pwc INSTRUCTIONS FOR FILING PARK FOUNDATION, INC. FORM 990PF - RETURN OF PRIVATE FOUNDATION FOR THE PERIOD ENDED DECEMBER 31, 2011 *************************
SIGNATURE... THE ORIGINAL RETURN SHOULD BE SIGNED (USING FULL NAME AND TITLE) AND DATED BY AN AUTHORIZED OFFICER OF THE ORGANIZATION. FILING... THE SIGNED RETURN SHOULD BE FILED ON OR BEFORE NOVEMBER 15, 2 012 WITH... DEPARTMENT OF THE TREASURY INTERNAL REVENUE SERVICE CENTER OGDEN, UT 84201-0027 OVERPAYMENT OF TAX... THE RETURN SHOWS AN OVERPAYMENT OF $43,887. OF WHICH NONE SHOULD BE REFUNDED TO YOU AND $43,887. HAS BEEN APPLIED TO YOUR 2012 ESTIMATED TAX. TO DOCUMENT THE TIMELY FILING OF YOUR TAX RETURN(S), WE SUGGEST THAT YOU OBTAIN AND RETAIN PROOF OF MAILING. PROOF OF MAILING CAN BE ACCOMPLISHED BY SENDING THE TAX RETURN(S) BY REGISTERED OR CERTIFIED MAIL (METERED BY THE U.S. POSTAL SERVICE) OR THROUGH THE USE OF AN IRS APPROVED DELIVERY METHOD PROVIDED BY AN IRS DESIGNATED PRIVATE DELIVERY SERVICE. DISTRIBUTION REQUIRED: PLEASE NOTE THAT AT LEAST $ NONE MUST BE DISTRIBUTED BY THE FOUNDATION BY THE END OF THE FOLLOWING FISCAL YEAR IN ORDER TO AVOID ADDITIONAL TAX ON UNDISTRIBUTED 2011 INCOME. *************************
' PricewaterhouseCoopers LLP, 1100 Bausch & Lomb Place, Rochester, NY 14604 T: (585) 232-4000, www.pwc.com XP066 7.000
Form
Return of Private Foundation
990-PF
OMB No. 1545-0052
or Section 4947(a)(1) Nonexempt Charitable Trust Department of the Treasury , ^ . Treated as a Private Foundation TU Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. For calendar year 2011 or tax year beginning , 2011, and ending Name of foundation A Employer identification PARK F O U N D A T I O N , I N C . 16-6071043 Number and street (or P.O. box number if mail is not delivered to street address)
Room/suite
B
©11 ,20 number
T e l e p h o n e n u m b e r ( s e e instructions)
(607)
272-9124
PO BOX 5 5 0 City or town, state, and ZIP code C
ITHACA,
NY 1 4 8 5 1
G Check all that apply:
Initial return
Initial return of a former public charity Amended return Address change Name change H Check type of organization: x Section 501(c)(3) exempt private foundation
D
Final return
I
may not necessarily equal the amounts in column (a) (see instructions).) 1 _ 2
Contributions, gifts, grants, etc , received (attach schedule) . «. . ^ 1 | if the found ation is n o t r e q u i r e d t o Check • | 1 attach Sch B
3
I n t e r e s t o n s a v i n g s a n d t e m p orary c a s h i n v e s t m e n t s
4
Dividends and interest from securities . . . .
(a) Revenue and expenses per books
.
.
.
1 . F o r e i g n organizations, check here
.
1 1
1 1
^
I
I
I
I
i
1
.
E
If private f o u n d a t i o n status was terminated u n d e r section 507(b)(1)(A). check here .
F
^ I
I
If t h e f o u n d a t i o n is in a 60-month termination u n d e r section 507(b)(1)(B), check here .
(b) Net investment income
^ ^
2 . F o r e i g n organizations meeting t h e 8 5 % test, check here a n d attach
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation x Fair market value of all assets at end J Accounting ITlethod: Cash Accrual I | Other (spe3cify) of year (from Part II, col. (c), line 16) • $ 335,424,300. (Part 1, column (d) must be on cash basis.)
of Revenue and Expenses (The E£ Q U Analysis total of amounts in columns (b), (c), and (d)
If e x e m p t i o n application is pending, check here . . .
• ]
|
(d) Disbursements for charitable purposes (cash basis only)
(c) Adjusted net income
49,176,821. 2,350,570. 3,657,011.
2,371,010. 3,685,551.
ATCH 1 ATCH 2
5 a Gross rents b
> or
6 a b
7 8 9
N e t r e n t a l i n c o m e or (loss) Net gain or (loss) from sale of assets not on line 10 Gross sales price for all assets on line 6a
$5 '
f
b
G r o s s s a l e s less returns L e s s : C o s t of g o o d s sold
.
c Gross profit or (loss) (atta ch schedule) 11 Other income (attach sch edule) 12 T o t a l . A d d l i n e s 1 t h r o u a h 11 13
Compensation of officers, directors, trustees, etc.
14 Other employee salaries and wages 15 Pension olans. emolovee benefits . . . . . . C 16a Leaal fees (attach schedule) A T C H 4 a b Accounting fees (attach schedule)ATCH 5 X LU c Other orofessional fees (attach schedule). * . V) 0)
< 7C3 (0 C *3 (0
17
Interest
18
T a x e s ( a t t a c h s c h e d u l e ) (see instructions)
19
Depreciation (attach schedule) and depletion.
20
Onnunancv .
21 22 23 24
Travel, conferences, andmeetings Printing and publications Other exoenses (attach schedule) ATCH ? .
.
.
25 2 6
Total expenses a n d disbursements. A d d l i n e s 2 4 a n d 2 5
27
15,173. 61,921,493. 414,000. 677,462. 230,688. 36,000. 127,310.
ATCH 3
139,185. 12,803,162.
2,429,115.
102,960. 128,718. 43,831. 18,000. 63,655. 2,414,964.
311,040 548,744 186,857 18,000 63,655 14,151
106,385. 10,694. 121,966. 156,210.
42,199. 10,694. 60,983. 46,038.
60,983 99,938
114,040.
217,628.
63,299
4,423,870. 17,838,031. 22,261,901.
3,149,670.
1,366,667 17,597,156 18,963,823
.
Total operating and administrative expenses. Add lines 13 throuah 23 Contributions, gifts, gran ts paid
0 Q.
O
6,607,416.
Capital qain net income (from Part IV, line 2) . Net short-term capital aan Income modifications
1 0 a
c
6,721,918.
0 5 8 7 7 1 .
0
3,149,670.
Subtract line 26 from line 12: a
Excess of revenue over expenses a n d disbursements
39,659,592.
b Net investment income (if negative, enter -0-) c Adjusted net income»(if negative, ente r-0-). . For Paperwork Reduction Act Notice, see instructions. iEi4ioiooo5GTOTT 1 2 1 1 1 1 / 2 / 2 0 1 2 3 : 5 6 : 4 8 PM
9,653,492. • A T C H 6 JSA * ' 640442
ATCH 7
Form 990-PF (2011) PAGE 2
Form 990-PF (2011)
PARK F O U N D A T I O N ,
| H P H I
INC
Attached schedules and amounts in the
Cash - non-interest-bearing
2 3
Savings and temporary cash investments Accounts receivable •
5 6
8
Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) . . . . Other notes and loans receivable (attach schedule) • _ * Less: allowance for doubtful accounts • Inventories for sale or use
9
Prepaid expenses and deferred charges
7 CO 0)
<
29,476,432.
(b) Book Value 44,453. 25,281,111.
(c) Fair Market Value 44,453. 25,281,111.
763,259.
776,134.
776,134.
700,000. 700,000.
700,000.
776,134.
Less: allowance for doubtful accounts • Pledges receivable • Less: allowance for doubtful accounts • Grants receivable
4
Page 2
End of year
(a) Book Value 46,516.
amounts only. (See instructions.)
1
16 - 6 0 7 1 0 4 3 Beginning of year
* 700,000. 28,346.
34,883.
34,883.
233,554,966.
260,615,400.
260,615,400.
14,114.
18,545. 47,953,774.
18,545. 47,953,774.
315,477,212. 963,770. 18,836,923.
335,424,300.
335,424,300.
52,305,293.
48,485,517.
72,105,986.
67,955,151.
243,371,226.
267,469,149.
243,371,226.
267,469,149.
315,477,212.
335,424,300.
1 0 a Investments - U S. and state government obligations (attach schedule). .
b Investments - corporate stock (attach schedule) A T C H > 9 m c Investments - corporate bonds (attach schedule) 11
Investments - land, buildings, and equipment: basis Less: accumulated depreciation
12 13
Investments - mortgage loans Investments - other (attach schedule)
14
Land, buildings, and ^ w equipment- basis ' Less: accumulated depreciation ^ (attach schedule)
15 16
(0
^ ^
w
^
137
618 L 1 119,073.
Other assets (describe • ATCH 10 ) Total assets (to be completed by all filers - see the instructions. Also, seepage 1, item I)
17 18
Accounts payable and accrued expenses Grants payable
19
Deferred revenue
5
20
Loans from officers, directors, trustees, and other disqualified persons
.Q (0
21 22
Mortgages and other notes payable (attach schedule) Other liabilities (describe • ATCH
23
Total liabilities (add lines 17 through 22)
o
-j
11
)
50,893,579.
391,836. 19,077,798.
x
Foundations that follow SFAS 117, check here • and complete lines 24 through 26 and lines 30 and 31. (0 0
24 o c 25 00 26
Unrestricted Temporarily restricted Permanently restricted
T3 £
Foundations that do not follow SFAS 117, check here and complete lines 27 through 3 1 .
LL O (0
27
Capital stock, trust principal, or current funds
28
Paid-in or capital surplus, or land, bldg., and equipment fund
• |
|
(0 29
Retained earnings, accumulated income, endowment, or other funds . .
<
Total net assets or fund balances (see instructions)
30
Z 31
Total
liabilities
and
net
assets/fund
balances
instructions)
(see
ISHHTTI Analvsis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with 2 3 4 5 6
end-of-vear fiaure reported on orior vear's return) Enter amount from Part I, line 27a Other increases not included in line 2 (itemize) ^ Add lines 1, 2, and 3 Decreases not included in line 2 (itemize) ^ ATTACHMENT 12 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
1 2 3 4 5 6
243,371,226 39,659,592 283,030,818 15,561,669 267,469,149 Form 9 9 0 - P F (2011)
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PARK FOUNDATION, INC.
16-6071043
Form 990-PF (2011)
Page 3
Capital Gains and Losses for Tax on Investment Income
1a
(b) How acquired P-Purchase D-Donation
(a) List and describe the kmd(s) of property sold (e g , real estate, 2-story brick warehouse, or common stock, 200 shs MLC Co) SEE PART I V SCHEDULE
(c) Date acquired (mo , day, yr)
(d) Date sold (mo , day, yr)
b c d e (e) Gross sales price
(f) Depreciation allowed (or allowable)
(g) Cost or other basis plus expense of sale
(h) Gain or (loss) (e) plus (f) minus (g)
a b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 ( i ) F M V as of 12/31/69
(j) Adjusted basis as of 12/31/69
(1) Gains (Col (h) gain minus col (k), but not less than -0-) or Losses (from col (h))
(k) Excess of col (i) over col (j), if any
a b c d e ^ , , ,, 2 Capital K again net income or (net capital loss)
r If gain, also enter in Part I, line 7 ^i J ., „ . _ .. . _ I x n 1 If (loss), enter -0- in Part 1, line 7 1 3 Net short-term capital gairT or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Pa rt I, line 8, column (c) (see instructions) If (loss), enter -0- m l Part 1, line 8
6,607,416.
2
0
3
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year, see the instructions before making any entries (a) Base period years Calendar year (or tax year beginning in)
(b) Adjusted qualifying distributions
Yes X No
(d) Distribution ratio (col (b) divided by col (c))
253,641,876. 239,910,873. 311,453,988. 368,171,981. 351,650,630.
0.078072 0.078795 0.060392 0.050157 0.050047
Total of line 1, column (d) Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years
0.317463
2010 2009 2008 2007 2006 2 3
(c) Net value of nonchantable-use assets
•
19,802,406. 18,903,672. 18,809,182, 18,466,295. 17,598,977,
0.063493 292,239,687,
4
Enter the net value of nonchantable-use assets for 2011 from Part X, line 5
5
Multiply line 4 by line 3
6
Enter 1% of net investment income (1% of Parti, line 27b)
7
Add lines 5 and 6
8
18,963,823. 8 Enter qualifying distributions from Part XII, line 4 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions
18,555,174, 96,535. 18,651,709.
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PAGE 4
PARK FOUNDATION,
Form 990-PF (2011)
INC.
16-6071043
Page 4
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here
^
and enter "N/A" on line 1.
Date of ruling or determination letter: (attach copy of letter if necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check X here and enter 1% of Part I, line 27b
96,535.
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Parti, line 12, col. (b). 2 3
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) Add lines 1 and 2
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
5
Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter-0-
6 a b c d 7 8 9
10 11
96,535. 0
96,535.
Credits/Payments: 80,422. 6a 2011 estimated tax payments and 2010 overpayment credited to 2011. 6b Exempt foreign organizations - tax withheld at source 60,000. Tax paid with application for extension of time to file (Form 8868) 6c 6d Backup withholding erroneously withheld Total credits and payments. Add lines 6a through 6d Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed • Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid • 10 Enter the amount of line 10 to be: Credited to 2012 estimated tax • 4 3 , 8 8 7 . Refunded • 11
Part Vll-A
140,422,
43,887.
Statements Regarding Activities Yes
1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign?
1a
No X
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? If the answer is 'Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. • $
(2) On foundation managers. •
1b
X
1c
$
e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. • 2
$
X
Has the foundation engaged in any activities that have not previously been reported to the IRS? If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes
4a
b If "Yes," has it filed a tax return on Form 990-T for this year? 5
X
4a 4b
Did the foundation have unrelated business gross income of $1,000 or more during the year?
~x~
Was there a liquidation, termination, dissolution, or substantial contraction during the year? If "Yes," attach the statement required by General Instruction T. Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that
conflict with the state law remain in the governing instrument? 7 Did the foundation have at least $5,000 in assets at any time during the year? If 'Yes," complete Part II, col. (c), and Part XV 8a Enter the states to which the foundation reports or with which it is registered (see instructions) •
X
NY,NC, b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G?If "No,"attach explanation 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? If 'Yes," complete
X
PartXIV 10
8b
Did any persons become substantial contributors during the tax year? If 'Yes," attach a schedule listing their names andaddresses ATTACHMENT .13
X 10 Form 990-PF (2011)
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PAGE 5
Form 990-PF (2011)
Part Vll-A 11
12 13
At
PARK FOUNDATION,
INC.
16
Page 5
any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If'Yes," attach schedule (see instructions) Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If 'Yes," attach statement (see instructions) Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
Website address • WWW^ PARKFOUNpATION_.OR_G_ 14 The books are in care of • _ ? ^ ? _ ! ! ^ D A T I O N Located at • ? ? _ BOX_ 550_ ITHACA_,_ NY 15
16-6071043
Statements Regarding Activities (continued) 11
X
12
X
13
1__^_"_'_1 Telephone no. • ^ZlTZfffifi~Z~" z | P + 4 •_1_4_8_5_1
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041-Check here and enter the amount of tax-exempt interest received or accrued during the year
•[
I
• [ 15 I
At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account in a foreign country?
Yes
No X
Yes
No
16
See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If 'Yes," enter the name of the foreign country •
Part Vll-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. 1 a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . . . . . . . . | | Yes (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a Yes disqualified person? Yes (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? . . . . . . . X Yes (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? | | Yes
No X X
No No No
X
No
(6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.)
X No | | Yes b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)? • . . . Organizations relying on a current notice regarding disaster assistance check here • | | c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2011? 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and X No 6e, Part XIII) for tax year(s) beginning before 2011? Yes If "Yes," list the years • , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-see instructions.) c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
1b
1c
•
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise
2b
•
X No Yes at any time during the year? b If 'Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2011.) 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
3b 4a
X
X 4b Form 990-PF (2011)
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PAGE 6
PARK FOUNDATION, INC. 16-6071043 Statements Regarding Activities for Which Form 4720 May Be Required (continued)
Form 990-PF (2011)
PartVII-B
5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive?
•
Yes
X No
Yes Yes
X No X No
(3) Provide a grant to an individual for travel, study, or other similar purposes? (4) Provide a grant to an organization other than a charitable, etc., organization described in X No Yes section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions) (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational X No I Ives purposes, or for the prevention of cruelty to children or animals? If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? . . .
Page 6
•
Organizations relying on a current notice regarding disaster assistance check here If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? | If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? I Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? If "Yes" to 6b, file Form 8870. At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? m _ | 7a If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? b
|3!ffHlf| ••iimini 1
• |
5b
|
| Yes
|
| No
I Yes
I X | No 6b
| Yes
x
X No 7b
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, a n d contractors
List all officers, directors, trustees, foundation managers and their compensation (see instructions). (b) Title, and average hours per week devoted to position
(a) Name and address
ATTACHMENT
2
(c) Compensation (If not paid, enter -0-)
(d) Contributions to employee benefit plans and deferred compensation
0
414,000.
14
(e) Expense account, other allowances
0
Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter "NONE." (a) Name and address of each employee paid more than $50,000
ATTACHMENT
(b) Title, and average hours per week devoted to position
(c) Compensation
(d) Contributions to employee benefit plans and deferred compensation
453,603.
15
Total number of other employees paid over $50,000
(e) Expense account, other allowances
108,229.
0
.-.-• Form 990-PF (2011)
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PAGE 7
PARK FOUNDATION, INC.
16-6071043
Form 990-PF (2011)
ISffMlB 3
Page 7
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE." (a) Name and address of each person paid more than $50,000
ATTACHMENT
(b) Type of service
127,310
16
Total number of others receiving over $50,000 for professional services I3CTTW!
