NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : CAPITAL MARKET SEGMENT Download Ref No : NSE/CMTR/27916
Date : October 27, 2014
Circular Ref. No : 56/2014 All Members, Sub: System Audit of Stock Brokers / Trading Members (Type III) Please refer to Circular NSE/CM/27732 dated September 30, 2014 in respect of the captioned subject. The revised timeliness to submit the report to the Exchange for the period ending September 30, 2014 is as follows:-
Audit Period
Preliminary Audit Report
Action taken Report (ATR) (if applicable)
Follow-on Audit Report (if applicable)
(April - September)
November 30th 2014
December 31st 2014
January 31st 2015
For and on behalf of National Stock Exchange of India Limited
Suprabhat Lala Vice President
Toll Free No 1800-22-00-53
Fax No +91-22-26598325
Email id
[email protected]
Regd. Office : Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051
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