NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : COMPLIANCE Download Ref No : NSE/COMP/32988

Date : August 12, 2016

Circular Ref. No : 279/2016 To All Members Sub: Schemes/Leagues/Competitions Launched by Registered Stock Brokers This is in partial modification to our Exchange circular reference no. NSE/COMP/31391 dated December 18, 2015 in relation to any schemes/ leagues/ competitions etc. offered by members or by any third party/ Group Company/ associate of the member. Based on the communication received from SEBI, members are hereby requested to note: 1. That approval will not be granted to any advertisement by brokers which are related to leagues/schemes/competitions etc. till further communication. 2. Not to carry out advertisements, in which celebrities form part of the advertisement, as is the case for advertisements by Mutual Funds and for Public Issues. In compliance to the above guidelines, members are advised to withdraw any advertisement already issued which are related to leagues/schemes/competitions launched by members or by any third party/ Group Company/ associate of the member and/or any advertisement featuring celebrities with immediate effect. In case of any clarifications, members are requested to contact the Membership Compliance department at toll free no. 1800 22 00 51 or at email id: [email protected]. For and on behalf of National Stock Exchange of India Limited Sd/-

Nipa Simaria Chief Manager Telephone No 1800 22 00 51

Fax No. +91-22- 26598428

Email id [email protected]

NSE/COMP/32988 Date : August 12, 2016 Circula

Aug 12, 2016 - That approval will not be granted to any advertisement by brokers which are related to leagues/schemes/competitions etc. till further ...

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