NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : LISTING Download Ref.No.: NSE/CML/26293

Date : March 26, 2014

Circular Ref.No.: 270/2014

To All Members Sub : Listing of Mutual Funds In pursuance of Regulation 3.1.1 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the list of securities further admitted to dealings on the National Stock Exchange (Capital Market segment) with effect from March 27, 2014 and the designated security codes thereof shall be as specified in Annexure. In pursuance of Regulation 2.5.5 of the National Stock Exchange (Capital Market) Trading Regulations Part A, it is hereby notified that the respective lot sizes in respect of securities above shall be as specified in Annexure. For the purpose of trading on the system, the security shall be identified only by its designated codes and trading in such securities shall be in such lot sizes as specified in Annexure. This circular shall be effective from March 27, 2014. For and on behalf of National Stock Exchange of India Limited

Kamlesh Patel Manager

Telephone No +91-22-26598235/36, 8346

Fax No +91-22-26598237/38

Email id [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 1 of 16

Annexure

1. BNP Paribas Asset Management India Private Limited Name of Scheme

BNP Paribas Fixed Term Fund - Series 29 - Plan B

Symbol

BNPFT29BDM

BNPFT29BGR

BNFT29BDGR

Security Description

Units of Rs. 10/- each of BNP Paribas Mutual Fund - BNP Paribas Fixed Term Fund Series 29 Plan B Dividend Payout on Maturity Option

Units of Rs. 10/- each of BNP Paribas Mutual Fund - BNP Paribas Fixed Term Fund Series 29 Plan B Growth Option

Units of Rs. 10/- each of BNP Paribas Mutual Fund - BNP Paribas Fixed Term Fund Series 29 Plan B - Direct Plan - Growth Option

ISIN

INF251K01MR8

INF251K01MS6

INF251K01MW8

No of Units

700

125589668

158690500

Scheme Type

Close Ended

Series

MF

Date of Redemption

March 23, 2015

Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: BNP Paribas Trustee India Private Limited BNP Paribas House, 3rd Floor ,1 North Avenue , Maker Maxity, Bandra Kurla Complex, Bandra(East), MUMBAI - 400051 Tel: 33704202 Fax: 33704294/5

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 2 of 16

Address of the Asset Management Company: BNP Paribas Asset Management India Private Limited BNP Paribas House, 3rd Floor ,1 North Avenue , Maker Maxity, Bandra Kurla Complex, Bandra( East), MUMBAI - 400051 Tel: 33704202 Fax: 33704294/5

Contact Person: Ms. Saroj Pandey Website: www.bnpparibasmf.in Email: [email protected] Address of the Registrar and Share Transfer Agent: Sundaram BNP Paribas Fund Services Limited, RR Towers 2, 3rd Floor , Thiru Vi Ka Industrial Estate, Guindy, Chennai CHENNAI - 600032 Tel: 22504708 Fax: 22501384

Contact Person: Mr.T.E.Ramani, Head Solution Delivery Website: www.sundarambnpparibasfs.in Email: [email protected]

2. UTI Asset Management Company Limited Na me of UTI - Fixed Term Income Fund - Series XVIII Plan II Sch eme UDQ UDA UDG URQ URQ URA URA URM URG URF URFR Sym RXVI PXVI RXVI PXVI RXVI PXVI RXVI PXVI RXV PXVI XVIII bol II2 II2 II2 II2 II2 II2 II2 II2 III2 II2 2 Units Units of of Rs. Rs.

Units Units of Rs. Units of Rs. 10/- of Rs. Units 10/each 10/of Rs.

