Retrieving high-resolution Doppler velocity profiles in 10.6 im and 2 im coherent lidars Tanja N. Dreischuh*, Ljuan L. Gurdev, and Dimitar V. Stoyanov

Institute ofElectronics, Bulgarian Academy of Sciences 72 Tzarigradsko shosse blvd., 1784 Sofia, Bulgaria ABSTRACT The performance is considered of some coherent4idar inverse techniques for retrieving high-resolution Doppler-velocity profiles, with a resolution cell that is far below the pulse length and even of the order of the sampling interval. The speckle noise influence on the retrieved Doppler velocity profiles is investigated as a function of the lidar pulse length, the data sampling interval, the ratio between them, and as a whole, of the lidar radiation wavelength. It is shown that at a constant Doppler-velocity sensitivity the speckle noise error increases with the increase of the pulse length and the decrease of the sampling interval. Moreover, a similarity relation is established consisting in that the level of the error is practically invariable when the ratio of the pulse length to the sampling interval is retained. The results obtained lead to the conclusion that shorter-wavelength lidar radiation should be used not only to retain a good Doppler-velocity sensitivity at shorter pulse lengths, but to retain as well a satisfactorily high accuracy of retrieving the Doppler-velocity profiles, with proportionally shorter range resolution cell. Keywords: Lidar remote sensing, coherent Doppler lidar, lidar resolution, speckle noise

1. INTRODUCTION The range resolution and the Doppler velocity sensitivity of pulsed coherent Doppler lidars are reciprocally related, and their product is proportional to the lidar radiation gth1 Thus, at a given radiation wavelength, the lidar pulse length should exceed some minimum value determined by the minimum Doppler velocity change to be resolved. A way to improve the range resolution without lowering the velocity sensitivity is to use shorter pulses of shorter-wavelength radiation. A further improvement of the range resolution down to scales of the order of the sampling intervals (much shorter than the pulse length) is attainable by using inverse techniques having been developed by us recently. 2,3 These techniques are based on the analysis of the complex heterodyne signal autocovariance. A difficulty of them is the strong effect of the speckle noise on the retrieved high-resolution Doppler velocity profiles. The random error arising in this case is effectively reduceable by using appropriately chosen pulse length, sampling interval, lidar radiation wavelength as well as some sufficient number of signal realizations (respectively, laser shots) in combination with an optimum filtration. So, the purpose of the present study is to sistematically investigate and answer in detail the question of interest here about

the error dependence on the pulse length, the sampling interval, the ratio between them, and as a whole, on the lidar radiation wavelength.

2. RETRIEVING HIGH-RESOLUTION DOPPLER-VELOCITY PROFILES The complex coherent lidar return signal I(1=2z/c)=J(t)+IQ(t) is a result of quadrature heterodyne detection of pulsed laser radiation backscattered by atmospheric aerosol particles; t is the time after the pulse emission, z is the corresponding coordinate of the pulse front along the line of sight, c is the speed of light, J(t) and Q(t) are respectively the inphase and quadrature components of the signal and i is imaginary unity. The signal is in general a non-stationary circular Gaussian

random quantity with signal-to-noise ratio SNR 1. The signal autocovariance is defined as Cov(t, 0) =

(i

where 0 is a time shift, and (.)

*

(t)J(t +0))

ensemble average. For an "exponentially-shaped" sensing laser pulse, with a = dimensionless amplitude envelope .f(9) (e9 /r) exp(—9 / r) (9 is a time variable and is a time constant determining denotes

the pulse duration), the high-resolution Doppler-velocity profile v(z) is obtainable by the expressions3: *

Correspondence:

e-mail: tanjadie.bas.bg, Fax (+359 2) 975 3201

11th International School on Quantum Electronics: Laser Physics and Applications, Peter A. Atanasov, Stefka Cartaleva, Editors, Proceedings of SPIE Vol. 4397 (2001) © 2001 SPIE · 0277-786X/01/$15.00

481

0rn(Z ct I 2) = 0_i arctan[Im['(t, 0) 1 Re F(t, 0)]

(1)

°m (z = Ct I 2) = ImG(t)] /[cI(z = Ct I 2)(ce2 I z2 )J

and

where (z)w0,
F (t, 0 = 0) , and the symbol " " denotes differentiation with respect to the variable

and (t(z) describes the short-pulse

(8-pulse) signal power profile.2 Eqs.(1-2) represent two algorithms for retrieving the mean Doppler-velocity profile v(z) [COm(Z)] with a resolution cell R of the order of the spatial (temporal) sampling interval Az (AL—2Ez/c).

