNH Global N.V. Core Laboratories N.V. ING Groep N.V. InterXion Holding N.V. Koninklijke Philips Electronics N.V. Reed Elsevier NV Unilever N.V. Vimpel-Communications
IPO
IPO IPO IPO
IPO IPO IPO IPO
IPOB IPO IPO
IPO
IPO
IPO
IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Share Type
IPO
1/8/03 3/11/93 12/29/94 12/7/07
O O O O
IPO
Industrial Metals & Mining Mobile Telecommunications
10/29/04 6/30/00
A A
IPO IPO
NYSE
Industrial Engineering
12/16/94
O
IPO
AU DRD GFI HMY SPP SSL
NYSE NYSE NYSE NYSE NYSE NYSE
Mining Mining Mining Mining Forestry & Paper Oil & Gas Producers
8/5/98 12/30/11 5/9/02 11/27/02 11/6/98 4/9/03
A A A A A A
BBVA SAN REPPRA TEF
NYSE NYSE NYSE NYSE
Banks Banks Oil & Gas Producers Fixed Line Telecommunications
12/14/88 7/30/87 10/30/97 6/12/87
A A O A
SWITZERLAND (5 DR & 6 non-DR Issuers ) ABB Ltd ACE Limited Allied World Assurance Company Holdings, Ltd. (AWA) Credit Suisse Group Mettler-Toledo International Inc. Noble Corporation (changed incorporation from Cayman Islands on March 27, 2009) Novartis AG STMicroelectronics N.V. Syngenta AG Tyco International Ltd. (changed incorporation from Bermuda on March 17, 2009) UBS AG
ABB ACE AWH CS MTD NE NVS STM SYT TYC UBS
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Industrial Engineering Nonlife Insurance Nonlife Insurance Banks Electronic & Electrical Equipment Oil Equipment, Services & Distribution Pharmaceuticals & Biotechnology Technology Hardware & Equipment Chemicals General Industrials Banks
4/6/01 3/25/93 7/12/06 9/25/01 11/14/97 5/1/02 5/11/00 12/8/94 11/13/00 1/16/74 5/16/00
A O O A O O A N A O GS
TAIWAN (5 ADR Issuers ) Advanced Semiconductor Engineering, Inc. (ASE) AU Optronics Corp. Chunghwa Telecom Co., Ltd. (CHT) Taiwan Semiconductor Manufacturing Company Ltd. (TSMC) United Microelectronics Corporation (UMC)
ASX AUO CHT TSM UMC
NYSE NYSE NYSE NYSE NYSE
Technology Hardware & Equipment Technology Hardware & Equipment Fixed Line Telecommunications Technology Hardware & Equipment Technology Hardware & Equipment
9/26/00 5/23/02 7/17/03 10/8/97 9/19/00
A A A A A
IPO IPO IPO IPO IPO
TURKEY (1 ADR Issuer ) Turkcell Iletisim Hizmetleri A.S.
TKC
NYSE
Mobile Telecommunications
7/11/00
A
IPO
UNITED KINGDOM (23 common ADR, 5 non-ADR & 1 Preferred ADR Issuers ) AstraZeneca PLC Aviva PLC Barclays PLC Barclays PLC (PFD) Barclays PLC (PFD) Barclays PLC (PFD) BHP Billiton plc BP p.l.c.
