NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : FUTURES & OPTIONS Download Ref No : NSE/FAOP/32060

Date : March 23, 2016

Circular Ref. No : 025/2016

All Members, Mock trading (Contingency) on Saturday, April 02, 2016, new version of NEAT F&O 9.3.9 and NEAT+ 7.1.8 In continuation to our circular 120/2015 (Download No. 31307) dated December 08, 2015, Exchange shall be conducting a mock trading (contingency) session to test the system performance in the Futures & Options Segment on Saturday, April 02, 2016 as per the following schedule: Saturday, April 02, 2016 Normal Market open time Normal Market close time Position Limit/Collateral value Set up cut off time Trade modification end time Live Re-login start time Live Re-login close time

Time 10:15 hrs. 15:30 hrs. 15:40 hrs. 15:40 hrs. 17:30 hrs. 18:00 hrs.

The Exchange shall be releasing new versions of NEAT F&O 9.3.9 and NEAT+ 7.1.8. These new versions shall be available from Friday, April 01, 2016 at 17:00 hours onwards on NSE EXTRANET path faoftp/faocommon/Ver939 and faoftp/faocommon/NEATPlus718. Members shall be able to login to live trading system from April 04, 2016 onwards with the following software‟s only –  

NEAT F&O 9.3.8 & NEAT F&O 9.3.9 NEAT+ 7.1.7 & NEAT+ 7.1.8

Login with the version i.e. NEAT F&O 9.3.8 and NEAT+ 7.1.7 shall be discontinued w.e.f. May 07, 2016. From April 02, 2016, members shall be able to login with only new version of TAP as per circular 018/2016 (Download No.31905) dated March 04, 2016. Members who have not yet installed the new version are advised to do so immediately.

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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The following operational instructions are to be noted and acted upon: Annexure - 1: Important Instructions regarding mock trading Annexure - 2: Installation procedure for NEAT F&O Version 9.3.9 Annexure - 3: Installation procedure for NEAT+ Version 7.1.8 Annexure - 4: Precautions and procedure for reverting to earlier version For and on behalf of National Stock Exchange of India Limited

Khushal Shah Chief Manager

Toll Free No 1800-266-00-53

Fax No +91-22-26598449

Email id [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Annexure – 1 Important instructions regarding mock trading session 1. Trades resulting from this session shall not attract any obligation in terms of funds and/or securities pay-in and/or pay-out. Kindly do not transfer any data files for this session. 2. Members having approved algorithmic software are required to adhere to circular 073/2013 (Download No. 24585) dated September 27, 2013 for mandatory participation in mock trading (contingency) session. 3. Kindly participate actively in the mock trading session from all trading software and re-login into live environment to check the connectivity and to avoid login problems on Monday, April 04, 2016. 4. Kindly refer to the website of NSE at www.nseindia.com for any information which may be updated by the Exchange on the mock trading session. 5. In case of any queries please call Toll Free no: 1800 266 00 53.

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Annexure – 2 Installation procedure for NEAT F&O Version 9.3.9 NEAT F&O Version 9.3.9 Precautions:  Install the new version only after end of live trading hours and after all end of day activities have been completed on Friday, April 01, 2016. Members are advised to take back up of all report files before upgrading the software. 

Members who wish to retain their existing market watch screen and client master are advised to take backup of the files 'mw****.dat and „cl****.dat‟ respectively (**** = userid). These files can be found at '\NSEOP\BACKUP' directory on the logon drive.



Members using Debarred Client Functionality are required to retain their existing Debarred Client list by taking backup of the file „deb****.dat‟ (**** = userid). The file can be found in '\NSEOP\BACKUP' directory on the logon drive.



Members using Order Price limits functionality can retain their price limits settings by taking backup of the file NSEOP\BACKUP\ldbordprilmt****.dat (**** = userid).



Members can retain their transaction costs settings of Net Position, if required by taking backup of the file NSEOP\BACKUP\BakSetCharge**** (**** = userid).



Members are advised to use the recommended minimum screen resolution of 800x600 for NEAT-F&O.

Installation:  Installation files shall be available after 1700 hours on Friday, April 01, 2016 on path /faoftp/faocommon/Ver939 on NSE EXTRANET 

Download the files spreltdr.9.3.9 and opneattdr.bat to your local hard disk drive (C:\ or D:\) and double click opneattdr.bat file to run the installer.