(c) Compensation
•
Summarv of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc
Expenses
1 NONE
2
3
4
f^fflCTJH
Summary of Program-Related Investments (see instructions) Amount
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2
1
NONE
All other program-related investments See instructions
3 NONE
Total. Add lines 1 through 3 Form 9 9 0 - P F (2011)
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PAGE 8
PARK FOUNDATION, INC.
16-6071043
Form 990-PF (2011)
Page 8
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 a b c d e 2 3 4
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: Average monthly fair market value of securities Average of monthly cash balances Fair market value of all other assets (see instructions) Total (add lines 1a, b, and c) Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) _ | 1e | Acquisition indebtedness applicable to line 1 assets Subtract line 2 from line 1d Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
5
lrf;T8>JI 1
296,690,038.
2 3
296,690,038.
4 5 6
4,450,351. 292,239,687. 14,611,984.
D i s t r i b u t a b l e A m o u n t (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here • and do not complete this part.) 1
Minimum investment return from PartX, line 6
2a Tax on investment income for 2011 from Part VI, line 5 b Income tax for 2 0 1 1 . (This does not include the tax from Part VI.)
line 1
14,611,984.
96,535.
2a 2b
c Add lines 2a and 2b Distributable amount before adjustments. Subtract line 2c from line 1 Recoveries of amounts treated as qualifying distributions Add lines 3 and 4 Deduction from distributable amount (see instructions) Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
3 4 5 6 7
264,118,055. 32,571,983.
1a 1b 1c 1d
-
2c
96,535.
3 4 5 6
14,515,449.
7
14,515,449.
1a
18,963,823.
14,515,449.
ISEffROT Qualifying Distributions (see instructions) 1 a b
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26
2
Program-related investments - total from Part IX-B Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
3
purposes Amounts set aside for specific charitable projects that satisfy the: a b
1b 2
4 5
Suitability test (prior IRS approval required) Cash distribution test (attach the required schedule) Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.
6
Enter 1 % of Part I, line 27b (see instructions) Adjusted qualifying distributions. Subtract line 5 from line 4
3a 3b 4
18,963,823.
5 6
96,535. 18,867,288.
Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 9 9 0 - P F (2011)
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PAGE 9
PARK FOUNDATION, INC.
16-6071043
Form 990-PF (2011)
Page 9
ISfflHTn| undistributed Income (see instructions) 1
Distributable amount for 2 0 1 1
from Part XI,
(a) Corpus
(b) Years prior to 2010
(d) 2011 14,515,449.
line 7 2
(c) 2010
Undistributed income, if any as of the end of 2011: a
Enter amount for 2010 oniy
b
Total for prior years: 2 0
3
0 -)
>2
0
0B
20
07
Excess distributions carryrover, if any, to 2 0 1 1 : a
From 2006
b
From 2007
c
From 2008
d
From 2009
e
From 2010
f
Total of lines 3a through e
4
6,930,887. 6,930,887.
Qualifying distributions for 2 0 1 1 from Part XII, Iine4: • $ 18,963,823. a
Applied to 2010, but not more than line 2a
b Applied to undistributed income of prior years (Election required - see instructions) c
Treated as distributions out of corpus (Election required - see instructions) 14,515,449.
d Applied to 2011 distributable amount e 5
4,448,374.
Remaining amount distributed out of corpus Excess distributions carryover applied to 2 0 1 1 (If an amount appears in column (d), the same amount must be shown in column (a).) E n t e r t h e n e t t o t a l of e a c h c o l u m n a s i n d i c a t e d below:
6 a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
11,379,261.
b
Prior years' undistributed income. Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for w h i c h a noticeJ of deficiency has been issued, or on which the s ection 4942(a) tax has been previously assessed line 6b. Taxable Subtract line 6c frorn amount - see instructions e Undistributed income fc r 2 0 1 0 . Subtract line 4a from line 2a. Taxable amount - see d
instrnr.tinnR
f
_ _ _ _ _ _
Undistributed income for 2 0 1 1 . Subtract lines 4d and 5 from line 1. This amount must be distributed in 2 0 1 2
7
Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions)
8
Excess distributions carryover from 2 0 0 6 applied on line 5 or line 7 (see instructions)
9
Excess distributions
carryover to
not
2012.
Suhtrar.t lin^s 7 and 8 from line 6a 10 a
11,379,261.
Analysis of line 9: Excess from 2007 . . .
b
Excess from 2008 . . .
c
Excess from 2009 . . .
d
Excess from 2010 . . .
6,930,887.
e
Excess from 2011 . . .
4,448,374. Form 9 9 0 - P F (2011)
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PAGE 10
Form 990-PF (2011) ISffKff^ 1a
PARK FOUNDATION,
INC.
16-6071043 Page 10 NOT APPLICABLE
P r i v a t e Operating Foundations (see instructions and Part Vll-A, question 9)
If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2011, enter the date of the ruling _ > •
b Check box to indicate whether the foundation is a private operating foundation described in section 2a
Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed
Tax year (a) 2 0 1 1
(b)2010
Prior 3 years (c)2009
4942(j)(3) or
4942(j)(5) (e) Total
(d)2 008
8 5 % of line 2a Qualifying distributions from Part XII, line 4 for each year listed
.
Amounts included in line 2c not used directly for active conduct of exempt activities Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c . Complete 3a, b, or c for the alternative test relied upon "Assets" alternative test - enter ( 1 ) Value of all assets . . . ( 2 ) Value of assets qualifying under section 4942(j)(3)(B)(i) "Endowment" enter 2/3
alternative test-
of minimum invest-
ment return shown in Part X, line 6 for each year listed "Support" alternative test - enter ( 1 ) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or r o y a l t i e s ) . . . . . . ( 2 ) Support from general public and 5 or more exempt organizations as provided in section 4942 0)(3)(B)(..i) ( 3 ) Largest amount of support from an exempt organization ( 4 ) Gross Gro investment income
S u p p l e m e n t a r y Information ( C o m p l e t e this part only if t h e f o u n d a t i o n had $ 5 , 0 0 0 a t any t i m e during t h e year - s e e instructions.)
or m o r e in assets
Information Regarding Foundation Managers: List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE 2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here • | | if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a
The name, address, and telephone number of the person to whom applications should be addressed:
ATTACHMENT 17 b The form in which applications should be submitted and information and materials they should include:
WRITTEN REQUEST IDENTIFYING ORGANIZATION AND PURPOSE OF FUNDS, c
Any submission deadlines:
ATTACHMENT 18 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:
NONE JSA
Form 990-PF (2011)
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PAGE
11
PARK FOUNDATION, INC.
16-6071043 Page 1 1
Form 990-PF (2011)
Supplementary information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Foundation Recipient Purpose of grantor show any relationship to status of any foundation manager contribution recipient Name and address (home or business) or substantial contributor a Paid during the year SEE STATEMENTS ATTACHED
Amount
17,597,156.
3a
Total b Approved for future payment ATTACHMENT
17,597,156.
19
•
Total
3b
19,077,798. Form 9 9 0 - P F (2011)
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PAGE 12
Payments Made - 2011 2/3/2012 Payee Organization Project Title, Grant Amount
Adirondack Council, Inc. its work to prevent the privatization of water resources and to strengthen state regulation of private water withdrawals and inter-basin diversions $ 15,000.00
Grant No. Ref. No.
Payment Date
201100514
12/30/2011
$15,000.00
6/30/2011
$25,000.00
9/30/2011
$10,000.00
6/30/2011
$25,000.00
9/12/2011
$5,000.00
11-514
Alliance for Democracy Defending Water for Life Campaign to strengthen 201100209 its community rights-based organizing work in Maine $25,000.00 11-209
Alliance for Justice general operating support $ 10,000.00
201100417 11-417
Alternatives Venture Fund, Inc. matched savings programs for adults and youth for 201000254 years 2010 through 2014 $ 50,000.00 10-254 Real Prosperity Starts Here: Rewriting the metrics 201100443 by which we measure progress and economic vitality $5,000.00 11-443
Total Alternatives Venture Fund, Inc. (2 items) American Cancer Society on behalf of Lisa Knechtfor the 2011 Making Strides Against Breast Cancer walk $20.00
American Civil Liberties Union Foundation, Inc. general operating support $20.00 American Farmland Trust-Northeast Regional Office protectingfarms and strengthening the vitality of the region's farm andfood economy $ 50,000.00
Payment Payment Amount Fund
$30,000.00
9/30/2011
$20.00
201100578 11-578
12/30/2011
$20.00
2010003 51
9/30/2011
$25,000.00
201100437 11-437
10-351
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
201100349
9/30/2011
$10,000.00
The American Independent News Network coverage of environmental issues with a focus on hydraulic fracturing through AINN's national bureau, The American Independent $10,000.00
11-349
American Lung Association of Ohio general operating support $ 110.00
201100136 11-136
3/31/2011
$110.00
201100469
9/30/2011
$15,000.00
3/31/2011
$110,000.00
201100199 11-199
6/30/2011
$175,000.00
production of the documentary, "Shooting in the 201100554 201100554 Wild," which will raise awareness of the environmental, wildlife and ethical issues surrounding the way filmmakers shoot and present their subject matter to audiences $ 15,000.00 11-554
12/30/2011
$15,000.00
Total American University (2 items)
$190,000.00
American Red Cross-Tompkins County Chapter emergency assistance to Tioga and Broome Counties due to flooding $15,000.00
American Rivers, Inc. Promoting sustainable water infrastructure funding and policy at the national level $ 110,000.00
American University Investigative Reporting Workshop $ 175,000.00
11-469
201100042 11-042
Anacostia Watershed Society General operating support $ 5,000.00
201100038 11-038
3/31/2011
$5,000.00
Animals and Society Institute, Inc. general operating support $ 10,000.00
201100059 11-059
3/31/2011
$10,000.00
Appalachian Regional Healthcare Foundation
Payee Organization Project Title, Grant Amount
Emergency Fundfor Cancer Patients at the Seby B. Jones Regional Cancer Center $50,000.00
Appalachian Voices Appalachia Water Watch project to strengthen enforcement of Clean Water Act laws in coal-bearing states $ 20,000.00
Grant No. Ref. No.
Payment Date
201100274
6/30/2011
$50,000.00
6/30/2011
$20,000.00
12/30/2011
$10,000.00
11-274
201100196
11-196 201100568 11-568
Protecting the Upper Watauga Watershed $ 10,000.00
Total Appalachian Voices (2 items) As You Sow 201100552 its continued work of pressuring major gas producing companies to be more transparent and to acknowledge the negative environmental, health and social impacts of hydraulic fracturing $50,000.00 11-552
Avery County NC Humane Society, Inc. construction of the new Avery County Humane Society Adoption and Humane Education Center $25,000.00
2011003 98
$30,000.00
12/30/2011
$50,000.00
9/30/2011
$25,000.00
6/30/2011
$25,500.00
9/30/2011
$15,000.00
11-398
Avery County School District Partial support for the Avery County School Nurse 201100224 Program and the purchase of a Sure Sight Vision Screener $25,500.00 11-224 Family Reading Partnership ($5,000) and 201100329 Pre-Kindergarten Inclusion Classroom ($10,000) $ 15,000.00 11-329
Total Avery County School District (2 items) Beyond Pesticides/National Coalition Against the Misuse of Pesticides
Payment Payment Amount Fund
$40,500.00
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
Center for Community Pesticide and A Iternatives 201100001 Information to encourage public involvement in activities related to pesticide use in communities, regulatory decision making, and the application of alternatives $10,000.00 11-001
6/30/2011
$10,000.00
201100287 11-287
6/30/2011
$25,000.00
201100194
6/30/2011
$20,000.00
Black Student Fund general operating support $ 25,000.00 Blue Ridge Center for Environmental Stewardship Blue Ridge Press 2011-12 Freshwater Environmental Change Series and its National Editor Survey $ 20,000.00
11-194
Blue Ridge Conservancy general operating support $ 10,000.00
201100596 11-596
12/30/2011
$10,000.00
Blue Ridge Environmental Defense League, Inc. general operating support $20,000.00
201100521 11-521
12/30/2011
$20,000.00
201100020
3/31/2011
$25,000.00
Brave New Foundation Rethink Afghanistan, a campaign to bring public and mainstream media attention to the economic, physical and spiritual costs of the war in Afghanistan $25,000.00
H-020
Bread for the City, Inc. general operating support $ 20,000.00
201100594 11-594
12/30/2011
$20,000.00
Breast Cancer Fund The Campaign for Safe Cosmetics $ 20,000.00
201000496 10-496
3/31/2011
$20,000.00
Bucknell University Professor David Milne Memorial $ 125.00
201100600 11-600
12/30/2011
$40.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
Buffalo Field Campaign general operating support $ 5,000.00
201100090 11-090
3/31/2011
$5,000.00
Sea Turtle Conservancy general operating support $ 10,000.00
201100332 11-332
12/30/2011
$10,000.00
3/31/2011
$25,000.00
201100135 11-135
3/31/2011
$50.00
201100365 Food Bank of the Southern Tier general food acquisition and distribution in 2011 ($25,000) and emergency food aid to residents and agencies affected by the flooding disaster in the Southern Tier ($10,000) $35,000.00 11-365
9/30/2011
$35,000.00
Carolinas HealthCare Foundation, Inc. the Carolinas ParkinsonNet Intervention project to 201000555 promote evidence-based exercise programs for Parkinson patients in community-based settings $ 25,000.00 10-555 Catholic Charities of the Southern Tier 2010 Thanksgiving Appeal Campaign $ 50.00
2011 Thanksgiving Appeal Campaign $ 50.00
201100612 11-612
12/30/2011
$50.00
general operating support $ 100.00
201100599 11-599
12/30/2011
$100.00
Total Catholic Charities of the Southern Tier (4 items) Catholic Charities of Tompkins/Tioga Samaritan Center basic and emergency assistance 201100513 program support $45,000.00 11-513
Catskill Mountainkeeper, Inc. commission of a scientific study on the potential for 201100037 out-of formation fracturing to occur during gas drilling and also for general operating support $25,000.00 11-037
Cayuga Chamber Orchestra, Inc.
$35,200.00
12/30/2011
$45,000.00
3/31/2011
$25,000.00
Payee Organization Project Title, Grant Amount
In-School Youth Classical Music Appreciation Program $10,000.00
Grant No. Ref. No.
Payment Date
201100483
12/30/2011
$10,000.00
Payment Payment Amount Fund
11-483
Cayuga Lake Watershed Network general operating support $ 60,000.00
201000286 10-286
6/30/2011
$30,000.00
Center for a New American Dream general operating support $ 25,000.00
201100085 11-085
3/31/2011
$25,000.00
Center for Environmental Sustainability Four Collaborative initiatives $ 5,000.00
201100068 11-068
3/31/2011
$5,000.00
Center for Health, Environment and Justice general operating support $25,000.00
2011003 69 11-369
9/30/2011
$25,000.00
201100072
9/30/2011
$20,000.00
9/30/2011
$50,000.00
9/30/2011
$31,000.00
Center for Independent Documentary, Inc. the documentary film, COOKED, and a cross-platform engagement campaign, about the intersection of extreme heat/climate change, poverty and disaster preparedness $20,000.00
Center for Media and Democracy strategic expansion of the Campaign Against Fracking $ 100,000.00 Corporate Research Project to investigate the influence of corporations on bills introduced in legislatures across the country $31,000.00
11-072
201100337 11-337 201100407
11-407
Total Center for Media and Democracy (2 items) Center for Orangutan and Chimpanzee Conservation, Inc. program service operations to support the daily care of primates, includingfood, medicine, veterinary services, supplies, etc. $50,000.00
201100108 11-108
3/31/2011
$81,000.00
$50,000.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Center for Political Accountability general operating support $ 10,000.00
201100482 11-482
12/30/2011
$10,000.00
Center for Public Integrity general operating support $ 250,000.00
201100200 11-200
6/30/2011
$250,000.00
12/30/2011
$50,000.00
6/30/2011
$30,000.00
6/30/2011
$15,000.00
6/30/2011
$ 15,000.00
Dorothy Cotton Institute's human rights education 201100358 and leadership development in local schools and communities $30,000.00 11-358
9/30/2011
$30,000.00
DCI/Building Bridges project to strengthen new and existing collaborative efforts between social justice and sustainability organizations $ 14,600.00
201100359
9/30/2011
$14,600.00
Ithaca City of Asylum 2011-2013, providing support to writers in exile $ 10,000.00
201100357
9/30/2011
$10,000.00
Environment America Research and Policy Center, Inc. Protecting America's Waters Campaign, which 201100534 aims to work at the federal and state levels to stop big polluters' attacks on waterways and win strong clean water protections $50,000.00 11-534
Center for Responsible Lending its anti-predatory lending radio outreach program 201100219 $30,000.00 11-219
Center for the Arts at Ithaca, Inc. Hangar Theatre fs arts education programming during 2011-2012 $ 15,000.00
201100207
Payment Payment Amount Fund
11-207
Center for Transformative Action Creating Opportunities for Landless Farmers: the 201100231 Groundswell Farm Enterprise Incubator $15,000.00 11-231
11-359
11-357
Payee Organization Project Title, Grant Amount
Payment Date
201100445
12/30/2011
$10,000.00
Total Center for Transformative Action (5 items)
$79,600.00
General operating support for the Vitamin L Project, an innovative, music-based character education program for young people $ 10,000.00
11-445
Child Development Council of Central New few York mand 201100055 Emergency child care scholarships for low and moderate-income families 11-055 $ 11,500.00 Teen Pregnancy/Parenting Program for low-income youth $ 15,000.00
201100198
3/31/2011
$11,500.00
6/30/2011
$15,000.00
11-198
Total Child Development Council of Central New York (2 items) Citizens Campaign Fund for the Environment continued public education and outreach on the risks of hydraulic fracturing and gas drilling $20,000.00
City of Ithaca the Recreation Department Scholarship Fund (ECHO) ($15,000), Computer All-Stars Program ($10,000), College Discovery Program ($5,000), and the TEACH program ($5,000) aimed at serving low-income youth $ 35,000.00 Clean Water for North Carolina, Inc. the North Carolina Water Justice Campaign $60,000.00
201100028
$26,500.00
3/31/2011
$20,000.00
6/30/2011
$35,000.00
6/30/2011
$30,000.00
12/30/2011
$70,000.00
6/30/2011
$50,000.00
11-028
201100284
11-284
201100189 11-189
Clean Water Fund its continued work on policy innovation, regulatory 201100515 monitoring, constituency outreach and mobilization and grassroots campaigning on water issues $70,000.00 H-515 Clean Water Network General operating support $ 50,000.00
Payment Payment Amount Fund
Grant No. Ref. No.