Units Units of of Units Rs. Rs. of Rs. 10/- Units

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 3 of 16

10/each of UTI Mutua l Fund - UTI Fixed Term Incom Sec e urit Fund Series y Des XVIII cript Plan II ion DIRE CT PLAN -QUA RTER LY DIVI DEN D REIN VEST MEN T

ISI N

10/each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II DIRE CT PLA N-A NNU AL DIVI DEN D PAY OUT

Units of Rs. 10/each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II DIRE CT PLA N-G ROW TH

of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II REG ULA R PLA N-Q UAR TER LY DIVI DEN D PAY OUT

each of UTI Mutua l Fund - UTI Fixed Term Incom e Fund Series XVIII Plan II REG ULA R PLAN -QUA RTER LY DIVI DEN D REIN VEST MEN T

each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II REG ULA R PLA N-A NNU AL DIVI DEN D PAY OUT

10/each of UTI Mutua l Fund - UTI Fixed Term Incom e Fund Series XVIII Plan II REG ULAR PLAN -ANN UAL DIVI DEN D REIN VEST MEN T

each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II REG ULA R PLA N-M ATU RITY DIVI DEN D PAY OUT

of Rs. 10/each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVIII Plan II REG ULA R PLA N-G ROW TH

10/each of UTI Mutu al Fund - UTI Fixed Term Inco me Fund Serie s XVII I Plan II REG ULA R PLA N-FL EXI DIVI DEN D PAY OUT

10/each of UTI Mutua l Fund - UTI Fixed Term Incom e Fund Series XVIII Plan II REG ULA R PLAN -FLE XI DIVI DEN D REIN VEST MEN T

INF7 INF7 INF78 INF7 INF78 INF7 INF78 INF7 INF7 INF7 INF78 89FA 89FA 9FA1 89FA 9FA1 89FA 9FA1 89FA 89FA 89FA 9FA1 1DV 1DY DR4 1DS2 DZ7 1EA8 EB6 1EC4 1ED2 1EE0 EF7 6 0

No of 10000 9917 Unit s

6865 286

9993 32

12745 5498 4 17

23349 4100

8330 5552

6000 0

19000

Sch eme Close Ended Typ e Seri MF es Dat

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 4 of 16

e of Red March 23, 2015 emp tion Fac e Val Rs.10/ue per unit Paid Up Val Rs.10/ue per unit Issu e Rs.10/Pric e Mar ket 1 Lot

Address of the Trustee: UTI Trustee Company Private Limited UTI Tower, 'GN' Block, Bandra - Kurla Complex, Bandra (East), MUMBAI - 400051 Tel: 66786736 Fax: 26522226 Address of the Asset Management Company: UTI Asset Management Company Limited UTI Mutual Fund, UTI Tower, 'GN Block', Bandra Kurla Complex, Bandra East MUMBAI - 400051 Tel: 66786736 Fax: 26522226

Contact Person: Chandan Bhatnagar

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 5 of 16

Website: www.utimf.com Email: [email protected] Address of the Registrar and Share Transfer Agent: M/s Karvy Computershare Private Limited Karvy Computershare Pvt. Ltd., Karvy Registry House, No. 8-2-596, Street No. 1, Banjara Hills, HYDERABAD - 500034 Tel: 23312454 Fax: 23311968

Contact Person: Mr. R. V. Subrahmanyam Website: www.karvymfs.com Email: [email protected]

3. Sundaram Asset Management Company Limited Name of Scheme

Sundaram Fixed Term Plan - FI

Symbol

SMFFIRG

SMFFIDQD

Security Descriptio n

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan FI Regular Plan-Growth Option

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan FI Direct Plan-Quarterl y Dividend Payout Option

ISIN

INF903J01G2 INF903J01G7 INF903J01G5 INF903J01G6 INF903J01G4 6 5 9 7 2

No of Units

10962571

Scheme Type

Close Ended

Series

MF

2500

SMFFIDG

SMFFIDHD

SMFFIRQD

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan FI Direct Plan-Growth Option

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan FI Direct Plan-Half Yearly Dividend Payout Option

Units of Rs. 10/- each of Sundaram Mutual Fund - Sundaram Fixed Term Plan FI Regular Plan Quarterly Dividend Payout Option