AZN AV BCS BCSPR BCSPRA BCSPRC BBL BP
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Pharmaceuticals & Biotechnology Life Insurance Banks Banks Banks Banks Mining Oil & Gas Producers
5/12/93 10/20/09 9/9/86 5/15/06 10/5/07 12/28/07 6/25/03 3/23/70
A A A A A A A A
British American Tobacco P.L.C. K BT Group plc Carnival plc Diageo plc GlaxoSmithKline plc Global Ship Lease, Inc. HSBC Holdings plc InterContinental Hotels Group plc Lloyds Banking Group plc Luxfer Holdings PLC. Manchester United PLC
BTI BT CUK DEO GSK GSL HBC IHG LYG LXFR MANU
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Tobacco Fixed Line Telecommunications Travel & Leisure Beverages Pharmaceuticals & Biotechnology Industrial Transportation Banks Travel & Leisure Banks General Industrials Travel & Leisure
3/30/28 12/3/84 10/23/00 12/17/97 6/10/87 8/15/08 7/16/99 3/31/03 11/27/01 10/3/12 8/10/12
A A A A A O A A A A O
MGT Capital Investments Inc K National Grid plc National Westminster Bank Plc (PFD) †† Pearson Plc Prudential Public Limited Company Reed Elsevier PLC Rio Tinto Plc
MGT NGG NWPRC PSO PUK RUK RIO
NYSE MKT NYSE NYSE NYSE NYSE NYSE NYSE
Health Care Equipment & Services Gas, Water & Multiutilities Banks Media Life Insurance Media Mining
12/19/05 10/7/99 4/24/97 9/1/00 6/28/00 10/6/94 6/28/90
O A A A A A A
Country Issuer † COMMONWEALTH OF PUERTO RICO (4 non-ADR Issuers ) Doral Financial Corporation First BanCorp. Oriental Financial Group, Inc. Triple-S Management Corporation
Symbol
Market
Industry
DRL FBP OFG GTS
NYSE NYSE NYSE NYSE
Banks Banks Banks Health Care Equipment & Services
RUSSIAN FEDERATION (2 ADR Issuers ) Mechel OAO Mobile TeleSystems OJSC
MTL MBT
NYSE NYSE
SINGAPORE (1 non-ADR Issuer ) China Yuchai International Limited
CYD
SOUTH AFRICA (6 ADR Issuers ) AngloGold Ashanti Limited DRDGOLD Limited Gold Fields Limited Harmony Gold Mining Company Limited Sappi Limited Sasol Limited
Listed
SPAIN (3 ADR & 1 Preferred Only Issuers ) Banco Bilbao Vizcaya Argentaria, S.A. Banco Santander S.A. Repsol International Capital Ltd. Telefónica S.A.
IPOE IPO IPO
IPO IPO
IPO
IPO
IPO
IPO IPO
IPO
Current List of All Non-U.S. Issuers 525 NYSE and NYSE MKT-listed non-U.S. Issuers from 46 Countries (as of December 31, 2012) Country UNITED KINGDOM (cont'd)
Issuer † Royal Dutch Shell plc Royal Dutch Shell plc Seadrill Partners LLC. Signet Group plc Smith & Nephew plc
Symbol RDSA RDSB SDLP SIG SNN
Market NYSE NYSE NYSE NYSE NYSE
Industry Oil & Gas Producers Oil & Gas Producers Oil Equipment, Services & Distribution General Retailers Health Care Equipment & Services
Listed 7/20/05 7/20/05 10/18/12 11/16/04 11/16/99
Share Type A A O O A
The Royal Bank of Scotland Group plc The Royal Bank of Scotland Group plc (PFD) The Royal Bank of Scotland Group plc (PFD) The Royal Bank of Scotland Group plc (PFD) The Royal Bank of Scotland Group plc (PFD) The Royal Bank of Scotland Group plc (PFD) The Royal Bank of Scotland Group plc (PFD) Unilever PLC
RBS RBSPRH RBSPRN RBSPRP RBSPRR RBSPRS RBSPRT UL
NYSE NYSE NYSE NYSE NYSE NYSE NYSE NYSE
Banks Banks Banks Banks Banks Banks Banks Food Producers
10/11/07 2/19/99 6/13/05 12/5/05 1/17/07 7/6/07 10/9/07 12/12/61
A A A A A A A A
Note: As of January 2009, MKT-listed non-U.S. Issuers have been included in this document † Operating companies & one closed-end fund. A
Predecessor, Everest Reinsurance Holdings, Inc. (Delaware); admitted 10/3/95
B
Predecessor, New Holland N.V.; admitted 11/1/96
C
Predecessor, Ispat International N.V., admitted 8/7/97
D
Precedessor, Banco Santander Puerto Rico; admitted 11/20/98
E
Precedessor, ARGENTARIA-Corporacion Bancaria de España; admitted 5/12/93
F
Series A, admitted 10/16/89, was removed on 10/16/96.
G
Predecessor, Compagnie Générale de Géophysique; admitted 5/7/97
H
Domtar Corporation (UFS/Canada) , formerly Weyerhaeuser TIA, Inc., was admitted to trading on the NYSE & to the U.S. roster on 3/7/07 & added to the non-U.S. roster, as of 7/1/07.
J
Listed on NYSE Arca
K Listed on NYSE MKT
L Hungarian Telephone and Cable Corp. HTC (“HTCC”) reorganized and began trading on the NYSE MKT on February 27, 2009 as Invitel Holdings A/S under the symbol “IHO”.
Share Type Description A American Depositary Receipt/Share G Global Depositary Receipt/Share O Ordinary GS Global Share N New York Registry Share IPO: Initial capital-raising in U.S. U: Unit †† Preferred Issuer
IPO
IPO
IPOF