201100195 11-195
Payee Organization Project Title, Grant Amount
Cleveland State University CSU American Planning Association Student Chapter Sponsorship to Annual Conference $250.00
Cloud Institute for Sustainability Education Sustainability curricula recruiting and planning for Tompkins County school districts $ 9,095.00
Grant No. Ref. No.
Payment Date
201100624
12/30/2011
$250.00
6/30/2011
$9,095.00
3/31/2011
$40,000.00
3/31/2011
$25,000.00
12/30/2011
$5,000.00
9/30/2011
$55,000.00
12/30/2011
$50,000.00
11-624
201000564 10-564
Ceres, Inc. its efforts to push companies in high-risk sectors to 201100036 integrate water scarcity considerations into their risk assessments, disclosure and business planning $40,000.00 11-036
Collective Heritage Institute the production-completion and distribution of 201100091 Season XI and start up production costs for Season XII of the annual radio series, Bioneers: Revolution from the Heart of Nature $25,000.00 11-091 College for Every Student, Inc. the CFES Scholars Program for low income students at Spencer-Van Etten Middle School $5,000.00
201100476 11-476
On the Commons the Great Lakes Commons Initiative, a partnership 201100370 with many organizations to declare the Great Lakes a commons, public trust resource and protected bioregion $55,000.00 11-370
Common Cause Education Fund continue its research and outreach projects in New 201100535 York and Pennsylvania focused on the natural gas industry's campaign finance and lobbying expenditures at the state and regional level $50,000.00 11-535 Common Dreams, Inc.
Payment Payment Amount Fund
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
201100244 11-244
9/30/2011
$15,000.00
201100173 11-173
6/30/2011
$5,000.00
6/30/2011
$20,000.00
201100205 11-205
6/30/2011
$5,750.00
the design and implementation of legal strategies 201100604 201100604 that protect communities from the threats associated with gas industry activities $20,000.00 11-604
12/30/2011
$20,000.00
general operating support $ 15,000.00
Community Dispute Resolution Center general operating support $ 5,000.00
Community Environmental Defense Council, Inc. 201100051 Pleased, an organization advocating for landholder rights in the realm of gas leasing 11-051 $ 20,000.00 Shaleshock Media $ 5,750.00
Design and implementation of legal strategies that 201100556 protect communities from the threats associated with gas industry activities $22,000.00 11-556
12/30/2011
Total Community Environmental Defense Council, Inc. (4 items) Community Environmental Legal Defense Fund the expansion of its grassroots organizing with 201100487 communities facing threats to their water resources, particularly corporate water extraction and privatization $30,000.00 11-487
Community Foundation of Tompkins County, Inc. general operating support 201100525 $25,000.00 11-525
Community Initiatives North American Primate Sanctuary Alliance start-up support $ 10,000.00 Community Science Institute, Inc.
201100575 H-575
Payment Payment Amount Fund
$22,000.00
$67,750.00
12/30/2011
$30,000.00
12/30/2011
$25,000.00
12/30/2011
$10,000.00
Payee Organization Project Title, Grant Amount
"Water Monitoring Project: A Regional Baseline Initiative" $20,000.00
Grant No. Ref. No.
Payment Date
201100503
12/30/2011
$20,000.00
12/30/2011
$10,500.00
201100183 11-183
6/30/2011
$16,000.00
201100226
6/30/2011
$5,000.00
6/30/2011
$35,000.00
6/30/2011
$15,000.00
11-503
Community Service Society of New York City Limit's investigative policy journalism project, 2011005 86 The Urban Agenda $ 10,500.00 11-586
Community Unity Music Education Program International general operating support $ 16,000.00
Compassionate Action for Animals Veg Week 2011, a series of events to celebrate veganism and educate the public about compassionate food choices $ 5,000.00
Payment Payment Amount Fund
11-226
Connexus Communications public radio educational campaign on natural gas 201100223 and nanotechnology $35,000.00 11-223
Conservation Leaders Network the activities of "Local Officials for Clean Water", 201100187 which organizes county officials to advocate for clean water policies $15,000.00 11-187
Consortium for Independent Journalism, Inc. general operating support $20,000.00
201100063 11-063
9/30/2011
$20,000.00
Consultative Group on Biological Diversity membership in 2011 and 2012 $ 13,000.00
201000615 10-615
3/31/2011
$13,000.00
201100450
9/30/2011
$5,000.00
its continued efforts to explore national opportunities for freshwater grant-making collaboration $ 5,000.00
11-450
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Total Consultative Group on Biological Diversity (2 items) Green America Corporate Responsibility Programs that encourage 201100012 corporations to adopt best practices and put pressure on other corporations to reduce harms $20,000.00 11-012
Payment Payment Amount Fund
$18,000.00
3/31/2011
$20,000.00
1/21/2011
$5,000.00
local food systems initiatives (two-year grant $55K 201000033 201000033 2010; $45K 2011) 10-033 $ 100,000.00
3/31/2011
$45,000.00
feasibility study for the Food Enterprise Development Center $ 3,000.00
201100045
3/31/2011
$3,000.00
pellet stove pilot project for rural homes in Tompkins County $ 40,000.00
201000199
3/31/2011
$10,000.00
Green building and renewable energy program $ 15,000.00
201100044 11-044
3/31/2011
$15,000.00
4-H Urban Outreach Program $ 15,000.00
201100008 11-008
3/31/2011
$15,000.00
the Natural Leaders Initiative providing leadership 201000616 training to low-income and underserved community members 10-616 $ 25,000.00
3/31/2011
$25,000.00
eLab pilot projectfor green job creation, and assistance to minority/women-owned businesses $ 20,000.00
201100206
9/30/2011
$20,000.00
general operating support for SewGreen $ 30,000.00
200900519 09-519
12/30/2011
$7,500.00
"Get Your GreenBack - Tompkins!" County-wide energy-saving community-building campaign $50,000.00
201100505
12/30/2011
$50,000.00
Cornell Cooperative Extension of Tompkins County feasibility study for aggregation of energy efficiency saving via retrofitting lighting in business and institutions $5,000.00
201100084 11-084
11-045
10-199
11-206
H-505
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
the Natural Leaders Initiative providing leadership 201100497 training to low-income and underserved community members $25,000.00 11-497
12/30/2011
Total Cornell Cooperative Extension of Tompkins County (11 items) Cornell University the further development and dissemination of the study measuring the greenhouse gas footprint of Marcellus shale gas exploration and use $ 48,229.00
6/30/2011
$10,000.00
12/30/2011
$25,000.00
Total Cornell University (3 items)
$83,229.00
11-176
research on local community responses to hydraulic fracturing, focused on New York communities that are devising strategies to regulate fracking within their jurisdictions $ 25,000.00
201100502
Cortland Homer Golden Eagles Hockeybooster Club, Inc. Cortlond-Homer Eagles Booster Club $ 30.00 general operating support $ 115.00
11-147
11-502
201100040
3/31/2011
$40,000.00
6/30/2011
$38,750.00
201100362 11-362
11/21/2011
$30.00
201100621 11-621
12/30/2011
$115.00
11-040
200800182 08-182
Total Cortland Homer Golden Eagles Hockeybooster Club, Inc. (2 items) Danby Community Park Association
$220,500.00
$48,229.00
201100147
Cortland College Foundation, Inc. scholarship support for Cortland's Urban Recruitment of Educators (C U.R.E.) Program $ 175,000.00
$25,000.00
6/30/2011
201100176
Cornell Outdoor Education's Youth Adventure Program serving low-income, rural and underserved youth $ 10,000.00
Cornell University-Cornell Plantations Park Park Natural Area stewardship, enhancement, and maintenance for one year $ 40,000.00
Payment Payment Amount Fund
$145.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
the Danby Park Association $ 100.00
201100625 11-625
12/30/2011
$100.00
201100416 11-416
12/30/2011
$25,000.00
6/30/2011
$50,000.00
6/30/2011
$20,000.00
12/30/2011
$10,000.00
3/31/2011
$25,000.00
6/30/2011
$5,000.00
DC Central Kitchen, Inc. general operating support $ 25,000.00
Defenders of Wildlife Communications efforts to defend the integrity of 201100201 the Endangered Species Act and protect imperiled wildlife across the U.S. $50,000.00 11-201
Delaware Valley Arts Alliance, Inc. the radio series, Trailer Talk: The Marcellus Shale 201100248 Water Project $20,000.00 11-248
Democracy North Carolina Youth Leadership Training Project, offering training and summer workshops for college-age students in North Carolina to develop citizenship responsibilities and community organizing skills $ 10,000.00
Democracy Now! Productions, Inc. general operating support $ 25,000.00
201100498
Payment Payment Amount Fund
11-498
201100053 11-053
Discovery Trail feasibility study for expanding access to the 201100229 Discovery Trail for all school districts in Tompkins County $5,000.00 11-229 Doctors Without Borders USA general operating support $ 222.00
201100251 11-251
6/30/2011
$222.00
general operating support $ 20.00
201100579 11-579
12/30/2011
$20.00
Total Doctors Without Borders USA (2 items)
$242.00
Payee Organization Project Title, Grant Amount
Documentary Educational Resources the distribution and outreach for the Uji Films documentary, Lunch Line, which includes the perspectives of young people most affected by public food assistance programs $ 10,000.00
Grant No. Ref. No.
Payment Date
201100158
6/30/2011
$10,000.00
Payment Payment Amount Fund
11-158
Dream Catchers at the Cori Sikich Therapeutic Riding Center General operating support $ 10,000.00
201100314 11-314
6/30/2011
$10,000.00
Drexel University John B. Hall Scholarship Fund % $ 100.00
201100138 11-138
3/31/2011
$100.00
201100415
9/30/2011
$100.00
Total Drexel University (2 items)
$200.00
John B. Hall Scholarship in the college of Information Science and Technology $ 100.00
Drop-In Children's Center tuition assistance ($13K); and staff training to work with children who have challenging behaviors ($2K) $ 15,000.00
11-415
201100412
12/30/2011
$15,000.00
3/31/2011
$20,000.00
12/30/2011
$10,000.00
9/30/2011
$5,000.00
11-412
Earth Action Network, Inc. Weekly question and answer column, "EarthTalk" 201000607 $ 20,000.00 10-607
Earth Island Institute, Inc. Earth Island Institute's Green Journalism Fund to 201100499 underwrite in-depth, investigative reporting on critical environmental issues in the magazine, Earth Island Journal $ 10,000.00 11-499
EarthRights International the Burma Project, which documents the human 201100352 rights and environmental violations committed by the Burmese military, government and corporate investors in association with the development of gas projects $5,000.00 11-352
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
the Burma Project, which documents the human 201100351 rights and environmental violations committed by the Burmese military, government and corporate investors in association with the development of gas projects $ 5,000.00 11-351
9/30/2011
$5,000.00
Total EarthRights International (2 items) Earthworks Work with local communities in the Marcellus 201100523 Shale region to defend their rights and hold energy companies accountable and to advance policy solutions in New York that will make it a national modelfor protecting its citizens and the environment $60,000.00 11-523
EcoHealth Alliance support work in Florida focusing on springs protection and the conservation of the Florida manatee $ 5,000.00
201000576
12/30/2011
$60,000.00
3/31/2011
$5,000.00
3/31/2011
$10,000,00
3/31/2011
$20,000.00
9/30/2011
$100,000.00
10-576
Ecology Center Safer Products and Great Lakes Protection Project 201100081 to reduce chemical pollutants and advance the field of green chemistry $ 10,000.00 11-081
Environment North Carolina Research & Policy Center, Inc. research and policy development to address North 201100046 Carolina's offshore wind energy potential $20,000.00 11-046
Environmental Advocates of New York, Inc. educate policy-m akers about the needfor a 201100393 stringent and rigorous program for regulating the natural gas industry before drilling is permitted $ 100,000.00 11-393
Environmental Defense Fund, Inc.
$10,000.00
Payee Organization Project Title, Grant Amount
Design science-based water policies and oversee the implementation of existing water laws and regulations in North Carolina $85,000.00
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
201100080
3/31/2011
$85,000.00
9/30/2011
$15,000.00
11-080
Environmental Federation of North Carolina, Inc. expand environmental workplace philanthropy in 2011003 73 North Carolina $15,000.00 11-373
Environmental Film Festival in the Nation's Capital 2011 Environmental Film Festival $ 5,000.00
201100003 11-003
3/31/2011
$5,000.00
Environmental Grantmakers Association membership in 2011 and 2012 $ 8,638.00
201100295 11-295
6/30/2011
$8,638.00
201100186
6/30/2011
$50,000.00
12/30/2011
$100,000.00
12/30/2011
$10,000.00
12/30/2011
$10,000.00
Environmental Health Fund, Inc. Safer Chemicals Healthy Families campaign and coalition to protect public health from toxic chemicals $50,000.00
11-186
Environmental Working Group to raise awareness about environmental and public 201100549 health concerns associated with bottled water and the benefits of protecting tap water, and its work to influence safety regulations and environmental protections around gas drilling $ 100,000.00 11-549
Envision Environmental Media Center General operating support for the Enviro Close-Up 201100571 Series $10,000.00 11-571 Fairness & Accuracy in Reporting Production and distribution of the weekly media criticism radio program, CounterSpin $ 10,000.00
Family and Children's Service of Ithaca
201100572 11-572
Payee Organization Project Title, Grant Amount
Children's Comprehensive Care which provides case management services for children with intensive needs $20,000.00
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
201100481
12/30/2011
$20,000.00
11-481
The Finger Lakes Land Trust, Inc. Emerald Necklace Greenbelt Project $ 60,000.00
201100235 11-235
6/30/2011
$30,000.00
Finger Lakes ReUse, Inc. general operating support $ 125,000.00
201000189 10-189
6/30/2011
$50,000.00
201100061
3/31/2011
$150,000.00
Food & Water Watch National water campaign to stop the private control of water and protect and conserve the nation's water resources $ 150,000.00
11-061
The Food Studies Institute food literacy education program for Trumansburg 2011003 63 Elementary School $25,000.00 11-363 food literacy education program for Trumansburg 201100363 Elementary School $25,000.00 11-363
9/3 0/2011
$20,000.00
12/30/2011
$5,000.00
Total The Food Studies Institute (2 items) Foundation for a Sustainable Community Institute for Sustainable Development's Green Plus 201100494 program to work with small employers in economically challenged communities in North Carolina, helping them improve their economic prosperity, environmental protection and civic engagement $ 10,000.00 H-494 Foundation for National Progress/Mother Jones general operating support $ 30,000.00
Free Press
201100573 11-573
$25,000.00
12/30/2011
$10,000.00
12/30/2011
$30,000.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
General operating support $ 300,000.00
201100493 11-493
12/30/2011
$300,000.00
201100221
6/30/2011
$40,000.00
9/30/2011
$75,000.00
12/30/2011
$15,000.00
9/30/2011
$15,000.00
12/30/2011
$20,000.00
3/31/2011
$15,000.00
Friends of the Earth its work to ban toxic substancesfromfood and consumer products $ 40,000.00
11-221
Fund for Investigative Journalism Investigative reporting grants to journalists for 12 201100340 groundbreaking stories in the US on critical issues not reported in the mainstream media $75,000.00 11-340
Genesis Wildlife Sanctuary, Inc. general operating support $ 15,000.00
201100577 11-577
George Mason University Foundation, Inc. train journalists and the public on how to identify 2011003 74 unregistered or shadow lobbyists, who influence pivotal decisions on environmental and social issues $ 15,000.00 11-374
Georgetown Ministry Center general operating support $ 20,000.00
Payment Payment Amount Fund
201100496 11-496
Global Citizen Year Incorporated financial aid support for emerging student leaders 201100079 in the Triangle area of North Carolina to participate in the Global Citizen Year program $ 15,000.00 11-079
Grantmakers Forum of New York membership in 2011-12 $ 4,200.00
201000609 10-609
3/31/2011
$4,200.00
Grantmakers in Film and Electronic Media, Inc. membership in 2011 $ 10,000.00
201100094 11-094
3/31/2011
$10,000.00
Greater Ithaca Activities Center, Inc.
Payee Organization Project Title, Grant Amount
GIAC Conservation Corps, teen environmental education program serving at-risk youth $22,500.00
Payment Date
201100070
3/31/2011
$22,500.00
9/30/2011
$250,000.00
12/30/2011
$200,000.00
12/30/2011
$60,000.00
11-070
Greater Washington Educational Telecommunications Association, Inc. (WETA-TV) Production and community engagement activities 201000376 for Ken Burns's PBS documentary film series, Vietnam: The War and the War Against the War $ 1,250,000.00 10-376 Broadcast and online reporting of critical issues on the PBS NewsHour $200,000.00
Payment Payment Amount Fund
Grant No. Ref. No.