Go to NSEOP folder and run NEATOP.EXE

Updating the new version with latest data:  Download and unzip following files from NSE EXTRANET path /faoftp/faocommon/ to your local hard disk drive (C:\ or D:\): a) contract.gz b) fo_participant.gz c) security.gz d) spd_contract.gz 

Place the old „mw****.dat‟, „cl****.dat‟, deb****.dat, BakSetCharge**** files in C:\NSEOP\BACKUP directory.

ldbordprilmt****.dat

and

From the log on screen click on the “UPLOAD” button to update the contract, security, participant and spread combination contract details.

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Annexure – 3 Installation procedure for NEAT+ Version 7.1.8 NEAT+ Version 7.1.8 Precautions:  Install the new version only after end of live trading hours and after all end of day activities have been completed on Friday, April 01, 2016. 

Take back up of all required data to a location other than NEATProDB-TWS and NEATProData-TWS folders before upgrading the software.



Take back up of client master through client master maintenance and debarred client master through debarred client master maintenance.



Take back up of Market watch through export functionality.

Installation: 

Installation files can be downloaded from NSE EXTRANET faoftp/faocommon/NEATPlus718 after 1700 hours on Friday, April 01, 2016.



Download the setup file „NEATPlusTWSSetup.exe‟ to your local hard disk drive (C:\) and double click on it to run the installer. Select the Installation drive. Click on ‘Install’ button on this pop up window and follow the installation instructions.



Message of successful installation will be displayed once the complete application is installed.



The user can run NEATPlus TWS application by double clicking on either of the following: a. NEATPlus TWS shortcut icon created on the desktop b. NEATPlus TWS entry in the „Programs‟ sub-menu of the „Start‟ menu c. NEATPLUS.exe located in the NEATProDB-TWS directory in the installation drive

path

Updating the new version with latest data:  Download and unzip following files from NSE EXTRANET path /faoftp/faocommon/ to your local hard disk drive (C:\): a) contract.gz b) spd_contract.gz c) fo_participant.gz d) security.gz e) participant.gz 

From the log on screen click on the “UPLOAD” button to update the contract, security, participant and spread combination contract details.

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Annexure – 4 These instructions are required to be followed to ensure that members are able to revert back to old version of NEAT-F&O 9.3.8 and NEAT+ 7.1.7 Steps to be followed for reverting to old version of NEAT-F&O & NEAT+: NEAT F&O  Download the setup files for old version (spreltdr.9.3.8 and opneattdr.bat) from NSE EXTRANET path faoftp/faocommon/Ver938 to your local hard disk drive (C:\). If prompted, choose to overwrite the existing files. Double click opneattdr.bat file to run the installer. 

Place the old „mw****.dat‟, „cl****.dat‟, „deb****.dat‟, BakSetCharge**** files in „C:\NSEOP\BACKUP‟ directory.



Download and unzip the fresh contract.gz, spd_contract.gz, fo_participant.gz and security.gz file from NSE EXTRANET path /faoftp/faocommon and upload them on your log on drive

ldbordprilmt****.dat

and

NEAT+ Download the setup file for old version „NEATPlusTWSSetup.exe‟ from NSE EXTRANET path faoftp/faocommon/NEATPlus717 to your local hard disk drive (C:\). If prompted, choose to overwrite the existing file. Kindly choose the same drive where the proposed new version was installed. Go to the drive where NEATPlusTWSSetup.exe is copied and double click on the NEATPlusTWSSetup.exe. The files will be extracted with the window pop up „NEATPlus TWS Installer extracting files‟. It will be followed by „NEATPlus Installer‟ pop up window. Installation drive (where application will be installed) will be C: by default. Installation of 7.1.7: Double click on the file NEATPlusTWSSetup.exe again. Select the same drive from which the earlier version was un-installed. Click on „Install‟ button on this pop up window and follow the installation instructions. Message of successful installation will be displayed once the complete application is installed. The user can run NEATPlus TWS application by double clicking on either of the following: a. NEATPlus TWS shortcut icon created on the desktop. b. NEATPlus TWS entry in the „Programs‟ sub-menu of the „Start‟ menu. c. NEATPLUS.exe located in the NEATProDB-TWS directory in the installation drive. From NSE EXTRANET path /faoftp/faocommon/ download contract.gz, security.gz, participant.gz & fo_participant.gz and unzip it on your log on drive. From the log on screen click on the “UPLOAD” button to update the contract, spread contracts, security, participant and portfolio details. Restore the backup of Market Watch, Client Master and Debarred Client Master and update the version with the latest data (as mentioned in Annexure 3)

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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