NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : LISTING Download Ref.No.: NSE/CML/28462

Date : December 26, 2014

Circular Ref.No.: 1192/2014

To All Members Sub : Listing of Mutual Funds In pursuance of Regulation 3.1.1 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the list of securities further admitted to dealings on the National Stock Exchange (Capital Market segment) with effect from December 29, 2014 and the designated security codes thereof shall be as specified in Annexure. In pursuance of Regulation 2.5.5 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the respective lot sizes in respect of securities above shall be as specified in Annexure. For the purpose of trading on the system, the security shall be identified only by its designated codes and trading in such securities shall be in such lot sizes as specified in Annexure. This circular shall be effective from December 29, 2014. For and on behalf of National Stock Exchange of India Limited

Samir Rajdev Manager

Telephone No +91-22-26598235/36, 8346

Fax No +91-22-26598237/38

Email id [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Annexure

1. Deutsche Asset Management (India) Private Limited Name of Scheme

DWS MID CAP FUND - Series 1

Symbol

DWSMIDRD

DWSMIDRQ

DWSMIDRG

DWSMIDDP

Security Description

Units of Rs. 10/each of Deutsche Mutual Fund DWS MID CAP FUND Series 1 Regular Plan Dividend Payout Option

Units of Rs. 10/each of Deutsche Mutual Fund DWS MID CAP FUND Series 1 Direct Plan Dividend Payout Option

Units of Rs. 10/each of Deutsche Mutual Fund DWS MID CAP FUND Series 1 Regular Plan Growth Option

Units of Rs. 10/each of Deutsche Mutual Fund DWS MID CAP FUND Series 1 Direct Plan Growth Option

ISIN

INF223JA1263

INF223JA1289

INF223JA1271

INF223JA1297

No of Units

16021643

31100

16195706

160314

Scheme Type

Close Ended

Series

MF

Date of December 18, 2017 Redemption Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: Deutsche Trustee Services (India) Private Limited 2nd Floor, 222, Kodak House, Dr. D N Road, Fort, MUMBAI - 400001 Tel: 66584324 Fax: 66584655

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Address of the Asset Management Company: Deutsche Asset Management (India) Private Limited 2nd Floor, 222, Kodak House, Dr. D N Road, Fort, MUMBAI - 400001 Tel: 66584324 Fax: 22074411

Contact Person: Ms. Nehal Shah Website: www.dws-india.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Karvy Computershare Private Ltd Karvy Plaza,H.No.8-2-596, Street No 1, Banjara Hills, Hyderabad MUMBAI - 500034 Tel: 040-44677072 Fax: 040-23311968

Contact Person: K R Pani Senior Manager Email: [email protected]

2. Birla Sun Life Asset Management Company Limited Name of Scheme

Birla Sun Life Focused Equity Fund - Series 4

Symbol

BSLFEFS3RG

BSLFEFS3RN

BSLFEFS3DG

BSLFEFS3DN

Security Description

Units of Rs. 10/each of Birla Sun Life Mutual Fund - Birla Sun Life Focused Equity Fund Series 4 Regular Plan-Growth Option

Units of Rs. 10/each of Birla Sun Life Mutual Fund - Birla Sun Life Focused Equity Fund Series 4 Regular Plan-Dividend Payout Option

Units of Rs. 10/each of Birla Sun Life Mutual Fund - Birla Sun Life Focused Equity Fund Series 4 Direct Plan-Growth Option

Units of Rs. 10/each of Birla Sun Life Mutual Fund - Birla Sun Life Focused Equity Fund Series 4 Direct Plan-Dividend Payout Option

ISIN

INF209KA1UL6 INF209KA1UM4 INF209KA1UN2 INF209KA1UO0

No of Units

55447175

Scheme Type

Close Ended

20265787

371664

153100

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Series

MF

Date of December 21, 2017 Redemption Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: Birla Sun Life Trustee Company Private Limited One Indiabulls Centre, Tower-1,17th Floor, Jupiter Mills Compound, 841, S. B. Marg, Elphinstone Road, MUMBAI - 400013 Tel: 43568000 Fax: 43568110/1 Address of the Asset Management Company: Birla Sun Life Asset Management Company Limited One Indiabulls Centre, Tower-1,17th Floor, Jupiter Mills Compound, 841, S. B. Marg, Elphinstone Road, MUMBAI - 400013 Tel: 43568000 Fax: 43568110/1

Contact Person: Mr.Rajiv Joshi Website: www.birlasunlife.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Ltd Rayala Towers II Floor, 158, Anna Salai, CHENNAI - 600002 Tel: 30212950 Fax: 42141227

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Contact Person: Mr. K.S. Narayanan Email: [email protected]

3. UTI Asset Management Company Limited Name of UTI - Fixed Term Income Fund - Series XX - Plan XVI (1100 days) Sche me UTID UTID Symb UTIDA QPXX APXX ol RXX16 16 16

UTID UTID UTIDF UTIRQ MPXX GRXX PXX16 RXX16 16 16

UTIR UTIR APXX GRXX 16 16

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Secur Series XX ity Descr Plan iption XVI DIREC T PLANQUAR TERL Y DIVID END PAYO UT OPTIO N

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI DIREC T PLANMATU RITY DIVID END PAYO UT OPTIO N

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI REGU LAR PLANANNU AL DIVID END PAYO UT OPTIO N

ISIN

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI DIREC T PLANANNU AL DIVID END PAYO UT OPTIO N

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI DIRECT PLANANNUA L DIVIDE ND REINV ESTME NT OPTIO N

INF78 INF78 INF789 9FB11 9FB12 FB1221 97 13

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI DIREC T PLANGRO WTH OPTIO N

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI DIREC T PLANFLEXI DIVID END PAYO UT OPTIO N

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI REGUL AR PLANQUART ERLY DIVIDE ND REINV ESTME NT OPTIO N

INF78 INF78 INF78 INF789 9FB12 9FB12 9FB12 FB1288 39 47 54

Units of Rs. 10/each of UTI Mutual Fund UTI Fixed Term Income Fund Series XX Plan XVI REGU LAR PLANGRO WTH OPTIO N

INF78 INF78 9FB12 9FB13 96 20

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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No of 1500 Units

1000

Sche me Type

Close Ended

Serie s

MF

8500

500

563294 1000 6

5000

13990

151293 06

Date of Rede December 26, 2017 mptio n Face Value Rs.10/per unit Paid Up Value Rs.10/per unit Issue Price

Rs.10/-

Mark 1 et Lot

Address of the Trustee: UTI Trustee Company Private Limited UTI Tower, 'GN' Block, Bandra - Kurla Complex, Bandra (East), MUMBAI - 400051 Tel: 66786736 Fax: 26522226 Address of the Asset Management Company: UTI Asset Management Company Limited UTI Mutual Fund, UTI Tower, 'GN Block', Bandra Kurla Complex, Bandra East MUMBAI - 400051 Tel: 66786736 Fax: 26522226

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Contact Person: Ms. Madhavi Dicholkar Website: www.utimf.com Email: [email protected] Address of the Registrar and Share Transfer Agent: M/s Karvy Computershare Private Limited Karvy Computershare Pvt. Ltd., Karvy Registry House, No. 8-2-596, Street No. 1, Banjara Hills, HYDERABAD - 500034 Tel: 23312454 Fax: 23311968

Contact Person: Mr. R. V. Subrahmanyam Website: www.karvymfs.com Email: [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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