201100570 11-570
Start with a Book program to encourage Pre-K 201100341 through third grade students in Washington, DC to read and write over the summer $60,000.00 11-341
?r Washington Educational Telecommunications Association, Inc. (WETA-TV) (3 items) Green Corps, Inc. Train emerging environmental leaders on water 201100208 privatization issues, and provide field support and organizing assistance to Corporate Accountability International's Think Outside the Bottle campaign $40,000.00 11-208 recruitment campaign to bring more young people 201100366 into environmental organizing and advocacy 11-366 $ 15,000.00
$510,000.00
6/30/2011
$40,000.00
9/30/2011
$15,000.00
Total Grei?n Corps, Inc. (2 items)
$55,000.00
Grist Magazine, Inc. general operating support $ 30,000.00
201100495 11-495
12/30/2011
$30,000.00
H. Lee Moffitt Cancer Center and Research Institute Foundation prostate cancer research $ 30,000.00
201100567 11-567
12/30/2011
$30,000.00
Hartwick College
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Wick Athletic Association $ 100.00
201100589 11-589
12/30/2011
$100.00
Health Care Without Harm General operating support $ 30,000.00
201100190 11-190
6/30/2011
$30,000.00
Healthy Schools Network, Inc. general operating support $ 30,000.00
201100367 11-367
9/30/2011
$30,000.00
Heifer Project International general fund for animals $ 120.00
201100250 11-250
6/30/2011
$120.00
6/30/2011
$6,000.00
The History Center in Tompkins County the Student Historians program providing training 201100185 to youth in investigative journalism $6,000.00 11-185
Payment Payment Amount Fund
House of Ruth general operating support $25,000.00
201100480 11-480
12/30/2011
$25,000.00
Human Rights Campaign Foundation general operating support $25.00
201100590 11-590
12/30/2011
$25.00
201100361
9/30/2011
$4,000.00
9/30/2011
$10,000.00
Total Human Services Coalition (2 items)
$14,000.00
Human Services Coalition 2011 Salary and Benefits Survey for nonprofits in Tompkins County $4,000.00 leadership development training for nonprofit leaders in Tompkins County $10,000.00
Humane Alliance of WNC, Inc.
11-361 2011003 60 11-360
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
private veterinarian/veterinary extern training 201100477 program which offers instruction in high-volume surgical and organizational spay/neuter techniques $ 100,000.00 11-477
12/30/2011
$100,000.00
3/31/2011
$50,000.00
12/30/2011
$100,000.00
Humane Society of the United States Factory Farming Shareholder Advocacy Campaign $ 50,000.00
201100082 11-082 201100447 11-447
protecting horses from neglect and abuse $ 100,000.00
SocietvoftheUnited States
$150,000.00
(2 items) Immaculate Conception Church $80 for the Building Maintenance Fundfor the Church and $60 for the School Support Fund $ 140.00 $80 for the Building Maintenance Fundfor the Church and $60 for the School Support Fund $ 140.00
201100139
3/31/2011
$140.00
12/30/2011
$140.00
11-139 201100610 11-610
Total Immaculate Conception Church (2 items) Immaculate Conception School in memory of Mrs. Rita Bangs $ 50.00
Independent Media Institute AlterNet's coverage of freshwater issues, particularly on threats from the gas industry $ 30,000.00
201100141 11-141
3/31/2011
$50.00
201100191
6/30/2011
$30,000.00
9/30/2011
$15,000.00
9/30/2011
$500,000.00
11-191
Independent Production Fund "If Trees Could Talk," a PBS special that 201100132 recognizes humanity's dependence upon trees and, in doing so, promotes more environmentally conscientious actions $ 15,000.00 U-132 the multimedia project, Moyers & Company $ 1,000,000.00
$280.00
201100328 11-328
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Total Independent Production Fund
Payment Payment Amount Fund
$515,000.00
(2 items) Corporate Accountability International Think Outside the Bottle campaign that works to 201100018 cut public spending on bottled water and promote tap water in its place $ 100,000.00 11-018
The Ink Shop Printmaking Center Digital Design Workshop at Southside Community 201100470 Center and scholarships for low-income youth $4,150.00 11-470
Institute for Conservation Leadership Capacity Initiative for Sustainability: Leadership and Organizational Development for Tompkins County $25,000.00
201100475
3/31/2011
$100,000.00
12/30/2011
$4,150.00
12/30/2011
$25,000.00
12/30/2011
$25,000.00
9/30/2011
$15,000.00
11-475
Institute for Media Analysis, Inc. The launch of The Laura Flanders Show on public 201100530 television $25,000.00 11-530
Institute for Policy Studies efforts to build the Institute's communications 201100396 capacity, including OtherWords editorial service which distributes commentary aimed at amplifying progressive analysis % 15,000.00 11-396
Institute for Public Accuracy general operating support $ 15,000.00
201000464 10-464
3/31/2011
$15,000.00
International Campaign for Tibet general operating support $ 25.00
201100582 11-582
12/30/2011
$25.00
International Center for Global Communications Foundation, Inc.
Payee Organization Project Title, Grant Amount
Upgrade and redesign Mediachannel.org, a website that monitors media performance and promotes media literacy $ 10,000.00
Grant No. Ref. No.
Payment Date
201100605
12/30/2011
$10,000.00
6/30/2011
$20,000.00
Payment Payment Amount Fund
11-605
International Media Project its production, broadcast and distribution of two 20110022 8 30-minute editions of "Making Contact"focused on freshwater issues $20,000.00 11-228
Ipas General operating support $ 15,000.00
201000319 10-319
6/30/2011
$10,000.00
general operating support $ 5,000.00
201100380 11-380
9/30/2011
$5,000.00
Total Ipas (2 items)
$15,000.00
12/30/2011
$10,000.00
3/31/2011
$15,000.00
the Ithaca College - Frederick Douglass Academy 201100002 Partnership designed to enhance educational opportunities at both institutions 11-002 $ 15,000.00
3/31/2011
$15,000.00
a cohort of Park Scholars in the Class of 2014 $ 3,296,910.00
200900052 09-052
6/30/2011
$346,678.00
a cohort of Park Scholars in the Class of2013 $ 3,256,470.00
200700653 07-653
6/30/2011
$481,113.00
the expansion of the Park Center for Independent 201000113 Media through the hiring of an associate director 10-113 $ 75,000.00
6/30/2011
$25,000.00
201000011 10-011
6/30/2011
$355,560.00
Ithaca Area Wastewater Treatment Facility Drop-box program for unwanted household medications $ 10,000.00 Ithaca College 2011 Finger Lakes Environmental Film Festival (FLEFF) $ 15,000.00
a cohort of Park Scholars in the Class of 2015 $ 3,222,660.00
201100545 11-545
201100007 11-007
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
200700046 07-046
6/30/2011
$499,284.00
Project Look Sharp's curriculum kits, "Media 201000239 Constructions of Sustainability: Food, Water and Agriculture" and "Media Constructions of Sustainability in the Finger Lakes Foodshed and Watershed" in addition to expanded promotion and evaluation activities $ 158,000.00 10-239
6/30/2011
$81,000.00
Ithaca Fund -for the Gannett Library $75.00
201100353 11-353
9/30/2011
$75.00
a cohort of Park Scholars in the Class of 2015 $3,222,660.00
201000011 10-011
12/30/2011
$313,560.00
FLEFF: Microtopias $ 15,000.00
201100504 11-504
12/30/2011
$15,000.00
a cohort of Park Scholars in the Class of 2014 $ 3,296,910.00
200900052 09-052
12/30/2011
$333,678.00
a cohort of Park Scholars in the Class of2013 $ 3,256,470.00
200700653 07-653
12/30/2011
$454,113.00
a cohort of Park Scholars in the Class of 2012 $ 3,273,320.00
200700046 07-046
12/30/2011
$481,284.00
Total Ithaca College (14 items)
$3,416,345.00
a cohort of Park Scholars in the Class of 2012 $ 3,273,320.00
Payment Payment Amount Fund
Ithaca Downtown Business Improvement District, Inc. 201100041 Martin Luther King Commemorative Sculpture Project 11-041 $ 2,500.00
3/31/2011
$2,500.00
Downtown Ithaca Nonprofit Center needs Assessment & Feasibility Study $ 34,500.00
201100181
6/30/2011
$34,500.00
Finger Lakes Sustainability Center startup $ 25,000.00
201100233 11-233
9/30/2011
$25,000.00
11-181
Total Ithaca Downtown Business Improvement District, Inc. (3 items) Ithaca Health Alliance
$62,000.00
Payee Organization Project Title, Grant Amount
general operating support for the Ithaca Health Alliance and the Ithaca Free Clinic $ 70,000.00
Ithaca Motion Picture Project Exhibition 2011: Reel Ithaca $ 25,000.00
Ithaca Public Education Initiative Kids Discover the Trail! program to provide curriculum-based trips to Discovery Trail sites during 2011 $ 10,000.00 targeted teacher grants to projects serving high need and economically challenged students ($7,500), and an evaluation of the impact of its grants on low-income students ($7,500) $15,000.00
Grant No. Ref. No.
Payment Date
201000196
6/30/2011
$30,000.00
201100253 11-253
6/30/2011
$25,000.00
201100131
6/30/2011
$10,000.00
12/3 0/2011
$15,000.00
Payment Payment Amount Fund
10-196
11-131 20110043 5
11-435
Total Ithaca Public Education Initiative (2 items)
$25,000.00
J.M. McDonald Sports Complex general operating support $ 50.00
201100622 11-622
12/30/2011
$50.00
Johann Fust Community Library One-time grant to purchase a new sound system $ 10,000.00
201100300 11-300
6/30/2011
$10,000.00
6/30/2011
$30,000.00
3/31/2011
$5,000.00
Kentucky Environmental Foundation, Inc. the activities of Coming Clean, a collaborative of 201100192 organizations, networks and alliances working together to reform the chemical industry so that it is no longer a source of harm $30,000.00 11-192
The Lambi Fund of Haiti Grassroots Environmental Program to work with peasant-led organizations in rural Haiti on environmental water and reforestation projects $ 5,000.00
The Learning Web, Inc.
201000484 10-484
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
2011003 55
9/30/2011
$22,000.00
3/31/2011
$50,000.00
12/30/2011
$20,000.00
Total Lees-McRae College (2 items)
$70,000.00
9/30/2011
$10,000.00
3/31/2011
$10,000.00
201100524 11-524
12/30/2011
$15,000.00
ights 201000543
3/31/2011
$30,000.00
6/30/2011
$20,000.00
\l Media in the Public Interest, Inc. (2 items)
$50,000.00
Youth Outreach apprenticeship stipends and Housing Scholarship Program assistance $22,000.00
11-355
Lees-McRae College food and medicine at the Blue Ridge Wildlife Institute at Lees-McRae College (over two years) $ 50,000.00 general operating support $ 20,000.00
201100110 11-110 201100569 11-569
Link Media, Inc. Link TV's environmental news magazine, Earth Focus $ 10,000.00
201100346 11-346
Living Archives, Inc. Completion and dissemination of The Loving Story, 201100064 a documentary film produced by Augusta Films, focused on the 1967 Supreme Court case that defeated bans on interracial marriage across the South $ 10,000.00 11-064
Media Access Project General operating support $ 15,000.00
Media in the Public Interest, Inc. use of media to build the animal movement nationally $ 30,000.00
10-543 Hna 201100193
News Service $ 20,000.00
Media Matters for America general operating support $ 10,000.00
Payment Payment Amount Fund
11-193
201100344 11-344
9/30/2011
$10,000.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Memorial Sloan-Kettering Cancer Center general operating support $20,000.00
2011005 92 11-592
12/30/2011
$20,000.00
201000369
7/26/2011
$15,000.00
12/30/2011
$20,000.00
Michigan Land Use Institute FLOWfor Water Coalition, which is building support for placing all water in the Great Lakes Basin in public trust $ 25,000.00
10-369
FLOW FOR WATER as it continues to educate the 201100564 public on public trust and water commons principles $20,000.00 11-564
Total Michigan Land Use Institute (2 items) Minnesota Public Radio/American Public Media "Marketplace's "Economy 4.0"radio series with David Brancaccio $250,000.00
Payment Payment Amount Fund
201100035
$35,000.00
3/31/2011
$250,000.00
11-035
Montessori School of Syracuse general operating support $ 3,000.00
201100637 11-637
12/30/2011
$3,000.00
Multicultural Resource Center Talking Circles on Race and Racism $ 20,000.00
201100526 11-526
12/30/2011
$20,000.00
Multiple Sclerosis Foundation, Inc. general operating support $ 25.00
201100137 11-137
3/31/2011
$25.00
201100584
12/30/2011
$15,000.00
Nation Institute The Investigative Fund to incubate and support groundbreaking investigative stories with the potential for social impact $ 15,000.00 National Audubon Society, Inc. (Project Puffin)
11-584
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
Student internships for the Seabird Restoration Program in the Maine islands
201100150
6/30/2011
$5,000.00
$5,000.00
11-150
12/30/2011
$20,000.00
3/31/2011
$75,000.00
12/30/2011
$100,000.00
3/31/2011
$50,000.00
3/31/2011
$50,000.00
6/30/2011
$10,000.00
6/30/2011
$10,000.00
National Foundation for Facial Reconstruction Clinic Care Program support for medical, orthodontic and psychosocial rehabilitation and social support for disadvantaged children with facial difference $20,000.00
National Gallery of Art Teacher Institute in 2011 $ 75,000.00
201100446
11-446
201100039 11-039
National Public Radio, Inc. Sustaining NPR's coverage of environmental issues 201100555 $ 100,000.00 11-555
National Symphony Orchestra Association at the John F. Kennedy Center for the Performing Arts 2011 Educational Programmingfor School Groups 201100021 $50,000.00 11-021 Natural Resources Defense Council, Inc. continue its efforts to ensure that drinking water is 201100107 safe and affordable for all Americans $50,000.00 11-107
New England Aquarium Corporation Group for Research and Education on Marine 201100282 Mammals' research and conservation work on the St. Lawrence beluga whale $ 10,000.00 11-282
New York Coalition for Healthy School Lunches Cool School Food Ithaca, a project to offer and 201100294 educate Ithaca City School District students about healthier, more sustainable food choices $ 10,000.00 11-294
Grant No. Ref. No.
Payment Date
Cool School Food project to develop and 201100256 implement plant-based main dish recipes in Ithaca City School District lunches and promote healthier, more sustainable food choices $10,000.00 11-256
6/30/2011
Payee Organization Project Title, Grant Amount
Total New York Coalition for Healthy School Lunches
Payment Payment Amount Fund
$10,000.00
$20,000.00
(2 items) New York Foundation for the Arts, Inc. Out of Bounds Radio Show with Tish Pearlman $ 15,000.00
201100009 11-009
New York Public Interest Research Group Fund continuation of its widespread public education 2011003 8 8 campaign on the issue of gas drilling in New York $50,000.00 11-388
New York Women in Film, Inc. distribution and outreach activities for the "Semper Fi: Always Faithful" $ 10,000.00
film,
201100331
3/31/2011
$15,000.00
9/30/2011
$50,000.00
9/30/2011
$10,000.00
9/30/2011
$50,000.00
12/30/2011
$15,000.00
11-331
Nicholas School of the Environment, Duke University the completion of a study of the impact of gas 201100395 drilling and hydraulic fracturing on water quality and to promote policy safeguards $50,000.00 H-395 North Carolina Center for Public Policy Research, Inc. general operating support 201100574 $15,000.00 H-574 North Carolina Center for Voter Education general operating support $ 25,000.00
201100216 11-216
6/30/2011
$25,000.00
North Carolina Center on Actual Innocence general operating support $ 15,000.00
201100378 11-378
9/30/2011
$15,000.00
North Carolina Community Foundation/NCNG
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
membership in the North Carolina Network of Grantmakers during 2011
201100095
3/31/2011
$1,800.00
$ 1,800.00
11-095
12/30/2011
$60,000.00
200700180 07-180
6/30/2011
$456,509.00
Park Scholarships for the Class of 2016 and recruitment selection activities in 2011-12 $ 4,100,000.00
201100239
6/30/2011
$67,781.00
Park Scholarships for the Class of 2015 and recruitment selection activities in 2010-11 $ 3,900,000.00
201000292
6/30/2011
$626,450.00
partial salary support for an Assistant Director in 201100133 the Park Scholarships program in 2011-12 $ 25,000.00 11-133
6/30/2011
$25,000.00
Park Scholarships for the Class of 2013 $ 3,600,000.00
200800279 08-279
6/30/2011
$463,279.00
Park Scholarships for the Class of 2014 $ 3,600,000.00
200900287 09-287
6/30/2011
$444,915.00
Park Scholarships for the Class of 2012 $ 3,600,000.00
200700180 07-180
12/30/2011
$395,258.00
Park Scholarships for the Class of 2014 $ 3,600,000.00
200900287 09-287
12/30/2011
$389,915.00
Park Scholarships for the Class of 2015 and recruitment selection activities in 2010-11 $ 3,900,000.00
201000292
12/30/2011
$417,750.00
Park Scholarships for the Class of 2013 $ 3,600,000.00
200800279 08-279
12/30/2011
$404,529.00
>hips Program -Park Scholar*. (10 items)
$3,691,386.00
North Carolina Conservation Network the protection of North Carolina's water resources 201100516 and to prevent the introduction of horizontal hydraulic fracturing in the state $60,000.00 11-516
North Carolina State University-Park Scholarships Program Park Scholarships for the Class of 2012 $ 3,600,000.00
11-239
10-292
10-292
r
Nourish International
,
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
to build the capacity of its participating students to 201100265 start and run successful businesses during the 2011-2012 academic year $ 10,000.00 11-265
6/30/2011
$10,000.00
201100587
12/30/2011
$20,500.00
increase the capacity and profitability of student-run businesses $ 20,500.00
11-587 Total Nourish International (2 items)
Nuclear Policy Research Institute/Beyond Nuclear Helen Caldicott Foundation for a Nuclear-Free 201100227 Planet's efforts to educate the public about the medical, social, and ecological consequences of nuclear power and weapons production $ 10,000.00 11-227 Continued evaluation of the safety of freshwater 201100371 systems around nuclear power plants $20,000.00 11-371
6/30/2011
$10,000.00
9/30/2011
$20,000.00
Total Nuclear Policy Research Institute/Beyond Nuclear (2 items) Orion Society general operating support for Orion Magazine with an emphasis on publishing articles about water $ 10,000.00
Outward Bound, Inc. Pinnacle Scholarship Program for underserved New York youth $20,000.00 Peace River Refuge and Ranch, Inc. General operating support $ 40,000.00
201100347
$30,000.00
9/30/2011
$10,000.00
6/30/2011
$20,000.00
6/30/2011
$40,000.00
12/30/2011
$25,000.00
11-347
201100184 11-184
201100301 11-301
Planned Parenthood Association of Metropolitan Washington, DC, Inc. general operating support 201100593 $25,000.00 11-593 Planned Parenthood Federation of America
$30,500.00
Payee Organization Project Title, Grant Amount
general operating support $ 20.00
Grant No. Ref. No.
