NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : COMPLIANCE Download Ref.No.: NSE/COMP/28841

Date : February 11, 2015

Circular Ref.No.: 182/2015

To All Members Sub : Payment of SEBI sub-broker registration renewal fees The Exchange vide circular ref. no. NSE/COMP/26781 dated May 26, 2014 earlier intimated the members about the changes in sub-broker registration fees pursuant to SEBI (Payment of Fees) (Amendment) Regulations, 2014 amending the SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992. As per the amended regulations, in respect of sub-brokers registered during the period April 01, 2010 to March 31, 2011, fees of Rs. 10,000 for block of five financial years ending March 2020 shall become due on April 01, 2015, and the fees shall be paid on or before st the 1 day of October 2015 after the expiry of the financial year block. In this connection, the members are hereby informed that: 1. In case of the sub-brokers who do not wish to continue their business after March 31, 2015, the broker shall stop dealing through such sub-brokers and surrender their (sub-broker) certificate of registration so as to reach the Exchange on or before March 20, 2015. 2. The sub-brokers who wish to continue their business after March 31, 2015 shall pay the fee as per the requirements specified in the SEBI (Stock Brokers and Sub-brokers) Regulations, 1992 amended from time to time. Change in sub-broker fees collection mechanism: The members are requested to note that there is a change in the sub-broker registration fee collection mechanism. Starting from financial year 2015-16, the Exchange shall collect the applicable SEBI sub-broker registration fee at the time of application for sub-broker registration and at the time of renewal of registration by way of debit to the Exchange Dues account of the respective members. Acceptance of cheques / demand draft(s) for payment of sub-broker fees shall be discontinued w.e.f. financial year 2015-16. Accordingly, members are requested to note that in case of sub-brokers where applications to

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 1 of 2

cancel SEBI sub-broker registration is not received by March 20, 2015 as aforesaid under point no.1, it shall be presumed that such sub-brokers wish to continue their business after March 31, 2015 and an amount of Rs. 10,000/- for each sub-broker shall be collected by the Exchange by way of debit to the Exchange dues account of the respective members after March 31, 2015. For and on behalf of National Stock Exchange of India Limited

Nipa Simaria Chief Manager

Telephone No 1800 22 00 51

Fax No 91 022 26598194

Email id [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 2 of 2

national stock exchange of india limited - NSE

Feb 11, 2015 - The sub-brokers who wish to continue their business after March 31, 2015 shall pay the fee as per the requirements ... compliance@nse.co.in.

45KB Sizes 100 Downloads 138 Views

Recommend Documents

national stock exchange of india limited - NSE
Feb 5, 2014 - Software Limited and Tree House Education & Accessories Limited ... Name of the Company ... Oracle Financial Services Software Limited.

national stock exchange of india limited - NSE
Dec 9, 2014 - Circular Ref.No.: 1130/2014. To All Members. Sub : Transfer of security of California Software Company Limited from “BZ” series to. “EQ” series.

national stock exchange of india limited - NSE
Feb 13, 2014 - Sub : Listing of units issued by UTI Asset Management Company .... UTI Trustee Company Private Limited ... Website: www.karvymfs.com.

national stock exchange of india limited - NSE
Apr 6, 2015 - Sub : Listing of units issued by UTI Asset Management Company ... Company Limited (Kotak FMP Series 172) ... Website: www.karvymfs.com.

national stock exchange of india limited - NSE
Nov 27, 2015 - Sub : Suspension of trading in Equity Shares of Nissan Copper Limited for non-compliance of clause 31 of Listing Agreement. Pursuant to the ...

national stock exchange of india limited - NSE
Dec 2, 2015 - CIR/MRD/DSA/31/2013 dated September 30, 2013 for non-compliance of certain clauses of the Listing Agreement) with respect to Standard ...

national stock exchange of india limited - NSE
Sep 5, 2014 - Chapter IV of the Rules of the Exchange with effect from September 5, 2014 till further notice. Name of Member ... [email protected].

national stock exchange of india limited - NSE
Jan 2, 2015 - Company Limited (Baroda Pioneer Fixed Maturity Plan - Series J) – FMP Rollover ... Regulations Part A, it is hereby notified that the list of securities further ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
Sep 7, 2015 - Prudential Asset Management Company Limited (ICICI Prudential Capital Protection ... Regulations Part A, it is hereby notified that the list of securities further ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
May 6, 2015 - Company Private Limited (Religare Invesco Fixed Maturity Plan Series 22 Plan L), ... Regulations Part A, it is hereby notified that the list of securities further ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
Dec 31, 2015 - Regulations Part A, it is hereby notified that the list of securities further admitted to dealings ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38 ... Kotak Mahindra Asset Management Company Limited. Name of.

national stock exchange of india limited - NSE
Oct 4, 2013 - File Format in Help Path: Help → How To Start Application → Logon ... NEAT-DEBT TWS shortcut icon created on the desktop. b. NEAT-DEBT ...

national stock exchange of india limited - NSE
Feb 5, 2014 - Software Limited and Tree House Education & Accessories Limited ... Name of the Company ... Oracle Financial Services Software Limited.

national stock exchange of india limited - NSE
Jan 27, 2016 - Textiles & Industries Limited, Idea Cellular Limited, IndusInd Bank Limited, Just Dial. Limited, Kotak Mahindra Bank Limited and Lupin Limited.

national stock exchange of india limited - NSE
Aug 6, 2014 - Email id. +91-22-26598235/36, 8346. +91-22-26598237/38 [email protected] ... Direct Plan - ... Email: [email protected].

national stock exchange of india limited - NSE
Mar 31, 2015 - Email: [email protected]. Address of the Registrar and Share Transfer Agent: Sundaram BNP Paribas Fund Services Limited.

national stock exchange of india limited - NSE
Apr 16, 2015 - Email id. +91-22-26598235/36, 8346. +91-22-26598237/38 [email protected] ... Intellect Design Arena Limited. Symbol. INTELLECT. Name of ...

national stock exchange of india limited - NSE
Aug 13, 2014 - nearest to the address provided by Constituent in the KYC form or ... Authorised Signatory. Telephone No. Fax No. Email id. +91-22-26598222.

national stock exchange of india limited - NSE
Sep 26, 2016 - Computer Link (CTCL) Trading, Internet Based Trading (IBT) including ... Email id. 1800 266 0053. +91-22-26598447 [email protected].

national stock exchange of india limited - NSE
Mar 26, 2013 - Sub : Listing of units issued by IDBI Asset Management Limited (IDBI Rajiv Gandhi ... Regulations Part A, it is hereby notified that the list of securities further ... Manager. Telephone No. Fax No. Email id. +91-22-26598235/36,.

national stock exchange of india limited - NSE
Apr 4, 2016 - Services Limited, Hexaware Technologies Limited, Hitech Plast Limited, Shriram EPC ... Regulations Part A, it is hereby notified that the list of securities further ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
Jul 8, 2015 - Sub : Listing of further issues of eClerx Services Limited, ICICI Bank Limited, OnMobile ... Regulations Part A, it is hereby notified that the list of securities further ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
Jan 27, 2016 - the National Stock Exchange (Capital Market segment) with effect from February ... Email id. +91-22-26598235/36, 8346. +91-22-26598237/38.

national stock exchange of india limited - NSE
Mar 26, 2014 - BNP Paribas Trustee India Private Limited ... Sundaram BNP Paribas Fund Services Limited, ... Email: [email protected]. 2.