145641055

6366

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

1000

Page 6 of 16

Date of Redemptio April 07, 2015 n Face Value Rs.10/per unit Paid Up Value per unit

Rs.10/-

Issue Price Rs.10/Market Lot 1

Address of the Trustee: Sundaram Trustee Company Limited No.21, Patullos Road, CHENNAI - 600002 Tel: 28569863 Fax: 28583156 Address of the Asset Management Company: Sundaram Asset Management Company Limited Sundaram Towers, II Floor, 46, Whites Road, Chennai CHENNAI - 600002 Tel: 28583362 Fax: 28583156

Contact Person: Mr. S. Srinivas Prashanth Website: www.sundarammutual.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Sundaram BNP Paribas Fund Services Limited RR Towers, 2, Third Floor, Thiru Vi Ka Industrial Estate, Guindy, CHENNAI - 600032 Tel: 22504707 Fax: 22501379

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 7 of 16

Contact Person: Ms. Lalitha Swamy Email: [email protected]

4. ICICI Prudential Asset Management Company Limited Name of Scheme

ICICI Prudential Fixed Maturity Plan - Series 73 - 1140 Days Plan E

Symbol

IPRU2305

IPRU2306

IPRU8505

IPRU8506

Security Description

Units of Rs. 10/each of ICICI Prudential Mutual Fund ICICI Prudential Fixed Maturity Plan - Series 73 1140 Days Plan E - Regular Plan Cumulative Option

Units of Rs. 10/each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73 - 1140 Days Plan E Regular Plan Half Yearly Dividend Payout Option

Units of Rs. 10/each of ICICI Prudential Mutual Fund ICICI Prudential Fixed Maturity Plan - Series 73 1140 Days Plan E - Direct Plan Cumulative Option

Units of Rs. 10/each of ICICI Prudential Mutual Fund ICICI Prudential Fixed Maturity Plan - Series 73 1140 Days Plan E - Direct Plan Half Yearly Dividend Payout Option

ISIN

INF109KA1OV9 INF109KA1OW7 INF109KA1OX5 INF109KA1OY3

No of Units

254681610

Scheme Type

Close Ended

Series

MF

5227500

2814188

1931

Date of May 02, 2017 Redemption Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: ICICI Prudential Trust Limited 12th Floor, Narain Manzil,23, Barakhamba Road, NEW DELHI - 110001 Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 8 of 16

Tel: 42090579 Fax: 26868306 Address of the Asset Management Company: ICICI Prudential Asset Management Company Limited 12th Floor, Narain Manzil,23, Barakhamba Road, NEW DELHI - 110001 Tel: 42090579 Fax: 26868306

Contact Person: Rakesh Shetty Website: www.icicipruamc.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Spencer Plaza, Phase II, S49A, 172, Anna Salai, CHENNAI - 600002 Tel: 39115645 Fax: 28283619

Contact Person: Mr. K.M.Narayanan Website: www.camsonline.com Email: [email protected]

5. Deutsche Asset Management (India) Private Limited Name of Scheme

DWS Fixed Maturity Plan - Series 57

Symbol

DWSFMP57RG

DWSFMP57DG

Security Description

Units of Rs. 10/- each of Deutsche Mutual Fund - DWS Fixed Maturity Plan Series 57 - Regular Plan Growth Option

Units of Rs. 10/- each of Deutsche Mutual Fund - DWS Fixed Maturity Plan Series 57 - Direct Plan Growth Option

ISIN

INF223J01S09

INF223J01S41

No of Units

18358218

337993000

Scheme Type

Close Ended

Series

MF

Date of

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 9 of 16

Redemption Face Value per unit

April 07, 2015 Rs.10/-

Paid Up Value Rs.10/per unit Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: Deutsche Trustee Services (India) Private Limited 2nd Floor, 222, Kodak House, Dr. D N Road, Fort, MUMBAI - 400001 Tel: 66584324 Fax: 66584655 Address of the Asset Management Company: Deutsche Asset Management (India) Private Limited 2nd Floor, 222, Kodak House, Dr. D N Road, Fort, MUMBAI - 400001 Tel: 66584324 Fax: 22074411