Payment Date
201100581 11-581
12/30/2011
$20.00
6/30/2011
$15,000.00
12/30/2011
$15,000.00
201100519 11-519
12/30/2011
$10,000.00
201100520 11-520
12/30/2011
$15,000.00
Polaris Institute U.S.A. Inside the Bottle: Challenge the Bottle and 201100220 Promote the Tap citizen awareness campaign designed to curb the expansion of the bottled water industry in North America and promote re-investments in public water systems $ 15,000.00 11-220
Positive Futures Network YESI Magazine's High Impact Campaign for the "Jobs and Livelihoods" issue $ 15,000.00
Project on Government Oversight general operating support $ 10,000.00 general operating support $ 15,000.00
201100484
Payment Payment Amount Fund
11-484
ct on Government Oversight
$25,000.00
(2 items) Protestant Episcopal Cathedral Foundation Washington National Cathedral earthquake repairs $ 30,000.00
201100595
$30,000.00
9/30/2011
$75,000.00
6/30/2011
$15,000.00
3/31/2011
$10,000.00
11-595
Proteus Fund, Inc. 201100339 Media Democracy Fund, a collaborative grantmaking initiative to build the media policy field and provide grants to grassroots and national advocacy efforts in the public interest $75,000.00 H-339
Public Citizen Foundation, Inc. the Health Research Group and its work related to 201100204 drug safety issues $ 15,000.00 H-204 Public Communicators, Inc/Free Speech TV network expansion of Free Speech TV $ 10,000.00
12/30/2011
201100049 11-049
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Public Education Center, Inc. Natural Resources News Service and its 201100474 investigations into anti-environmental law firms that weaken federal environmental laws and its on-going reporting on gas drilling in the Marcellus Shale region $50,000.00 11-474
Public Employees for Environmental Responsibility work to counter the spread of pharmaceuticals and 201000474 personal care products in drinking water supplies $ 30,000.00 10-474
Public Interest Projects, Inc. Center for Investigative Journalism's continued 201100263 research into the activities and policies ofCargill, Inc. $ 16,500.00 11-263
Pulitzer Center on Crisis Reporting general operating support for Global News Partnership $20,000.00
201100286
Payment Date
Payment Payment Amount Fund
12/30/2011
$50,000.00
3/31/2011
$30,000.00
6/30/2011
$16,500.00
6/30/2011
$20,000.00
6/30/2011
$25,000.00
11-286
Pundit Productions, Inc. Capitol News Connection's localized and 20110023 7 investigative freshwater and environment reporting and 'Newsit', a crowd-sourced collaborative tool for local environmental journalism $25,000.00 11-237
Rachel's Network, Inc. General operating support $ 10,000.00
201100512 11-512
12/30/2011
$10,000.00
Raleigh Public Record, Inc. environmental reporting in Raleigh $ 10,000.00
201100532 11-532
12/30/2011
$10,000.00
3/31/2011
$10,000.00
Reach Out and Read, Inc. general operating support for its programs serving 201000465 North Carolina $ 10,000.00 10-465
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
River Network Build the capacity of watershed organizations and 201100241 leaders to protect water resources in the Eastern U.S. $35,000.00 11-241
Running to Places Theatre Company Scholarship Fundfor low-income youth participants $ 10,000.00
Rural Advancement Foundation International-USA general operating support and outreach to landowners on hydraulic fracturing $ 16,000.00
Safe Place and Rape Crisis Center, Inc. general operating support $ 5,000.00
$35,000.00
3/31/2011
$25,000.00
201100283 11-283
6/30/2011
$10,000.00
201100511
12/30/2011
$10,000.00
12/30/2011
$16,000.00
12/30/2011
$5,000.00
9/30/2011
$10,000.00
6/30/2011
$7,500.00
11-511
201100518 11-518
201100597 11-597
Saint Mary's School One-time support to the Visual and Performing 201100414 Arts Department in memory of Berenice Goodwin O'Crotty $ 10,000.00 11-414 The Science and Conservation Center, Inc. Humane control of wildlife populations through contraceptive projects $7,500.00
Payment Payment Amount Fund
6/30/2011
Rockefeller Philanthropy Advisors the Carbon Disclosure Project's Water Disclosure 201000614 Initiative, providing critical data on water use from the world's largest corporations $ 25,000.00 10-614
Royal Palm Players General operating support $ 10,000.00
Payment Date
201100267 11-267
Payee Organization Project Title, Grant Amount
Humane control of wildlife populations through contraceptive projects $7,500.00
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
201100143
6/30/2011
$7,500.00
11-143
Total The Science and Conservation Center, Inc. (2 items) Sciencenter Discovery Museum Empowering Children through Sustainability Education Project $15,000.00 *
Second Nature, Inc. Community leaders participation in the New Partners for Smart Growth conference $ 5,000.00 Tompkins County Climate Protection Initiative % 170,000.00
$15,000.00
9/30/2011
$15,000.00
2/9/2011
$5,000.00
6/30/2011
$85,000.00
Total Second Nature, Inc. (2 items)
$90,000.00
201100210 11-210
201100106 11-106 201000247 10-247
Seventh Art Corporation of Ithaca, Inc. Business Developer position $ 25,000.00
201100019 11-019
3/31/2011
$25,000.00
ShelterBox USA Shelterbox $ 100.00
201100272 11-272
6/30/2011
$100.00
So Others Might Eat general operating support $ 20,000.00
201100468 11-468
12/30/2011
$20,000.00
9/30/2011
$20,000.00
Social & Environmental Entrepreneurs Dream of a Nation, a national public education 201100376 effort to raise awareness of critical environmental and social issues, and the Project for Improved Environmental Coverage, to improve environmental coverage in the media $20,000.00 11-376
Social Ventures, Inc.
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
201100086
3/31/2011
$100,000.00
Golden Opportunity Program providing tutoring to 201100174 low-income students $20,000.00 11-174
6/30/2011
$20,000.00
General operating support for the Green Resource 201100234 Hub 11-234 $ 15,000.00
6/30/2011
$15,000.00
201100541
12/30/2011
$4,000.00
Total Social Ventures, Inc. (4 items)
$139,000.00
general operating supportfor Sustainable Tompkins $ 115,000.00
School Success Transportation Coalition serving low-income students and parents $ 4,000.00
Society of Environmental Journalists general operating support $ 25,000.00
Southern Appalachian Highlands Conservancy Blue Ridge Forever coalition which safeguards land and water in the Southern Blue Ridge for present andfuture generations $ 15,000.00
11-086
11-541
201100093 11-093
3/31/2011
$25,000.00
201100559
12/30/2011
$15,000.00
3/31/2011
$125,000.00
11-559
Southern Environmental Law Center, Inc. Water quality and water management efforts in the 201100054 Southeast U.S. $ 125,000.00 11-054
Southern Poverty Law Center, Inc. general operating support $ 20.00
201100580 11-580
12/30/2011
$20.00
Southern Tier Advocacy & Mitigation Project, Incorporated Green Guerrillas Youth Media Tech Collective $ 15,000.00
201100056 11-056
3/31/2011
$15,000.00
St. Lawrence University 2011-2012 St. Lawrence Fund $ 100.00
201100611 11-611
12/30/2011
$100.00
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
St. Mary Church general operating support $51.00
201100088 11-088
6/30/2011
$51.00
201100188
6/30/2011
$30,000.00
3/31/2011
$15,000.00
3/31/2011
$10,000.00
201100623 11-623
12/30/2011
$25.00
201100465
12/30/2011
$100,000.00
3/31/2011
$150.00
3/31/2011
$20,000.00
3/31/2011
$35,000.00
State Theatre of Ithaca, Inc. general operating support ($25,000) and renovations ($5,000) $ 30,000.00
Suicide Prevention of Tompkins County, Inc. Suicide awareness & intervention training in Tompkins County schools $ 15,000.00
Suncoast Humane Society general support for the Low-Cost and Affordable Spay/Neuter Programs $ 10,000.00
SUNY Oneonta general operating support $ 25.00 The Supreme Court Historical Society Supreme Court Summer Institute for Secondary Teachers $ 100,000.00
Susan G. Komen 3-Day for the Cure 3-Day for the Cure $ 150.00
11-188
201000582 10-582
201000498 10-498
11-465
201100134 11-134
Sustainable Markets Foundation 201000530 Physicians, Scientists and Engineers for a Sustainable and Healthy Energy, Inc., as it supplies vetted resources and solid scientific information on unconventional gas development to the public and policymakers $ 20,000.00 10-530 general operating support for Essential Information $ 35,000.00
Payment Payment Amount Fund
201000606 10-606
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
201100092
3/31/2011
$15,000.00
Frack Action, as it creates and implements a broad 201100075 educational campaign to inform the public about the dangers of hydraulic fracturing and builds a new network of activists $ 15,000.00 11-075
3/31/2011
$15,000.00
Frack Action, as it develops a more coordinated coalition of grassroots organizations and helps mobilize college students through involvement in Power Shift New York $50,000.00
9/3 0/2011
$50,000.00
expansion of its Marcellus Shale-related activities 201100397 in New York State, including research, advocacy, media outreach and a grassroots organizing campaign $75,000.00 11-397
9/30/2011
$75,000.00
its efforts to help coordinate the broad movement of opposition to gas drilling in New York $52,000.00
9/30/2011
$52,000.00
12/30/2011
$50,000.00
general operating support for Essential Information $ 15,000.00
11-092
2011003 83
11-383
201100442 11-442
The development and pre-production of the film on 201100473 the climate crisis, "The Message" $50,000.00 11-473
Total Sustainable Markets Foundation (8 items) International WOW Company the production and dissemination of film work and 201100413 media projects that frame gas drilling issues and report on the crisis $ 100,000.00 11-413
The TCSD Foundation Incorporated Trumansburg Discovery Trail program (two-year grant $3K 2010, $3K2011) $ 6,000.00
Teach for America General operating support for eastern North Carolina $30,000.00
Third Sector New England
Payment Payment Amount Fund
200900600
$312,000.00
9/30/2011
$100,000.00
3/31/2011
$3,000.00
3/31/2011
$30,000.00
09-600
201100013 11-013
Payee Organization Project Title, Grant Amount
general operating support for Resource Generation $ 15,000.00
Payment Date
201100004
3/31/2011
$15,000.00
6/30/2011
$15,000.00
201100255 11-255
6/30/2011
$2,000.00
201100459 11-459
12/30/2011
$50.00
11-004
Tompkins Community Action Head Start Family Literacy and Parent Education 201100154 programs for low-income families $ 15,000.00 11-154
Tompkins Cortland Community College Foundation Community Fireworks 2011 $ 2,000.00 Annual Campaign $ 50.00
Payment Payment Amount Fund
Grant No. Ref. No.
Total Tompkins Cortland Community College Foundation (2 items) Tompkins County Tompkins County Drug Treatment Courts $ 30,000.00 technical support to Tompkins County municipalities around gas drilling concerns $ 50,000.00
$2,050.00
201000505 10-505
3/31/2011
$15,000.00
201000298
6/30/2011
$30,000.00 -
10-298 9/12/2011
$5,000.00
Total Tompkins County (3 items)
$50,000.00
TCCOG Land Use Analysis and Impact Assessment201100449 201100449 Project 11-449 $ 5,000.00
Tompkins County Chamber of Commerce Foundation Friends of Stewart Park $ 15,000.00
201100249 11-249
6/30/2011
$15,000.00
Tompkins County Public Library Foundation general operating support $ 30.00
201100411 11-411
9/30/2011
$30.00
Tompkins County Senior Citizens' Council, Inc.
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Payment Payment Amount Fund
scholarship support for the Lifelong Activities and 201100364 Lifelong Learning Programs for seniors $5,000.00 11-364
9/30/2011
$5,000.00
Tompkins County SPCA general operating support $ 40.00
201100140 11-140
3/31/2011
$40.00
general operating support $ 10,000.00
201100025 11-025
3/31/2011
$10,000.00
Low-cost spay and neuter services $ 25,000.00
201100348 11-348
9/30/2011
$25,000.00
general operating support $ 60.00
201100617 11-617
12/30/2011
$60.00
Total Tompkins County SPCA (4 items) Habitat for Humanity of Tompkins and Cortland Counties A Brush with Kindness Program providing home 201100528 maintenance services to low-income families (one-time) $5,000.00 11-528
Town of Ithaca Sustainability Planner for the Towns ofDryden and Ithaca $ 105,000.00
Trees NC, Inc. general operating support $ 20,000.00
Triangle Community Foundation Center for Global Initiatives' Scholars Latino Initiative $ 15,000.00
Tribe of Heart
$35,100.00
12/30/2011
$5,000.00
3/31/2011
$45,000.00
201100058 11-058
3/31/2011
$20,000.00
201100492
12/30/2011
$15,000.00
201000036 10-036
11-492
Payee Organization Project Title, Grant Amount
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
Media and educational outreach efforts aimed at: 201100296 1) bringing the film, Peaceable Kingdom: The Journey Home, to a wider audience; 2) developing new educational resources; and 3) expanding The Witness online initiative $10,000.00 11-296
6/3 0/2011
$10,000.00
Media and educational outreach efforts aimed at: 201100297 1) bringing the film, Peaceable Kingdom: The Journey Home, to a wider audience; 2) developing new educational resources; and 3) expanding The Witness online initiative $ 10,000.00 11-297
6/3 0/2011
$10,000.00
Total Tribe of Heart (2 items) Trust for the Future Kilowatt Ours projects to digitize and distribute 201100242 documentary shorts andfeatures on environmental stewardship topics, andfor its energy workshops $11,000.00 H-242
Truthout general operating support $ 15,000.00 Tudor Place Foundation, Inc. educational outreach to District of Columbia's Title I public schools $25,000.00
Union of Concerned Scientists, Inc. Nuclear Power in a Warming World project to educate opinion leaders, policy makers, and the media about issues related to nuclear power $ 25,000.00 United Way for Cortland County, Inc. to sponsor Tom and Jennifer Turck in the Great Polar Bear Challenge $25.00 United Way of Tompkins County
$20,000.00
6/30/2011
$11,000.00
201100043 11-043
3/31/2011
$15,000.00
201100180
6/30/2011
$25,000.00
6/30/2011
$25,000.00
3/31/2011
$25.00
H-180
201100245
11-245
201100111 ll-Ul
Payment Payment Amount Fund
Grant No. Ref. No.
Payment Date
Regrantingfunds for the Youth and Philanthropy 201100027 (YAP) and FOCUS programs. Five thousand ($5,000) will be awarded on a matching basis for new regranting funds raised by 9/30/11. $30,000.00 11-027
3/31/2011
$25,000.00
Regrantingfunds for the Youth and Philanthropy (YAP) and FOCUS programs. Five thousand ($5,000) will be awarded on a matching basis for new regrantingfunds raised by 9/30/11. $ 30,000.00
9/30/2011
$5,000.00
Payee Organization Project Title, Grant Amount
201100027
11-027
Total United Way of Tompkins County (2 items) University of North Carolina at Chapel Hill A series of radio programs on freshwater issues on 201100212 The Story with Dick Gordon $25,000.00 11-212 A series of radio programs on freshwater issues on 201100211 The Story with Dick Gordon $25,000.00 11-211
$30,000.00
6/30/2011
$25,000.00
6/30/2011
$25,000.00
Total University of North Carolina at Chapel Hill (2 items)
$50,000.00
North Carolina School of the Arts Foundation scholarships for students with financial need $25,000.00
201100076 11-076
3/31/2011
$25,000.00
USSIF general operating support $ 1,000.00
201100638 11-638
12/30/2011
$1,000.00
3/31/2011
$25,000.00
12/30/2011
$22,000.00
Vegan Outreach Adopt a College program, to provide students with 201100062 booklets containing documentedfacts about the hidden realities of modern agribusiness as well as steps they can take to eat ethically and choose a vegetarian diet $25,000.00 11-062
Vegetarian Resource Group general operating support $ 22,000.00 Vermont Natural Resources Council, Inc.
201100343 11-343
Payee Organization Project Title, Grant Amount
participation in the first permit application of a large groundwater withdrawal under the state's new groundwater public trust law $ 20,000.00
Grant No. Ref. No.
Payment Date
201100047
3/31/2011
$20,000.00
6/30/2011
$37,000.00
9/30/2011
$12,000.00
Total The Village at Ithaca (2 items)
$49,000.00
11-047
The Village at Ithaca Ithaca Community Harvest for coordination 201100182 activities ($15,000); the Fresh Fruit and Vegetable Snack Program ($10,000); and the Youth Farm Project ($12,000) $ 37,000.00 11-182 capacity building to enhance community-based learning for Ithaca College students & local nonprofits $ 12,000.00
Virginia Organizing, Inc. general support for the Science Communication Network $ 15,000.00
Payment Payment Amount Fund
201100354
11-354
201100368
9/30/2011
$15,000.00
9/30/2011
$10,000.00
11-368
general support for the Health and Environmental 201100384 Funders Network (HEFN), which is supporting funder conversation and action on environmental, health and other community concerns related to natural gas extraction. $ 10,000.00 11-384
Total Virginia Organizing, Inc. (2 items)
$25,000.00
The Washington Animal Rescue League general operating support $ 10,000.00
201100591 11-591
12/30/2011
$10,000.00
The Washington Home general operating support $ 20,000.00
201100467 11-467
12/30/2011
$20,000.00
201100203
6/30/2011
$50,000.00
Washington Performing Arts Society primarily Embassy Adoption Program with any remainingfunds directed towards Concerts in Schools program $ 50,000.00
11-203
Payee Organization Project Title, Grant Amount
Grant No. Ref. No.