A wide (long) sensing pulse acts as a smoothing lowpass filter with respect to the short-pulse lidar return. Correspondingly, the retrieving procedure is in fact an inverse differentiating filtration that restores the high-frequency signal components, but amplifies the same noise components. The noise amplification is proportional on the one hand to the pulse length. On the other hand, it is proportional to the Nyquist frequency,4 i.e., inversely proportional to the sampling interval. Moreover a similarity relation should be expected, which is confirmed below to be in power (see also 5), consisting in that at a constant

Doppler-velocity sensitivity the noise level is invariable when the ratio of the pulse length to the sampling interval is retained. Such a relation leads to the conclusion that shorter-wavelength lidar radiation should be used not only to retain a good Doppler-velocity sensitivity at shorter pulse lengths, but to retain as well a satisfactorily high accuracy of retrieving the Doppler-velocity profiles, with proportionally shorter range resolution cell.

3. INVESTIGATING BY SIMULATIONS THE BEHAVIOUR OF THE SPECKLE NOISE DUE RANDOM ERROR IN THE RETRIEVED HIGH-RESOLUTION DOPPLER VELOCITY PROFILES We consider the coherent Doppler lidar performance at two wavelength of the sensing laser radiation, 2=10.6 m (CO2 lasers) and 2'—2 j.m (some solid-state lasers). Because of various advantages, these infrared wavelengths are recently mostly

used in the coherent lidars. We have simulated the algorithm performance of the inverse algorithms [Eqs.(1) and (2)] by using various distributions of the radial velocity v(z) and the short-pulse signal power profile occl(z). Below we present results for the models of v(z) and (t(z) shown in Fig. 1 and Fig.2. The pulse length ecr and the sampling interval Az=c&/2 are also varyed in the simulations. The pulse shapes employed are also shown in Fig.2. The lidar return signal J(l=2z/c) is simulated according to the models of v(z) and 1(z), as a circular Gaussian random quantity, 6,7 at each z. 2.5

'2O 00

1.0

0.5

0

2000

4000 Range (rn)

6000

8000

4000 Range (m)

Fig. 1 Model ofthe radial wind velocity along the line of sight. Fig.2. Models ofthe short-pulse signal power profile and (inset) the laser pulse shapes with r1 .ts (a), 0.2 is (b) and 0.04 .ts (c).

The restored [on the basis of Eq.(1)] high-resolution Doppler velocity profiles Vr(Z) at 2=10.6 m, and 2=2 .un, and various values of r and Lt=2Az/c are compared in Figs.3 and 4 with the original model of v(z). The number of signal realizations employed is N500 and a smooth monotone digital filter with it/(lOAt)-wide passband is used for smoothing the estimate of Cov(t, 9) and the initially restored profile of Vr(Z). The resolution cell achievable in this case is R5cAt='lOAz. It is seen that

the random error due to the speckle noise increases with the increase of the pulse length (-.r) and the decrease of the sampling interval. The effective RMS value of the noise-due random error is also investigated as a function of 2, and zt. It is given by the expression

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Proc. SPIE Vol. 4397

2.5 2.0

11.5 1.0

.0.5

00

-0.5

1000 2000 3000 4000 5000 6000 Range (m)

Range (m)

1000 2000 3000 4000 5000 6000 Range (m)

Range (m)

I 0 0 —1

1000 2000 3000 4000 5000 6000

1000 2000 3000 4000 5000 6000 Range (m)

Range (m)

Fig.3. High-resolution Doppler-velocity profiles Vr(Z) restored on the basis of Eq.(l) at )L=lO.6 pm and r'l ts (a-c) and )t=2 tm and z'=O.2 ts (d-f). The original profile of v(z) is given for comparison by dashed curve.

(3)

RMS={i[Vr(Zi)_V(Zi)]} where z—z0+iAz (i= 1,2,...), N(zi -z0)/E.z, z0 is the initial point, and z1 is the final point of the considered part of the restored profile Vr(Z). The results obtained are represented in Table 1 and Fig.5. Let us note that the retrieving procedure based on Eq.(2) leads to similar results. The analysis of these results shows that at a constant Doppler-velocity sensitivity the value of the RMS error is practically the same when the ratio /Et remains constant. (The pulse-length-conditioned Doppler-velocity

sensitivity (resolution) Av is usually defined as a quantity proportional to the pulse-shape spectral width (cc f'), e.g.