Contact Person: Ms. Nehal Shah Website: www.dws-india.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Karvy Computershare Private Ltd Karvy Plaza,H.No.8-2-596, Street No 1, Banjara Hills, Hyderabad MUMBAI - 500034 Tel: 040-44677072 Fax: 040-23311968

Contact Person: K R Pani Senior Manager Email: [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 10 of 16

6. ICICI Prudential Asset Management Company Limited Name of Scheme

ICICI Prudential Fixed Maturity Plan - Series 73 - 383 Days Plan K

Symbol

IPRU2319

IPRU2320

IPRU8519

IPRU8520

Security Description

Units of Rs. 10/each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73 - 383 Days Plan K Regular Plan Cumulative

Units of Rs. 10/each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73 - 383 Days Plan K Regular Plan Half Yearly Dividend Payout

Units of Rs. 10/each of ICICI Prudential Mutual Fund - ICICI Prudential Fixed Maturity Plan Series 73 - 383 Days Plan K Direct Plan Cumulative

Units of Rs. 10/each of ICICI Prudential Mutual Fund ICICI Prudential Fixed Maturity Plan - Series 73 383 Days Plan K - Direct Plan Half Yearly Dividend Payout

ISIN

INF109KA1QB6

INF109KA1QC4

INF109KA1QD2

INF109KA1QE0

No of Units

120789211

97000

67283111

5000

Scheme Type

Close Ended

Series

MF

Date of April 06, 2015 Redemption Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

Address of the Trustee: ICICI Prudential Trust Limited 12th Floor, Narain Manzil,23, Barakhamba Road, NEW DELHI - 110001 Tel: 42090579 Fax: 26868306 Address of the Asset Management Company: Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 11 of 16

ICICI Prudential Asset Management Company Limited 12th Floor, Narain Manzil,23, Barakhamba Road, NEW DELHI - 110001 Tel: 42090579 Fax: 26868306

Contact Person: Rakesh Shetty Website: www.icicipruamc.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Computer Age Management Services Private Limited, Spencer Plaza, Phase II, S49A, 172, Anna Salai, CHENNAI - 600002 Tel: 39115645 Fax: 28283619

Contact Person: Mr. K.M.Narayanan Website: www.camsonline.com Email: [email protected]

7. Birla Sun Life Asset Management Company Limited Name of Scheme

Birla Sun Life Fixed Term Plan - Series KS (369 days)

Symbol

BSLFTPKSR BSLFTPKSR G N

BSLFTPKSR Q

BSLFTPKSD G

BSLFTPKSD N

Units of Rs. 10/- each of Birla Sun Life Mutual Fund Birla Sun Life Fixed Term Plan - Series KS (369 days) - Regular Plan-Quarterl y Dividend Payout Option

Units of Rs. 10/- each of Birla Sun Life Mutual Fund Birla Sun Life Fixed Term Plan - Series KS (369 days) - Direct Plan-Growth OPtion

Units of Rs. 10/- each of Birla Sun Life Mutual Fund Birla Sun Life Fixed Term Plan - Series KS (369 days) - Direct Plan-Normal Dividend Payout Option

INF209KA1E INF209KA1E INF209KA1E INF209KA1E T3 U1 V9 W7

INF209KA1E X5

Units of Rs. 10/- each of Birla Sun Life Mutual Fund - Birla Sun Security Life Fixed Descriptio Term Plan n Series KS (369 days) Regular Plan-Growth Option ISIN

Units of Rs. 10/- each of Birla Sun Life Mutual Fund Birla Sun Life Fixed Term Plan - Series KS (369 days) - Regular Plan-Normal Dividend Payout Option