Payment Date
Watauga Humane Society support for the medical care of shelter animals $ 15,000.00
201000497 10-497
3/31/2011
$15,000.00
3/31/2011
$15,000.00
6/30/2011
$6,000.00
6/30/2011
$6,000.00
Waterkeeper Alliance, Inc. to continue its work to end the concentrated^animal201100029 production industry's contamination of North Carolina's air and waters $ 15,000.00 11-029
Pacifica Foundation the WBAI Community News Stringer Project, providing trainingfor community-based young people interested in learning the basics of news reporting $ 6,000.00 the WBAI Community News Stringer Project, providing training for community-based young people interested in learning the basics of news reporting $ 6,000.00
201100281
11-281 201100213
11-213 Total Pacifica Foundation (2 items)
Wells College The Floating Classroom fs Eco-Cruises on Cayuga 201000349 Lake and enhanced outreach to low-income &nd minority populations to increase their participation $ 26,000.00 10-349
West Harlem Environmental Action, Inc. Clean and Healthy New York's toxics prograhming 201000507 in Tompkins County $ 20,000.00 10-507
Western North Carolina Alliance support two water quality improvement projects in 201100066 the Watauga River Watershed $5,000.00 11-066
WGBH Educational Foundation FRONTLINE 2012 Series Support $ 600,000.00
Payment Payment Amount Fund
201100501 11-501
$12,000.00
9/30/2011
$13,000.00
1/14/2011
$20,000.00
3/31/2011
$5,000.00
12/30/2011
$600,000.00
Payee Organization Project Title, Grant Amount
The Winston-Salem Foundation ensure the continued operation of the North Carolina Governor's Schools $25,000.00
Grant No. Ref. No.
Payment Date
201100440
9/30/2011
$25,000.00
9/30/2011
$20,000.00
3/31/2011
$15,000.00
6/30/2011
$35,000.00
201100615 11-615
12/30/2011
$40.00
201100486
12/30/2011
$20,000.00
11-440
WNET.ORG Money and Medicine, a PBS documentary tackling 201100372 the nation's health care cost crisis $20,000.00 11-372
Women's Opportunity Center Job-readiness outreach to low-income rural women $ 15,000.00
Women's Voices for the Earth national outreach, education, and mobilization efforts of the Safe Cleaning Product Initiative, a campaign to remove harmful chemicals from household cleaning products $35,000.00
WSKG Public Telecommunications Council general operating support $ 40.00 Youth Voice: Ithaca, radio pilot program for at-risk youth $ 20,000.00
Payment Payment Amount Fund
201100026 11-026
201100179
11-179
11-486
Total WSKG Public Telecommunications Council
$20,040.00
(2 items) Yadkin Riverkeeper, Inc. recapture the hydroelectric assets on the Yadkin 201100060 River and return the dams to the people of North Carolina and to pursue environmental enforcement and clean up of river polluters $20,000.00 11-060
3/31/2011
$20,000.00
Grand Total (392 items)
$17,597,156.00
PARK FOUNDATION, INC.
16-6071043
Form 990-PF (2011) M&TIWAUELM
Page 12 Analysis or income-Producing Activities Unrelated business income
Enter gross amounts unless otherwise indicated.
(a) Business code
1 Program service revenue:
(b) Amount
Excluded by section 512, 513, or 514 (c) Exclusion code
(d) Amount
(e) Related or exempt function income (See instructions.)
a b c d e f g
Fees and contracts from government agencies
2 Membership dues and assessments 3 Interest on savings and temporary cash investments
4 Dividends and interest from securities 5 Net rental income or (loss) from real estate: a
Debt-financed property
b
Not debt-financed property
6 Net rental income or (loss) from personal property
14 14
2,350,570. 3,657,011.
18
6,721,918.
.
7 Other investment income 8 Gain or (loss) from sales of assets other than inventory
9 Net income or (loss) from special events . . . 10 Gross profit or (loss) from sales of inventory. . 11 Other revenue: a M I S C E L L A N E O U S INCOME b
15,173.
c d e
12,744,672.
12 Subtotal. Add columns (b), (d), and (e) . . . . 13 Total. Add line 12, columns (b), (d), and (e) (See worksheet in line 13 instructions to verify calculations.)
Line No.
„
13
12,744,672.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.)
•
Form 990-PF (2011)
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PAGE 13
PARK FOUNDATION, INC. 16-6071043 Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
Form 9 9 0 - P F (2011)
HSffEffUl
Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? Transfers from the reporting foundation to a noncharitable exempt organization of: X (1) Cash Mil X (2) Other assets 1a(2) Other transactions: X (1) Sales of assets to a noncharitable exempt organization 1b(1) X (2) Purchases of assets from a noncharitable exempt organization 1MQ X (3) Rental of facilities, equipment, or other assets 1M3} X (4) Reimbursement arrangements 1b(4) X (5) Loans or loan guarantees 1b(61 X 1b(6] (6) Performance of services or membership or fundraising solicitations X Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no.
(c) Name of noncharitable exempt organization
(b) Amount involved
(d) Description of transfers, transactions, and sharing arrangements
N/A
N/A
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501 (c)(3)) or in section 527? b If "Yes," complete the following schedule.
No
N/A
N/A
Sign Here
I Yes
(c) Description of relationship
(b) Type of organization
(a) Name of organization
I
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge May with Date
Signature of officer or trustee
Preparer's signature*^
Print/Type preparer's name
Paid MATTHEW P A R R i L L I MATTHEW P A R R I L L I Preparer Firm's name • PRICEWATERHOUSECOOPERS LLP Use Only Firm's address • 1 1 0 0 BAUSCH & LOMB PLACE ROCHESTER,
NY
Title
the IRS discuss this the preparer shown
return below
(see instructions)*? | X |yes |
C#j\
Date
|No
PTIN Check self-employed P 0 0 0 2 1 9 0 6 Firm's EIN • 1 3 - 4 0 0 8 3 2 4
\*fcla 14604
Phone no.
585-232-4000 Form 990-PF (2011)
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PAGE 14
Schedule of Contributors
Schedule B (Form 990, 990-EZ, or 990-PF) Department of the Treasury Internal Revenue Service
OMB No 1545-0047
§11
• Attach to Form 990, Form 990-EZ, or Form 990-PF.
Name of the organization
Employer identification number
PARK FOUNDATION, INC. 16-6071043 Organization type (check one) Filers of:
Section:
Form 990 or 990-EZ
I
I 501 (c)(
I
I 4947(a)(1) nonexempt charitable trust not treated as a private foundation
I
I 527 political organization
Form 990-PF
I
x
) (enter number) organization
| 501(c)(3) exempt private foundation
I
I 4947(a)(1) nonexempt charitable trust treated as a private foundation
I
I 501(c)(3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See instructions General Rule X
For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one contributor Complete Parts I and II
Special Rules |
| For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33 1/3 % support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (n) Form 990-EZ, line 1 Complete Parts I and II
|
| For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals Complete Parts I, II, and III
|
| For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious, charitable, etc , purposes, but these contributions did not total to more than $1,000 If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc , purpose Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc , contributions of $5,000 or more during the year • $
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990, or check the box on line H of its Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF) For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF.
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
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Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization PARK FOUNDATION,
Page 2
INC.
Employer identification number
16-6071043 Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. (a) No.
(b) Name, address, and ZIP + 4
(c) Total contributions
DOROTHY_ D_._ PARK_ 205 DEVON ROAD ITHACA, NY (a) No.
$
_ 4 _ 9 ziZ^821.
(d) Type of contribution Person Payroll Noncash
X
(Complete Part II if there is a noncash contribution.)
14850 (b) Name, address, and ZIP + 4
(c) Total contributions
(d) Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(b) Name, address, and ZIP + 4
(a) No.
(c) Total contributions
(d) Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(b) Name, address, and ZIP + 4
(a) No.
(c) Total contributions
(d) Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(b) Name, address, and ZIP + 4
(a) No.
(c) Total contributions
(d) Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(b) Name, address, and ZIP + 4
(a) No.
(c) Total contributions
(d) Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
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li
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
Page 3
PARK FOUNDATION,
INC.
Employer identification number
16-6071043 Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed. (a) No. (b) Description of noncash property given
from Parti
SEE ATTACHED
(c) FMV (or estimate) (see instructions)
(d) Date received
SCHEDULE
34,834,041.
VARIOUS
(a) No. from Parti
(b) Description of noncash property given
(c) FMV (or estimate) (see instructions)
(d) Date received
(a) No. from Parti
(b) Description of noncash property given
(c) FMV (or estimate) (see instructions)
(d) Date received
(a) No. from Parti
(b) Description of noncash property given
(c) FMV (or estimate) (see instructions)
(d) Date received
(a) No. from Parti
(b) Description of noncash property given
(c) FMV (or estimate) (see instructions)
(d) Date received
(a) No. from Parti
(b) Description of noncash property given
(c) FMV (or estimate) (see instructions)
(d) Date received
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
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19
Park Foundation, Inc. (FEIN: 16-6071043) Dorothy D. Park Noncash Contribution Detail December 31, 2011 Non-Cash Contributions Description of Noncash Property Given Duke Energy Corp New Com Stk Spectra Energy Corp Com Stk Abbot Lab Com Accenture PLC Shs CL A New ADR BP P L C Sponsored ADR ADR Royal Dutch Shell Pic Sponsored ADR American Express Co Amgen Inc Com Baker Hughes Inc Com Bank New York Mellon Corp Com Stk Cablevision NY Group CL A Com Campbell Soup Co Com Chevron Corp Com Chubb Corp Com Cisco Systems Inc Citigroup Inc Com Clorox Co Com Colgate-Palmolive Co Com Deere & Co Com Du Pont E I DE Nemours & Co Com Stk Exxon Mobil Corp Com Fortune Brands Inc Com USD3 125 General Mills Inc Com Genuine Parts Co Com Hershey Co Formerly Hershey Foods Corp Hess Corp Com Stk Hewlett Parckard Co Com Home Depot Inc Com Honeywell Intl Inc Com Stk Intl Flavors & Fragrances Inc Com Johnson & Johnson Com USD1 JPMorgan Chase & Co Com Kimberly-Clark Corp Com Madison Square Garden Inc CL A CL A Marathon Oil Corp Com Marriott Intl Inc New Com Stk CL A Mattel Inc Com McCormick & Co Inc Com Non-Vtg PG& E Corp Com Pinnacle W Cap Corp Com PNC Financial Services Group Com Stk Proctor & Gamble Com Npv Qwest Communications Intl Inc Com Raytheon Co USDO 01 Schlumberger Ltd Com Com State Str Corp Com Texas Instruments Inc Com Tiffany & Co Com Verizon Communications Com Walt Disney Co Waste Mgmt Inc Del Com Stk 3M Co Com Cooper Industries Pic New Ireland Com Stk MFO T Rowe Price Cap Appreciation Fd Open End Fd MFO Price T Rowe Hlth Sci Fd Inc Com Clorox Co Com Conagra Foods Inc Proctor & Gamble Com Npv Smucker J M Co Com New Com New Total Non-Cash Contribution
No. of Shares 100,000 000 50,000 000 6,000 000 7,500 000 4,288 000 4,000 000 27,500 000 7,500 000 7,500 000 10,000 000 7,500 000 6,000 000 10,195 000 3,100 000 12,500 000 37,500 000 7,500 000 3,550 000 7,500 000 3,000 000 7,500 000 8,000 000 4,700 000 2,500 000 9,000 000 3,000 000 14,987 000 19,500 000 10,000 000 12,000 000 4,000 000 15,115 000 2,300 000 1,875 000 12,000 000 17,691 000 20,000 000 5,500 000 7,500 000 12,500 000 6,000 000 7,375 000 30,000 000 5,000 000 5,000 000 7,500 000 7,500 000 5,000 000 7,049 000 8,500 000 4,126 000 6,000 000 8,000 000 63,254 000 190,839 000 6,064 000 27,731 000 42,688 000 426 000
Fair Market Value $
$ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
1,796,000 1,316,500 276,000 395,850 199,735 285,000 1,197,075 415,875 513,975 314,601 265,350 206,820 992,075 180,451 273,875 180,375 478,125 269,552 701,100 155,790 625,800 492,400 164,312 129,850 454,410 249,420 709,335 715,650 571,700 706,560 243,200 687,128 149,086 49,163 551,400 708,171 501,200 245,685 347,700 512,875 372,660 463,888 216,900 249,550 447,150 349,050 262,425 304,100 256,443 344,250 155,550 527,700 517,360 1,346,678 6,022,879 425,511 659,443 2,652,205 31,132
$
34,834,041
Date Received 02/03/11 02/03/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/04/11 02/10/11 02/16/11 02/23/11 04/08/11 04/08/11 04/08/11 04/08/11
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Page 4
Name of organization PARK FOUNDATION,
(a) No. from Parti
INC.
Employer identification number
16-6071043 Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) • $ I Jse duplicate copies of Part III if additional space is needed. (b) Purpose of gift
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift Transferee's name, address, and ZIP + 4
(a) No. from Parti
(b) Purpose of gift
Relationship of transferor to transferee
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift Transferee's name, address, and ZIP + 4
(a) No. from Parti
Relationship of transferor to transferee
(d) Description of how gift is held
(c) Use of gift
(b) Purpose of gift
(e) Transfer of gift Transferee's name, address, and ZIP + 4
(a) No. from Parti
Relationship of transferor to transferee
(d) Description of how gift is held
(c) Use of gift
(b) Purpose of gift
(e) Transfer of gift Transferee's name, address, and ZIP + 4
Relationship of transferor to transferee
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
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PARK FOUNDATION, INC.
16-6071043
FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME Kind of Property Gross sale price less expenses of sale
6,032,849.
Depreciation allowed/ allowable
Cost or other basis
FMV as of 12/31/69
VAR 312,005.
VAR
VAR 4,273,882.
VAR
VAR -401,822.
VAR
VAR 80,233.
VAR
WALDEN ASSET MANAGEMENT 12670160.
VAR 376,278.
VAR
PARAMETRIC 562,077.
VAR 201,613.
VAR
VAR 13.
VAR
VAR 452, 859.
VAR
VAR 348.
VAR
VAR 51 r 8 0 4 .
VAR
VAR
VAR
LENDING FUND (NT CASH) 1.
INSTITUTIONAL CAPITAL 27000879.
25180733.
GENERAL INVESTMENT MGMT 25582555. MCDONNELL INV MGM 8,166,525.
KBC ASSET MANAGEMENT 13,
37,372.
MONDRIAN FUND -415,487.
18,869.
HIGH LINE LP 18,521. IRONBRIDGE MGMT FUND
51,804.
26,147.
JSA 1E1730 1.000
Gain or (loss)
VAR
31274761.
763,690.
Excess of FMV over ad) basis
Date sold
VAR 1,313,334.
SEC.
13046438,
Adj. basis as of 12/31/69
T. ROWE PRICE 4,719,515.
312,006.
8,246,758.
Date acquired
Description
PIPER CLEAN TECH LP 26,147.
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PAGE 15
PARK FOUNDATION, INC.
16-6071043
FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME Kind of Property Gross sale price less expenses of sale
Description
Depreciation allowed/ allowable
Cost or other basis
FMV as of
12/31/69
Adj. basis as of 12/31/69
Excess of FMV over ad) basis
ABERDEEN MGMT FUND
VAR
VAR
VAR
MONDRIAN GLOBAL FIXED INCOME FUND K-1
VAR 64,687.
VAR
MONDRIAN GLOBAL FIXED INCOME FUND K-1
VAR 27,360.
VAR
NORTH SKY CLEANTECH FUND K-1 114.
VAR -114.
VAR
NORTH SKY CLEANTECH FUND K-1 20,351.
VAR -20,351.
VAR
NORTH SKY CLEANTECH FUND K-1 101.
VAR -101.
VAR
VAR -185,983.
VAR
KARSCH CAPITAL 5,960.
64,687.
27,360.
GENERATION IM ASIA FUND K-1 185,983.
6,607,416.
TOTAL GAIN(LOSS)
JSA 1E1730 1 000
Date sold
VAR 61,371.
61,371.
5,960.
Date acquired Gain or (loss)
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SCHEDULE D (Form 1041) Department of the Treasury Internal Revenue Service
OMB No 1545-0092
Capital Gains and Losses
wv\
• Attach to Form 1041, Form 5227, or Form 990-T. See the Instructions for Schedule D (Form 1041) (also for Form 5227 or Form 990-T, If applicable).
Name of estate or trust
Employer identification number
PARK FOUNDATION, I N C . Note: Form 5227 filers need to complete only Parts I and II Short-Term Capital Gains and Losses - Assets Held One Year or Less (a) Description of property (Example 100 shares 7% preferred of "Z" Co)
(b) Date acquired (mo day yr)
(c) Date sold (mo day yr)
16-6071043
(f) Gain or (loss) for the entire year Subtract (e) from (d)
(e) Cost or other basis (see instructions)
(d) Sales price
1a
b Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b 2
2
Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824
3 4
Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts Short-term capital loss carryover Enter the amount, if any, from line 9 of the 2010 Capital Loss Carryover Worksheet 5 Net short-term gain or (loss). Combine lines 1a through 4 in column (f) Enter here and on line 13, column (3) on the back • I 3 B U I " Long-Term Capital Gains and Losses - Assets Held More Than One Year (a) Description of property (Example 100 shares 7% preferred of "Z" Co )
(b) Date acquired (mo day yr)
(c) Date sold (mo day yr)
-121,410.
1b
3 4 5
(e) Cost or other basis (see instructions)
(d) Sales price
(
) -121,410. (f) Gain or (loss) for the entire year Subtract (e) from (d)
6a
b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b
,
7
Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824
8
Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts
9
Capital gain distributions
6b
6,728,826.
....
10 Gain from Form 4797, Part I Long-term capital loss carryover Enter the amount, if any, from line 14 of the 2010 Capital Loss 11 Carryover Worksheet 12 Net long-term gain or (loss). Combine lines 6a through 11 in column (f) Enter here and on line 14a, 6,728,826. column (3) on the back • 12 Schedule D (Form 1041) 2011 For Paperwork Reduction Act Notice, see the Instructions for Form 1041. 10 11
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Schedule D (Form 1041)2011
Page 2
•raiani
Summary of Parts I and II Caution: Read the instructions before completing 13 Net short-term gain or (loss) 14 Net long-term gain or (loss): a Total for year b Unrecaptured section 1250 gain (see line 18 of the wrksht.) c 28% rate gain 15 Total net gain or (loss). Combine lines 13 and 14a
this part.
