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Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Options

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Back-office – Options Technology Regulation

CIRCULAR 154-17 November 1, 2017 NEW FOREIGN APPROVED PARTICIPANT FRESHWATER SECURITIES LLC On October 31, 2017, the application of Freshwater Securities LLC to join Bourse de Montréal Inc. as a foreign approved participant was approved by the Special Committee - Regulatory Division of Bourse de Montréal Inc. The head office of Freshwater Securities LLC is situated at 550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661. The telephone number is 312.284.5500. Freshwater Securities LLC operates as a “Proprietary Trading Firm”. Mr. Chad Isaacson, Director, will act as the Designated Representative. For further information, please contact Claude Baril, Director, Enforcement and Legal Counsel at 514.871.3595 or by email at [email protected].

Julie Rochette Vice President and Chief Regulatory Officer

Tour de la Bourse P.O. Box 61, 800 Victoria Square, Montreal, Quebec H4Z 1A9 Telephone: 514 871-2424 Toll free within Canada and the U.S.A.: 1 800 361-5353 Website: www.m-x.ca

Freshwater Securities LLC - Bourse de Montréal

Nov 1, 2017 - ... operates as a “Proprietary Trading Firm”. Mr. Chad Isaacson, Director, will act as the Designated Representative. For further information, please contact Claude Baril, Director, Enforcement and Legal Counsel at. 514.871.3595 or by email at [email protected]. Julie Rochette. Vice President and Chief ...
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