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 12 of 16

No of Units

151203952

Scheme Type

Close Ended

Series

MF

Date of Redempti on

March 23, 2015

Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price

Rs.10/-

Market Lot

1

66990

500

21361109

15010000

Address of the Trustee: Birla Sun Life Trustee Company Private Limited One Indiabulls Centre, Tower-1,17th Floor, Jupiter Mills Compound, 841, S. B. Marg, Elphinstone Road, MUMBAI - 400013 Tel: 43568000 Fax: 43568110/1 Address of the Asset Management Company: Birla Sun Life Asset Management Company Limited One Indiabulls Centre, Tower-1,17th Floor, Jupiter Mills Compound, 841, S. B. Marg, Elphinstone Road, MUMBAI - 400013 Tel: 43568000 Fax: 43568110/1

Contact Person: Mr.Rajiv Joshi Website: www.birlasunlife.com Email: [email protected] Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 13 of 16

Address of the Registrar and Share Transfer Agent: Computer Age Management Services Ltd Rayala Towers II Floor, 158, Anna Salai, CHENNAI - 600002 Tel: 30212950 Fax: 42141227

Contact Person: Mr. K.S. Narayanan Email: [email protected]

8. HDFC Asset Management Company Limited Name of Scheme

HDFC FMP 384D March 2014 (1) - Series 29

Symbol

H384M29DG H384M29RG H384M29DF1 1 1

Units of Rs. 10/- each of HDFC Mutual Fund Security - HDFC FMP Descriptio 384D March n 2014 (1)Series 29 Direct Plan Growth Option

H384M29RD 1

H384M29RQ 1

Units of Rs. Units of Rs. Units of Rs. 10/- each of 10/- each of 10/- each of HDFC Mutual HDFC Mutual HDFC Mutual Fund - HDFC Fund - HDFC Fund - HDFC FMP 384D FMP 384D FMP 384D March 2014 March 2014 March 2014 (1)- Series 29 (1)- Series 29 (1)- Series 29 - Regular Plan - Regular Plan - Direct Plan - Normal - Growth Flexi Option Dividend Option Payout Option

Units of Rs. 10/- each of HDFC Mutual Fund - HDFC FMP 384D March 2014 (1)Series 29 Regular Plan - Quarterly Dividend Payout Option

ISIN

INF179KA1I INF179KA1I J1 M5

INF179KA1I N3

INF179KA1I O1

INF179KA1I P8

No of Units

144216547

125194469

10000

10000

Scheme Type

Close Ended

Series

MF

650000

Date of Redemptio April 07, 2015 n

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 14 of 16

Face Value per unit

Rs.10/-

Paid Up Value per unit

Rs.10/-

Issue Price Rs.10/Market Lot

1

Address of the Trustee: HDFC Trustee Company Limited HUL House, 2nd floor, H.T.Parekh Marg,165-166, Backbay Reclamation, Churchgate MUMBAI - 400020 Tel: 66316333 Fax: 66580203 Address of the Asset Management Company: HDFC Asset Management Company Limited HUL House, 2nd floor, H. T. Parekh Marg, 165-166, Backbay Reclamation, Churchgate, MUMBAI - 400020 Tel: 66316333 Fax: 66580203

Contact Person: Mr Dinesh Bhakade Website: www.hdfcfund.com Email: [email protected] Address of the Registrar and Share Transfer Agent: Computer Age Management Services Private Limited Rayala Towers, Fifth Floor, 158, Anna Salai, CHENNAI - 600002 Tel: 30212797 Fax: 42032952

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 15 of 16

Contact Person: Mr. S. Prem Kumar Email: [email protected]

Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

Page 16 of 16

national stock exchange of india limited - NSE

Mar 26, 2014 - BNP Paribas Trustee India Private Limited ... Sundaram BNP Paribas Fund Services Limited, ... Email: [email protected]. 2.

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