(1) Beneficiaries' (see instr.)
(2) Estate's or trust's
(3) Total -121,410.
13
6,728,826.
14a 14b 14c • 15
6,607,416.
Note: If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part I, line 4a). If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part IV. If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary. Capital Loss Limitation 16
Enter here and enter as a (loss) on Form 1041, line 4 (or Form 990-T, Part I, line 4c, if a trust), the smaller of: a The loss on line 15, column (3) or b $3,000 16 Note: If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22 (or Form 990-T, line 34), is a loss, complete the Capital Loss Carryover Worksheet in the instructions to figure your capital loss carryover. T a x C o m p u t a t i o n Using M a x i m u m Capital Gains Rates Form 1041 filers. Complete this part only if both lines 14a and 15 in column (2) are gains, or an amount is entered in Part I or Part II and there is an entry on Form 1041, line 2b(2), and Form 1041, line 22, is more than zero. Caution: Skip this part and complete the Schedule D Tax Worksheet in the instructions if: • Either line 14b, col. (2) or line 14c, col. (2) is more than zero, or • Both Form 1041, line 2b(1), and Form 4952, line 4g are more than zero. Form 990-T trusts. Complete this part only if both lines 14a and 15 are gains, or qualified dividends are included in income in Part I of Form 990-T, and Form 990-T, line 34, is more than zero. Skip this part and complete the Schedule D Tax Worksheet in the instructions if either line 14b, col. (2) or line 14c, col. (2) is more than zero.
17 18
Enter taxable income from Form 1041, line 22 (or Form 990-T, line 34) Enter the smaller of line 14a or 15 in column (2)
17
but not less than zero 18 Enter the estate's or trust's qualified dividends from Form 1 0 4 1 , line 2b(2) (or enter the qualified dividends included in income in Part I of Form 990-T) m 19 Add lines 18 and 19 20 If the estate or trust is filing Form 4 9 5 2 , enter the 21 amount from line 4g; otherwise, enter -0- . . • Subtract line 21 from line 20. If zero or less, enter -0Subtract line 22 from line 17. If zero or less, enter-0-
22 23
24 25
Enter the smaller of the amount on line 17 or $2,300
24
Is the amount on line 23 equal to or more than the amount on line 24? Yes. Skip lines 25 and 26; go to line 27 and check the "No" box. No. Enter the amount from line 23
25
26 27
Subtract line 25 from line 24 Are the amounts on lines 22 and 26 the same?
19
20 21 22 23
I
| Y e s . Skip lines 27 thru 30, go to line 31
|
| N o . Enter the smaller of line 17 or line 22
26 27 28
28
Enter the amount from line 26 (If line 26 is blank, enter -0-
29 30 31
Subtract line 28 from line 27 I 29 Multiply line 29 by 15% (.15) Figure the tax on the amount on line 23. Use the 2 0 1 1 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041)
32 33 34
Add lines 30 and 3 1 Figure the tax on the amount on line 17. Use the 2 0 1 1 Tax Rate Schedule for Estates and Trusts (seethe Schedule Ginstructions in the instructions for Form 1041) Tax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1 0 4 1 , Schedule G, line 1a (or Form 990-T, line 36)
30 31 32 33 34 Schedule D (Form 1041) 2011
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Continuation Sheet for Schedule D (Form 1041)
SCHEDULE D-1 (Form 1041) Department of the Treasury Internal Revenue Service
§11
• See instructions for Schedule D (Form 1041). • Attach t o Schedule D t o list additional transactions f o r lines 1a and 6a.
Name of estate or trust
Employer identification number
PARK FOUNDATION, INC. UEBMM
OMB No. 1545-0092
16-6071043
Snort-1 erm capital Gains and Losses - Assets Held One Year or Less (a) Description of property (Example: 100 sh. 7% preferred of "Z" Co.)
(b) Date acquired (mo., day, yr.)
(c) Date sold (mo., day, yr.)
(d) Sales price
1a MONDRIAN GLOBAL FIXED INCOME FUND K - 1 NORTH SKY CLEANTECH FUND K-1 GENERATION I M A S I A FUND K-1
64,687.
64,687. 114.
-114.
185,983.
-185,983.
Schedule D-1 (Form 1041) 2011
For Paperwork Reduction Act Notice, see the Instructions for Form 1041. JSA 1F1221 2 000
3 : 5 6 : 4 8 PM
(f) Gain or (loss) Subtract (e) from (d)
-121,410.
1b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 1b
5GT0TT 1211 1 1 / 2 / 2 0 1 2
(e) Cost or other basis (see instructions)
640442
PAGE 4 8
Schedule D-1 (Form 1041)2011
Page 2
Name of estate or trust as shown on Form 1041. Do not enter name and employer identification number if shown on the other side.
Employer identification number
Long-Term Capital Gains and Losses - Assets Held More Than One Year (a) Description of property (Example: 100 sh. 7% preferred of "Z" Co.)
(b) Date acquired (mo., day, yr.)
(c) Date sold (mo., day, yr.)
(d) Sales price
(e) Cost or other basis (see instructions)
(f) Gain or (loss) Subtract (e) from (d)
6a T . ROWE PRICE SEC. LENDING FUND (NT CASH) INSTITUTIONAL
CAPITAL
GENERAL INVESTMENT MGMT MCDONNELL INV MGM WALDEN ASSET MANAGEMENT
6,032,849.
4,719,515.
1,313,334.
312,006.
1.
312,005.
31,274,761.
27,000,879.
4,273,882.
25,180,733.
25,582,555.
-401,822.
8,246,758.
8,166,525.
80,233.
13,046,438.
12,670,160.
376,278.
763,690.
562,077.
201,613.
PARAMETRIC
13.
13.
KBC ASSET MANAGEMENT MONDRIAN FUND
37,372.
-415,487.
452,859.
HIGH LINE LP
18,869.
18,521.
348.
IRONBRIDGE MGMT FUND
51,804.
P I P E R CLEAN TECH LP
26,147.
ABERDEEN MGMT FUND
61,371. 5,960.
KARSCH CAPITAL MONDRIAN GLOBAL FIXED INCOME FUND K - 1 NORTH SKY CLEANTECH FUND K-1 NORTH SKY CLEANTECH FUND K-1
51,804. 26,147. 61,371. 5,960. 27,360.
27,360. 20,351.
-20,351.
101.
-101.
6,728,826.
6b Total. Combine the amounts in column (f). Enter here and on Schedule D, line 6b
Schedule D-1 (Form 1041) 2011 JSA 1F1222 2.000
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640442
PAGE 4 9
Form 0 8 6 0 (Rev January 2012)
Application for Extension of Time To File an Exempt Organization Return
Department of the Treasury Internal Revenue Service
•
OMB No 1545-1709
File a separate application for each return.
If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form) Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868
• [Xj
Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions) For more details on the electronic filing of this form, visit www irs gov/efife and click on e-file for Chanties & Nonprofits Automatic 3-Month Extension of Time. Only submit original (no copies needed) A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part I only ^ Q B All other corporations (including 1120-0 filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns Name of exempt organization or other filer, see instructions
Enter filer's identifying number, see instructions
Employer identification number (EIN) or
Type or print
PARK FOUNDATION, INC. X 16-6071043 Number, street, and room or suite no If a P O box, see instructions Social security number (SSN) PO BOX 550 City, town or post office, state, and ZIP code For a foreign address, see instructions ITHACA, NY 14851 Enter the Return code for the return that this application is for (file a separate application for each return)
File by the due date for filing your return See instructions
Application Is For Form Form Form Form Form Form
Return Code
990 990-BL 990-EZ 990-PF 990-T (sec 401(a) or 408(a) trust) 990-T (trust other than above)
• The books are in the care of •
01 02 01 04 05 06
Application Is For
0 4 Return Code 07 08 09 10 11 12
Form 990-T (corporation) Form 1041-A Form 4720 Form 5227 Form 6069 Form 8870
PARK FOUNDATION
Telephone No • 607 2 7 2 - 9 1 2 4 FAX No • • If the organization does not have an office or place of business in the United States, check this box • \_\ • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) ^ _ ^ If this is for the whole group, check this box • Q If it is for part of the group, check this box, • 1 land attach a list with the names and EINs of all members the extension is for 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until 0 8 / 1 5 20 12 , to file the exempt organization return for the organization named above The extension is for the organization's return for • X calendar year 20 3-1 or , 20 , and ending _ ,20 tax year beginning • If the tax year entered in line 1 is for less than 12 months, check reason • | | Change in accounting period
Initial return
•
Final return
3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any 140,422. 3a $ nonrefundable credits See instructions If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and 80,422. 3b estimated tax payments made Include any prior year overpayment allowed as a credit Balance due. Subtract line 3b from line 3a Include your payment with this form, if required, by using EFTPS 60,000. 3c (Electronic Federal Tax Payment System) See instructions Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions Form 8 8 6 8 (Rev 1-2012)
For Privacy Act and Paperwork Reduction Act Notice, see Instructions. JSA 1F8054 4 000
5/2/2012
4 : 1 3 : 2 8 PM
640442
PAGE 1
Page 2
Form 8868 (Rev 1-2012)
• If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part il and check this box Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868 lf __i_youj _•_ a r e f l l m g for a n A u t o m a t i c 3-Month Extension, complete only Part i (on page 1) Additional (Not Automatic) 3-Month Extension of Time. Only file the original (no copies needed) Enter filer's Identifying number, see instructions Employer identification number (EIN) or
Name of exempt organization or other filer, see instructions
Type or print
PARK FOUNDATION, I N C . Number, street, and room or suite no If a P O box, see instructions PO BOX 5 5 0 City, town or post office, state, and ZIP code For a foreign address, see instructions
File by the due date for filing your return See instructions
ITHACA,
NY
fx]
16-6071043 Social security number (SSN)
14851
Enter the Return code for the return that this application is for (file a separate application for each return)
| 0\ 4
Application Is For Form i Form 990-BL Form 990-EZ Form 990-PF
Return Code
Return Code
01 02 01 04
Application Is For
08 09 10
Form 1041-A Form 4720 Form 5227
Form 990-T (sec 401(a) or 408(a) trust) 05 Form 6069 11 12 Form 990-T (trust other than above) 06 Form 8870 STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. • The books are in the care of • PARK FOUNDATION Telephone No • 607 272-9124 FAX No • • If the organization does not have an office or place of business in the United States, check this box • \_j • If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) If this is for the whole group, check this box • Q ] If it is for part of the group, check this box. and attach a list with the names and EINs of ail members the extension is for 1 1 / 1 5 , 20 12 4 I request an additional 3-month extension of time until 20 )
, and ending I Initial return | [Final return
5 6
For calendar year 2 0 1 1 , or other tax year beginning If the tax year entered in line 5 is for less than 12 months, check reason
7
I I Change in accounting period State in detail why you need the extension ADDITIONAL TIME I S NEEDED TO GATHER THE INFORMATION NECESSARY FOR A COMPLETE AND ACCURATE TAX RETURN.
8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any 8a nonrefundable credits See instructions If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and f9B estimated tax payments made Include any prior year overpayment allowed as a credit and any 8b amount paid previously with Form 8868 Balance Due. Subtract line 8b from line 8a Include your payment with this form, if required, by using EFTPS 8c (Electronic Federal Tax Payment System) See instructions Signature and Verification must be completed for Part II only.
ill
, 20
140,422.
140,422.
Under penalties of penury, I declare that I have examined this form, including accompanying schedules and statements and to the best of my knowledge and belief it is true correct andcompJete and thaJj_m»authonzed to prepare this form
Signature
• Form 8 8 6 8 (Rev 1-2012)
JSA 1F8055 4 000
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640442
PAGE 1
PARK FOUNDATION, INC.
16-6071043
FORM 9 9 0 P F - GENERAL EXPLANATION ATTACHMENT
FIXED ASSET DETAIL FORM 9 9 0 - P F , PAGE 2 ,
PART I I ,
LINE 14
LEASEHOLD IMPROVEMENTS OFFICE & GENERAL EQUIPMENT FURNITURE & FIXTURES COMPUTER EQUIPMENT GROSS FIXED ASSETS L E S S : ACCUMULATED DEPRECIATION
137,645 (123,531) 14,114
NET FIXED ASSETS
5GT0TT 1211 1 1 / 2 / 2 0 1 2
12/31/2010 29,057 11,959 47,759 49,171
3 : 5 6 : 4 8 PM
12/31/2011 29,057 9,886 47,695 50,980 137,618 (119,073) 18,545
640442
PAGE 21
PARK FOUNDATION, INC.
16-6071043
FORM 990PF - GENERAL EXPLANATION ATTACHMENT
MISC OFFICER INFORMATION PAGE 6, PART VIII-LIST OF OFFICERS, DIRECTORS AND TRUSTEES ADD'L DETAIL NOTE: RICHARD G ROBB RECEIVES COMPENSATION FOR SERVICES PROVIDED AS A BOARD MEMBER AND AS AN INDEPENDENT CONTRACTOR FOR SERVICES PROVIDED AS AN INVESTMENT COMMITTEE ADVISER, AS FOLLOWS: BOARD MEMBER COMPENSATION INDEPENDENT CONTRACTOR COMPENSATION
84,000 30,000 114,000
5GT0TT 1211 11/2/2012
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640442
PAGE 22
PARK FOUNDATION, INC.
16-6071043
FORM 990PF - GENERAL EXPLANATION ATTACHMENT
DEPRECIATION DETAIL FORM 990-PF, PAGE 1, PART I, LINE 19 12/31/2011
DESCRIPTION LEASEHOLD IMPROVEMENTS OFFICE & GENERAL EQUIPMENT COMPUTER EQUIPMENT FURNITURE & FIXTURES
NONE 414 7,306 2,974
TOTAL DEPRECIATION EXPENSE
10,694
5GT0TT 1211 11/2/2012
3:56:48 PM
640442
PAGE 23
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 1 FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS REVENUE AND EXPENSES PER BOOKS
DESCRIPTION INTEREST INTEREST INTEREST INTEREST
INCOME FROM MONDRIAN K-1 FROM NORTH SKY CLEAN K-1 FROM NORTH SKY DIRECT K-1 TOTAL
5GT0TT 1211 1 1 / 2 / 2 0 1 2
3 : 5 6 : 4 8 PM
NET INVESTMENT INCOME
2,350,570
2,159,489. 204,299. 1,858. 5,364.
2,350,570,
2,371,010,
640442
ATTACHMENT 1 PAGE 24
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 2 FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES REVENUE AND EXPENSES PER BOOKS
DESCRIPTION DIVIDEND INCOME DIVIDENDS FROM NORTH SKY CLEAN K-1 DIVIDENDS FROM GENERATION IM ASIA K-1 TOTAL
5GT0TT 1211 11/2/2012
3:56:48 PM
NET INVESTMENT INCOME
3,657,011
3,657,011. 716. 27,824.
3,657,011,
3,685,551,
640442
ATTACHMENT 2 PAGE 25
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 3 FORM 990PF, PART I - OTHER INCOME REVENUE AND EXPENSES PER BOOKS
DESCRIPTION FROM MONDRAIN K-1 FROM NORTH SKY CLEAN K-1 FROM NORTH SKY DIRECT FUND K-1 FROM GENERATION IM ASIA FUND K-1 MISCELLANEOUS INCOME
15,173 TOTALS
5GT0TT 1211 11/2/2012
3:56:48 PM
15,173,
640442
NET INVESTMENT INCOME 231,558 1,448 -2,621, -106,373, 15,173, 139,185.
ATTACHMENT 3 PAGE 26
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 4 FORM 990PF, PART I - LEGAL FEES REVENUE AND EXPENSES PER BOOKS
DESCRIPTION LEGAL FEES TOTALS
5GT0TT 1211 11/2/2012
3:56:48 PM
NET INVESTMENT INCOME
ADJUSTED NET INCOME
CHARITABLE PURPOSES
36,000.
18,000
18,000,
36,000.
18,0"00~
18,0~0fT
640442
ATTACHMENT 4 PAGE 27
16-6071043
PARK FOUNDATION, INC. ATTACHMENT 5 FORM 9 9 0 P F ,
PART I - ACCOUNTING FEES REVENUE AND EXPENSES PER BOOKS
DESCRIPTION AUDIT & TAX FEES TOTALS
5GT0TT 1211 11/2/2012
3:56:48 PM
NET INVESTMENT INCOME
ADJUSTED NET INCOME
CHARITABLE PURPOSES
127,310,
63,655
63,655
127,31CT
63,655~
63,655"
640442
ATTACHMENT 5 PAGE 28
16-6071043
PARK FOUNDATION, INC.
ATTACHMENT 6 FORM 990PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND EXPENSES PER BOOKS
DESCRIPTION INVESTMENT FEES & EXPENSES OTHER PROFESSIONAL FEES TOTALS
5GT0TT 1 2 1 1
11/2/2012
3 : 5 6 : 4 8 PM
NET INVESTMENT INCOME
CHARITABLE PURPOSES
2,400,813. 28,302
2,400,813. 14,151
14,151
2,429,115
2,414,964
14,151
640442
ATTACHMENT 6 PAGE 2 9
16-6071043
PARK FOUNDATION, INC.
ATTACHMENT 7 FORM 9 9 0 P F ,
PART I - TAXES
REVENUE AND EXPENSES PER BOOKS
DESCRIPTION
EXCISE TAX - CURRENT EXCISE TAX - DEFERRED FOREIGN TAX TOTALS
5GT0TT 1 2 1 1
11/2/2012
3 : 5 6 : 4 8 PM
NET INVESTMENT INCOME
97,446. -19,527. 28,466,
42,199,
106,385.
42,199,
640442
CHARITABLE PURPOSES
ATTACHMENT 7 PAGE 30
PARK FOUNDATION,
INC.
