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Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Options

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Back-office – Options Technology Regulation

CIRCULAR 039-18 March 21, 2018 RESIGNATION OF A FOREIGN APPROVED PARTICIPANT DV CAPITAL, LLC On March 20, 2018, the Special Committee − Regulatory Division of Bourse de Montréal Inc. approved the resignation of DV Capital, LLC, a foreign approved participant of Bourse de Montréal Inc. This change became effective at the end of the business day on March 20, 2018. For further information, please contact Ms. Claude Baril, Director, Enforcement and Legal Counsel, at 514 871-3595, or by e-mail at [email protected].

Julie Rochette Vice President and Chief Regulatory Division

Tour de la Bourse P.O. Box 61, 800 Victoria Square, Montreal, Quebec H4Z 1A9 Telephone: 514 871-2424 Toll free within Canada and the U.S.A.: 1 800 361-5353 Website: www.m-x.ca

Resignation of a Foreign Approved Participant ... - Bourse de Montréal

Mar 21, 2018 - ... Inc. This change became effective at the end of the business day on March 20, 2018. For further information, please contact Ms. Claude Baril, Director, Enforcement and Legal Counsel, at. 514 871-3595, or by e-mail at claude.baril@tmx.com. Julie Rochette. Vice President and Chief Regulatory Division.

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