On Ergodic Rates and Optimal Array Geometry in Line-of-Sight Massive MIMO

MM

Prabhu Chandhar, Danyo Danev, and Erik G. Larsson

YS

Div. of Communication Systems, Dept. of Electrical Engineering (ISY), Link¨oping University (LiU), SE-581 83 Link¨oping, Sweden

Introduction

Results

Maximal-Ratio Combining (MRC) Receiver • Output of the MRC detector:

• LoS Massive MIMO:

Uniform Linear Array

ˆ y=G ˆ G(√pu ⊙ q) + G ˆ Hn r =G H

– High probability of LoS propagation in future cellular communications [1]

H

Mx = 50, My = 1 50

• Received signal of the k-th terminal:

( ) √ √ √ ˆH ˆH ˆH rk = E{ puk g puk g k g k }qk + k g k − E{ puk g k g k } qk | {z }

• Contributions: – Derivation of a lower bound on achievable ergodic rate of high mobility LoS Massive MIMO

+

– Design of optimal array geometry

−50

a

∑K



j=1,j̸=k

|

0

{z

ˆH puj g k g j qj

}

ˆH +g k n | {z } c

b

• System Setup:

Ω (dB)

– Drone communications [2]

– a, b, and c are independent of the first term – Uplink of a Massive MIMO system – Rectangular array at the BS – Spherically uniformly distributed terminal locations

−100 −150 −200

• Ergodic rate achieved by the k-th terminal: ( ) √ 2 ˆH |E{ puk g k g k }| lb Rk ≥ Rk , log2 1 + var(a) + var(b) + var(c)

−250 −300 0

0.5

Geometric Model

1

1.5 δ /λ

2

2.5

3

x

z

Power Control

Moving direction

Uniform Rectangular Array

θDk

• Channel inversion power control:

φDk z

puk

y x

Ω in normal scale when Mx = 5, My = 5

ρu = βk

– ρu : SNR

dk θAk

• Spherically uniformly distributed within a spherical shell

φAk

δx

M x δx

Distribution of terminal locations

• Distribution of the distances: y

fdj (r) =

δy

x

M y δy

R3

3r2 , Rmin ≤ r ≤ R, j = 1, 2, ..., K 3 − Rmin

– Rmin : Inner radius – R: Outer radius

• δx , δy : element spacing on x and y-axis • Mx , My : number of elements on x and y-axis

• Distribution of the elevation angle:

• p ∈ {1, 2, ..., Mx }, q ∈ {1, 2, ..., My }, l = (q − 1)Mx + p • ϕk ∈ [0, 2π]: azimuth angle, θk ∈ [0, π]: elevation angle • When the terminal is far away from the array, ( ) dkl ≈ dk − sin θk (p − 1)δx cos ϕk + (q − 1)δy sin ϕk

fθj (θ) =

sin θ , 0≤θ≤π 2

Uniform Rectangular Array

• Distribution of the azimuth angle:

Ω in dB scale when Mx = 5, My = 5

1 fϕj (ϕ) = , 0 ≤ ϕ ≤ 2π 2π

– dk : Radial distance from the element at the origin Ergodic Rate Ergodic rate lower bound:

Channel Model



• M × 1 channel vector from the k-th terminal to the BS:

M   ) 2 2 2 2 2 1 +M+(K −1)(1+ Ω ) 4(R +Rmin+RRmin) −M+ (Kρu+1) 4(R +Rmin+RRmin) 2 2 ρu M ηρ ρ u p 3(R+Rmin ) 9(R+Rmin)

g k = [gk1 gk2 .... gkM ]T , k = 1, 2, ..., K – gkl =

i2πdkl √ βkl e− λ , l = 1, 2, ..., M

– βkl =

η : d2kl

Case I: Terminals are on the surface of the sphere (

Rklb

– λ: carrier wavelength free space pathloss component

• M × K channel matrix: G = [g 1 g 2 ... g K ]



 lb Rk =log2  1+ (

)

→ log2 1 +

M (K − 1)(1 +

Ω M

)+

(Kρu +1)R2 ηρu ρp

+

With very high pilot and data SNRs, ) ( M , ρp → ∞, ρu → ∞. Rklb → log2 1 + Ω (K − 1)(1 + M ) Case II: Rmin is close to the BS

Channel Estimation

ˆ = G + √1 W G ρp – ρp : normalized pilot SNR

Rklb → log2 1+

3M M +4(K − 1)(1 +

( Rklb → log2 1 +

Ω M

u +1)R )+ ρ4u + 4(Kρ 3ηρu ρp

3M M + 4(K − 1)(1 +

Conclusions

)

(

• Maximum likelihood estimate:

, Rmin → R.

1 ρu

2

, Rmin → 0.

) Ω M)

, ρp → ∞, ρu → ∞.

– W ∈ CM ×K : estimation error – [W ]ij : i.i.d CN (0, 1)

Uplink Data Transmission

M x −1 ∑

My −1



u̸=0,u=1−Mx v̸=0,v=1−My

√ y = G( pu ⊙ q) + n T

– q = [q1 , q2 , ..., qK ] : vector of symbols simultaneously transmitted by the K terminals T

– pu = [pu1 , pu2 , ..., puK ] : vector of transmit power of the K terminals – n ∼ CN (0, I M )

{ (Mx − |u|)(My − |v|) )} ( √ 2 u2 δx2 + v 2 δy2 . × sinc λ 2

• M × 1 received signal vector at the BS: • Ω is zero when:

λ δx∗ =n , n ≥ My and 2 λ ∗ δy =m , m ≥ Mx 2 • In case of ULA: δx∗ = n λ2

• In high mobility LoS Massive MIMO, for the spherically uniformly distributed terminal locations inside a spherical volume, – the ergodic rate is maximized for antenna spacing equal to integer multiples of one-half wavelength

Optimal Antenna Spacing Ω=

• Considering a 3-dimensional geometric model, we derived a lower bound on uplink ergodic rate of LoS Massive MIMO system with an estimated CSI

References [1] K. Haneda et al., “5G 3GPP-like Channel Models for Outdoor Urban Micro-cellular and Macro-cellular Environments,” To Appear in Proceedings of the IEEE Vehicular Technology Conference (VTC 2016-Spring), May 2016. [2] P. Chandhar, D. Danyo, and E. G. Larsson, “Massive MIMO as Enabler for Communications with Drone Swarms,” in Proceedings of The International Conference on Unmanned Aircraft Systems (ICUAS), pp. 347–354, Jun. 2016.

On Ergodic Rates and Optimal Array Geometry in Line ...

dk: Radial distance from the element at the origin. Channel Model. • M × 1 channel vector from the k-th terminal to the BS: gk = [gk1 gk2 .... gkM ]T , k = 1, 2, ..., K.

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