16-6071043
ATTACHMENT 8 FORM 9 9 0 P F ,
PART I - OTHER EXPENSES
DESCRIPTION FILING FEES INSURANCE OFFICE EXPENSES TELEPHONE INTERNET ACCESS POSTAGE & FEDERAL EXPRESS COMPUTER EXPENSES JANITORIAL SERVICES UTILITIES WEBSITE SECURITY SYSTEM FROM MONDRAIN K-1 FROM NORTH SKY CLEAN K-1 FROM NORTH SKY DIRECT K-1 FROM GENERATION IM ASIA K-1 TOTALS
5GT0TT 1 2 1 1
11/2/2012
3 : 5 6 : 4 8 PM
REVENUE AND EXPENSES PER BOOKS 1,525. 23,600. 15,394. 9,492. 3,712. 3,427. 34,465. 3,530. 5,938. 12,556. 401.
NET INVESTMENT INCOME 763. 11,800. 7,697. 4,746. 1,856. 1,713. 17,232. 1,765. 2,969.
114,040.
217,628.
640442
200. 3,493. 131,468. 8,269. 23,657.
CHARITABLE PURPOSES 762 ,800 11, 7,.697 4,.746 1,.856 1,.714 17, 233 1, 765 2, 969 12, 556 201
63,299,
ATTACHMENT 8 PAGE 3 1
PARK FOUNDATION, I N C .
16-6071043
ATTACHMENT 9 FORM 990PF,
PART I I - CORPORATE STOCK
BEGINNING BOOK VALUE
DESCRIPTION
T ROWE EQUITY MOON CAPITAL KARSCH CAPITAL INSTITUTIONAL CAPITAL SEC. LENDING FUND (NT CASH) GENERATION INVEST. MGRS ASIA GENERATION INVESTMENT MANAGERS CLIMATE SOLUTIONS MCCDONNEL WALDEN HIGHLINE PARAMETRIC ABERDEEN IRONBRIDGE PIPER CLEAN MONDRIAN KINGDON TOTALS
5GT0TT 1 2 1 1 1 1 / 2 / 2 0 1 2
3 : 5 6 : 4 8 PM
ENDING BOOK VALUE
ENDING FMV
45,327,072. 14,162,578. 32,516,516. 25,455,660. 5,100,732. 6,511,108. 7,307,337. 2,573,371. 1,732,904. 7,754,477. 7,973,588.
32,645,165. 4,961,917. 2,469,395. 34,584,528. 36,228,089. 4,246,338. 37,726,518. 13,074,174. 34,239,280. 22,511,205. 5,197,452. 6,479,007. 6,499,973. 2,500,880. 2,376,647. 8,140,245. 6,734,587.
32,645,165. 4,961,917. 2,469,395. 34,584,528. 36,228,089. 4,246,338. 37,726,518. 13,074,174. 34,239,280. 22,511,205. 5,197,452. 6,479,007. 6,499,973. 2,500,880. 2,376,647. 8,140,245. 6,734,587.
233,554,966.
260,615,400.
260,615,400.
33,700,493. 5,057,917. 2,514,560. 34,807,994. 1,058,659.
640442
ATTACHMENT 9 PAGE 32
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 10 FORM 990PF, PART II - OTHER ASSETS BEGINNING BOOK VALUE
DESCRIPTION PENDING SALES OF INVESTMENTS COLLATERAL FOR SECURTIES LENDING ACCRUED EXCISE TAXES TOTALS
5GT0TT 1211 11/2/2012
3:56:48 PM
ENDING BOOK VALUE
ENDING FMV
462,480.
112,151.
112,151.
50,400,987. 30,112.
47,858,958. -17,335.
47,858,958. -17,335.
50,893,579.
47,953,774.
47,953,774.
640442
ATTACHMENT 10 PAGE 33
PARK FOUNDATION, INC.
16-6071043 ATTACHMENT 11
FORM 990PF, PART II - OTHER LIABILITIES
BEGINNING BOOK VALUE
DESCRIPTION
PENDING PURCHASES OF INVEST. SECURITIES LENDING TRANSACTION DEFERRED EXCISE TAX PAYABLE
TOTALS
5GT0TT 1211 11/2/2012
3:56:48 PM
ENDING BOOK VALUE
1,407,112. 50,400,987. 497,194.
148,892. 47,858,958. 477,667.
52,305,293.
48,485,517,
640442
PAGE 34
PARK FOUNDATION, INC.
16-6071043
ATTACHMENT 12 FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES DESCRIPTION
AMOUNT
UNREALIZED GAIN ON SECURITIES - CY
15,561,669, TOTAL
5GT0TT 1211 11/2/2012
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15,561,669,
640442
PAGE 35
PARK FOUNDATION,
FORM 9 9 0 P F ,
16-6071043
INC.
PART V I I - A ,
LINE 10 - NEW SUBSTANTIAL CONTRIBUTORS
DIRECT PUBLIC SUPPORT
DATE
NAME AND ADDRESS
DOROTHY D. PARK 205 DEVON ROAD ITHACA, NY 14850
49,176,821.
VARIOUS
49,176,821
TOTAL CONTRIBUTION AMOUNTS
5GT0TT 1 2 1 1
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ATTACHMENT 13
640442
ATTACHMENT 1 3 PAGE 3 6
PARK FOUNDATION, INC.
16-6071043
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES
NAME AND ADDRESS
TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION
ATTACHMENT 14
COMPENSATION
ADELAIDE P. GOMER P.O. BOX 550 ITHACA, NY 14851
PRESIDENT 15.52
72,000,
JEROME B. LIBIN P.O. BOX 550 ITHACA, NY 14851
DIRECTOR 8.70
84,000.
RICHARD G. ROBB P.O. BOX 550 ITHACA, NY 14851
DIRECTOR 8.27
114,000.
ALICIA P. WITTINK P.O. BOX 550 ITHACA, NY 14851
VICE PRESIDENT 7.13
72,000.
WILLIAM BONDURANT P.O. BOX 550 ITHACA, NY 14851
SECRETARY/TREASURER 11.15
72,000.
GRAND TOTALS
5GT0TT 1211 11/2/2012
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CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS
EXPENSE ACCT AND OTHER ALLOWANCES
414,000.
640442
ATTACHMENT 14 PAGE 37
PARK FOUNDATION, INC.
16-6071043
990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES ATTACHMENT 15 TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION
NAME AND ADDRESS
COMPENSATION
CONTRIBUTIONS EXPENSE ACCT TO EMPLOYEE AND OTHER BENEFIT PLANS ALLOWANCES
LESLIE C. MYERS C/O PARK FOUNDATION, INC. ITHACA, NY 14851
PROGRAM ASSOCIATE 17.50
56,038
13,002
JON M. JENSEN C/O PARK FOUNDATION, INC, ITHACA, NY 14851
EXECUTIVE DIRECTOR 40.00
203,508
41,976.
DIANE L. TRIANA C/O PARK FOUNDATION, INC. ITHACA, NY 14851
PROGRAM ASSOCIATE 35.00
63,705,
13,932
SHARON K. LINDERBERRY C/O PARK FOUNDATION, INC. ITHACA, NY 14 851
FINANCE MANAGER 35.00
61,444
25,362
AMY PANEK C/O PARK FOUNDATION, INC, ITHACA, NY 14851
PROGRAM ASSOCIATE 35.00
68,908,
13,957,
453,603.
108,229.
TOTAL COMPENSATION
5GT0TT 1211 11/2/2012
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640442
0
ATTACHMENT 15 PAGE 38
PARK FOUNDATION, INC.
990PF,
16-6071043
PART V I I I - COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS ATTACHMENT 16
NAME AND ADDRESS
TYPE OF SERVICE
PRICEWATERHOUSECOOPERS, LLP 1 1 0 0 BAUSCH & LOMB PLACE ROCHESTER, NY 1 4 6 0 4
ACCOUNTING/TAX
TOTAL COMPENSATION
5GT0TT 1211 1 1 / 2 / 2 0 1 2
3 : 5 6 : 4 8 PM
COMPENSATION 127,310
127,310
640442
PAGE 39
PARK FOUNDATION,
INC.
16-6071043
ATTACHMENT 17
FORM 9 9 0 P F ,
PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS
PARK FOUNDATION, I N C . PO BOX 5 5 0 , ITHACA, NY 1 4 8 5 1 ITHACA, NY 1 4 8 5 1 607-272-9124
5GT0TT 1 2 1 1
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640442
PAGE 40
PARK FOUNDATION,
INC.
16-6071043
ATTACHMENT 18
990PF,
PART XV - SUBMISSION DEADLINES
QUARTERLY DEADLINES - VARY YEAR TO YEAR JANUARY 1 S T , APRIL 2ND, JULY 2ND, OCTOBER 1ST
5GT0TT 1 2 1 1
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PM
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PAGE 4 1
16-6071043
PARK FOUNDATION, INC.
FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT ATTACHMENT 19 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT
RECIPIENT NAME AND ADDRESS
PURPOSE OF GRANT OR CONTRIBUTION
AMOUNT
11,056,624.
AMOUNTS PREVIOUSLY DISCLOSED ON TAX RETURNS
SEE ATTACHED STATEMENT FOR CURRENT GRANTS APPROVED
8,508,579.
FOR FUTURE PAYMENT
LESS: PRESENT VALUE DISCOUNT FOR PAYMENT
-487,405.
TOTAL CONTRIBUTIONS APPROVED
19,077,798.
ATTACHMENT 19 5GT0TT 1211
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640442
PAGE 42
Park Foi-indation, Inc. 10-254 10-351 11-600 10-286 11-189 10-033 10-199 09-519 08-182 11-235 10-189 10-376 11-328 07-046 07-653 09-052 10-011 11-010 10-239 10-113 10-196 07-180 08-279 09-287 10-292 11-239 10-247 09-600 10-298 10-505 10-036 10-349 10-507
12/31/2011
Alternatives Venture Fund American Farmland Trust Bucknell University Cayuga Lake Watershed Clean Water for North Carolina Cornell Cooperative Extension/TC Cornell Cooperative Extension/TC Cornell Cooperative Extension/TC Cortland College Foundation Finger Lakes Land Trust Finger Lakes ReUse Greater Washington Edu Telecomm Independent Production Fund Ithaca College-Class of 2012 Ithaca College-Class of 2013 Ithaca College-Class of 2014 Ithaca College-Class of 2015 Ithaca College-Class of 2016 Ithaca College Ithaca College Ithaca Health Alliance NC State Univ-Class of 2012 NC State Univ-Class of 2013 NC State Univ-Class Of 2014 NC State Univ-Class of 2015 NC State Univ-Class of 2016 Second Nature, Inc. The TCSD Foundation Tompkins County Tompkins County Town of Ithaca Wells College West Harlem Environ. Action
Discount on Long Term Grants
Grants Approved For Future Payments Balance 12/31/2010 Approved 2011 25,000 25,000 125 30,000 60,000 45,000 10,000 7,500 38,750 60,000 50,000 1,000,000 1,000,000 980,568 1,918,626 2,602,840 3,222,660 ' 3,258,454 81,000 50,000 30,000 851,767 1,759,868 2,575,375 3,876,616 4,100,000 85,000 3,000 30,000 30,000 45,000 13,000 20,000 19,376,570 8,508,579 (539,647) 18,836,923
Paid 2011 25,000 25,000 40 30,000 30,000 45,000 10,000 7,500 38,750 30,000 50,000 250,000 500,000 980,568 935,226 680,356 669,120 81,000 25,000 30,000 851,767 867,808 834,830 1,044,200 67,781 85,000 3,000 30,000 15,000 45,000 13,000 20,000 8,319,946
Payable 12/31/11
85 30,000
30,000 750,000 500,000 983,400 1,922,484 2,553,540 3,258,454 25,000
892,060 1 740 545 2,832,416 4,032,219
15,000
19,565,203 (487,405) 19,077,798
2220
Underpayment of Estimated Tax by Corporations
OMB No 1545-0142
• See separate instructions. • Attach to the corporation's tax return.
Department of the Treasury Internal Revenue Service Name
§11 Employer identification number
PARK FOUNDATION, INC.
16-6071043
Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220.
Required Annual Payment 1
"~~ 1
Total tax (see instructions)
2a
Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 . .
b
Look-back interest included on line 1 under section 460(b)(2) for completed long-term
2a
contracts or section 167(g) for depreciation under the income forecast method
2b
c
Credit for federal tax paid on fuels (see instructions)
2c
d
Total. Add lines 2a through 2c
3 4
5
96,535.
2d
Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does 3 not owe the penalty Enter the tax shown on the corporation's 2010 income tax return (see instructions). Caution: If the tax is zero or 4 the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3
96,535. 129,523.
96,535. Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty (see instructions).
X
5
The corporation is using the adjusted seasonal installment method. The corporation is using the annualized income installment method. The corporation is a "large corporation" figuring its first required installment based on the prior year's tax.
E 311111 Figuring the Underpayment
(a)
9
Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year
10
Required installments. If the box on line 6 and/or
9
05/16/2011
(b)
(c)
(d)
06/15/2011
09/15/2011
12/15/2011
line 7 above is checked, enter the amounts from Schedule A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% of line 5 above in each column 11
24,134.
4,361.
36,288. 56,288.
32,154. 32,154.
8,020. 8,020.
60,422.
56,288.
32,154.
8,020.
36,288.
32,154.
8,020.
10
24,134.
24,134.
11
60,422.
20,000.
Estimated tax paid or credited for each period (see instructions). For column (a) only, enter the amount from line 11 on line 15
Complete lines 12 through 18 of one column before going to the next column. Enter amount, if any, from line 18 of the preceding column .
12
13
Add lines 11 and 12
13
14
Add amounts on lines 16 and 17 of the preceding column . 14
15
Subtract line 14 from line 13 If zero or less, enter -0-
15
16
If the amount on line 15 is zero, subtract line 13 from line 14 Otherwise, enter-0-
16
17
Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10 Then go to line 12 of the next column. Otherwise, go to 17 line 18 • • Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 18 12 of the next column
12
18
.
Go to Part IV on page 2 to figure the penalty. Do not go to Part IVifthere are no entries on line 17-no penalty is owed. For Paperwork Reduction Act Notice, see separate instructions.
Form 2 2 2 0 (2011)
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Form 2220 (2011)
Page 2
I 3 B 1 M Figuring the Penalty (a)
(b)
(C)
(d)
19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions). (Form 990-PF and Form 990-T filers: Use 5th month instead of 3rd month.) 19 20 Number of days from due date of installment on line 9 to the date shown on line 1 9 20 2 1 Number of days on line 20 after 4/15/2011 and before 7/1/2011
21
22 Underpayment on line 17 x Number of days on line 21 y 4 o / n 365
22
23
23
Number of days on line 20 after 6/30/2011 and before 10/1/2011
24 365 25
Number of days on line 20 after 9/30/2011 and before 1/1/2012
25
26 Underpayment on line 17 x Number of days on line 25 Y <*% 365
26
27
27
Number of days on line 20 after 12/31/2011 and before 4/1/2012
28 Underpayment on line 17 x Number of days on line 27 366 29
Y
*%
Number of days on line 20 after 3/31/2012 and before 7/1/2012
28 29
30 Underpayment on line 17 x Number of days on line 29 v*o/n 366
30
3 1 Number of days on line 20 after 6/30/2012 and before 10/1/2012
31
32 Underpayment on line 17 x Number of days on line 31 x *% 366
32
33 Number of days on line 20 after 9/30/2012 and before 1/1/2013
33
34 Underpayment on line 17 x Number of days on line 33 x *% 366
34
35 Number of days on line 20 after 12/31/2012 and before 2/16/2013
35
36 Underpayment on line 17 x Number of days on line 35 x *% 365
36
37 37 Add lines 22. 24. 26. 28. 30. 32. 34. and 36 38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120, line 33; or the comparable 38 line for other income tax returns *Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website atwww.irs.gov. You can also call 1-800-829-4933 to get interest rate information. Form 2220 (2011)
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Form 2220 (2011)
Page 4
Annualized Income Installment Method
(a)
(b)
(c)
(d)
20
Annualization periods (see instructions). .
20
First ^ months
21
Enter taxable income for each annualization period (see instructions for the treatment of extraordinary items)
21
2,751,468
Annualization amounts (see instructions). .
22
6.00000
3.00000
23 a Annualized taxable income. Multiply line 21 by line 22 23a
16508808.
12667536,
9,885,503.
7,676,309,
22
b Extraordinary items (see instructions) . . .
23b
c Add lines 23a and 23b
First ± months
4,222,512,
First i months
5,766,529, 1.71429
First 1 0 months
6,396,924 1.20000
23c
16508808,
12667536,
9,885,503,
7,676,309,
24
Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2 (or comparable line of corporation's return) . . . .
24
165,088,
126,675,
98,855,
76,763,
25
Enter any alternative minimum tax for each payment period (see instructions)
25
26
Enter any other taxes for each payment period (see instructions)
26
27
Total tax. Add lines 24 through 26 . . . .
27
165,088
126,675
98,855.
76,763.
28
For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions)
28
29
Total tax after credits. Subtract line 28 from line 27. If zero or less, enter -0-
29
165,088
126,675
98,855,
76,763
30
Applicable percentage
30
31
Multiply line 29 by line 30
31
25%
41,272
50%
75%
63,338
74,141
100%
76,763,
l3PBTmT Required Installments 1st installment
Note: Complete lines 32 through 38 of one column before completing the next column. 32
2nd installment
3rd installment
4th installment
If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the
33 34
35
36
37 38
63,338.
74,141
76,763.
24,134
48,268
72,402
41,272
39,204
25,873
4,361
24,134
24,134
24,134
24,134
37
24,134
24,134
24,134
24,134
38
24,134
24,134
24,134
amounts in each column from line 19 or line 31
32
Add the amounts in all preceding columns of line 38 (see instructions)
33
Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter-034 Enter 25% of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the 35 amounts to enter Subtract line 38 of the preceding column from line 37 of the preceding column _ Add lines 35 and 36 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10 (see instructions) . . .
41,272
36
4,361. Form 2 2 2 0 (2011)
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