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483

Av=AJ(2e). This does not mean, however, that smaller velocity changes are not resolvable at all.) Consequently, at shorter sensing laser pulses, permitted at proportionally shorter radiation wavelength to retain the Doppler-velocity sensitivity, one can use proportionally shorter sampling intervals without increasing the speckle noise due error in the retrieved Doppler-

velocity profiles. Thus, a shorter-wavelength sensing radiation should be used not only to improve the pulse-lengthconditioned range resolution of the coherent Doppler lidars, but their sampling-interval-conditioned range resolution as well.

Range (m)

1000 2000 3000 4000 5000 6000 Range (m)

1000 2000 3000 4000 5000 6000 Range (m)

Range (m)

0 1000 2000 3000 4000 5000 6000 Range (m)

Fig.4. High-resolution Doppler-velocity profiles Vr(Z) restored on the basis of Eq.(l) at )110.6 im and z'0.2 ts (a-c) and )1=2 j.tm and z'O.O4 ps (d-f). The original profile of v(z) is given for comparison by dashed curve.

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Av1m/s

Av4.5mIs

2[tm]

10.6

2

10.6

2

10.6

2

10.6

2

10.6

2

10.6

2

v[ps]

1

0.2

1

0.2

1

0.2

0.2

0.04

0.2

0.04

0.2

0.04

L\t[ps]

0.1

0.02

0.05

0.01

0.02

0.004

0.1

0.02

0.05

0.01

0.02

0.004

RMS[m/s]

0.04

0.03

0.14

0.16

1.45

1.25

0.04

0.04

0.07

0.06

0.17

0.16

Table 1. Effective RMS noise-due error obtained at different values of)t, r and L\t.

15 . .

..%=2



0.20

pm, r=O.2 S

(a)

2=1O.6tm, v= I

g

"0.5

c

(b)

0.10 ci)

• i.t..i. I

0.0•

2=1 0.6 pm, r=O.2 jtS

• 22 jim, r0.04

0.15

:1.0

.

10

20

30

40

I

50

000 0

2

4

6

8

10 12

'c/At

tIL\t

Fig.5. RMS noise-due error versus nAt at Doppler-velocity sensitivity Av—1 mis (a) and Av—4.5 mis (b)

4. CONCLUSION The investigation of the noise behaviour confirms the similarity relations we have predicted consisting in retaining the noise level at constant Doppler-velocity sensitivity and constant ratio between the pulse length and the sampling interval. Thus, at shorter sensing radiation wavelengths one should use proportionally shorter pulse lengths and sampling intervals in order to

improve the range resolution of the Doppler-velocity profiles without lowering the radial-velocity sensitivity and the retrieving accuracy.

ACKNOWLEDGEMENTS This research was supported in part by the Bulgarian National Science Fund under grant F-907.

REFERENCES 1. S. M. Hannon and J. A. Thomson, "Aircraft wake vortex detection and measurement with pulsed solid-state coherent laser radar," J. Mod. Optics 41, pp. 2 175-2196, 1994.

2. L. L. Gurdev, T. N. Dreischuh, and D. V. Stoyanov, "High-resolution Doppler-velocity estimation techniques for processing of coherent heterodyne pulsed lidar thta," J. Opt. Soc. Am. A 18, No. 1, 2001 (in press). 3 . L. L. Gurdev, T. N. Dreischuh, and D. V. Stoyanov, "High range resolution velocity estimation techniques for coherent Doppler lidars with exponentially-shaped laser pulses," Appi. Opt. (submitted). 4. R.W. Hamming, Digital Filters, Prentice-Hall, Inc., Englewood Cliffs, New Jersey, 1983.

5. L.L. Gurdev, TN. Dreischuh, and DV. Stoyanov, "Pulse backscattering tomography based on lidar principle", Opt. Commun. 151, pp. 339-352, 1998. 6, J.W. Goodman, Statistical Optics, Wiley, New York, 1985.

7. IN. Bronstein, K.A. Semendjajew, Taschenbuch der matematik, Gemeinschaftsausgabe Verlag Nauka, Moskau, BSB B.G. Teubner Verlagsgesellschaft, Leipzig, 1989.

Proc. SPIE Vol. 4397

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Retrieving high-resolution Doppler velocity profiles in 10.6 im and 2 ...

10.6 im and 2 im coherent lidars. Tanja N. Dreischuh*, Ljuan L. Gurdev, and Dimitar V. Stoyanov. Institute ofElectronics, Bulgarian Academy of Sciences.

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