Controlled 

Document 

-­ 

do 

not 

download/save/print/photocopy

Cancer 

Clinical 

Trials 

Centre Standard 

Operating 

Procedure SOP  

No.: 17

Title: Archiving

Current  

Version  

No.: 3.3 Reviewed  

&  

Endorsed  

by  

STH  

Research: 07/03/2016 Approved: 15/03/2016

Effective  

Date: 24/11/2017

SOP  

Version  

History

Reviewed No  

Changes

Approved

Effective  

Date

1.0

12/12/2005

01/02/2006

31/01/2008

2.0

24/12/2007

01/02/2008

13/01/2011

3.0

21/05/2010

14/01/2011

14/10/2012

3.1

19/09/2012

15/10/2012

28/02/2015

3.2

13/01/2015

01/03/2015

17/04/2016

3.3

15/03/2016

24/11/2017

Version

Ended

CCTC  

SOP  

Front  

Cover  

v4.0  

  

06/10/2017

SOP – Archiving Background Archiving in the context of clinical research relates to the collection of essential documents. Archiving material must be available for inspection by the Regulatory Authorities. This SOP can only relate to material stored in the Cancer Clinical Trials Centre (CCTC), the WPH Pharmacy Department and at the CCTC off-site archiving facility. Trial materials in other WPH departments and other hospitals involved in conducting the research must be subject to their own SOP. Procedure Who The Principal Investigator is responsible for the archiving of their research. Where appropriate, this may be delegated to the assigned Research Nurse, Data Manager or archive co-ordinators. The process of archiving is the responsibility of the CCTC Lead Data Manager or a delegated member of the DM team. Some commercial sponsors will arrange and pay for the archiving of site documents at an independent GCP compliant facility. The Sponsor should name individuals within its organisation who are responsible for archiving. The Sponsor however may devolve responsibility onto this local site. Access to archives shall be restricted to the named individuals responsible for the archiving. Only the Sponsor, Principal Investigator (or delegated representative) and relevant authorities should have access to archived data. When Archiving of all trial material should take place when the following apply: • The study has been closed by the Sponsor/Principal Investigator • All data queries have been resolved • The Sponsor/Principal Investigator has agreed to have the documents archived. On an annual basis (or sooner if required) the archive coordinators will arrange for archive material from the CCTC to be transferred to the off-site facility. Any pharmacy files that can be archived are transferred from Pharmacy and put together with the ISF to be transferred to the off-site archive. SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 1 of 8

All archiving material should be archived for at least 15 years, unless otherwise specified by the sponsor. Every year, the CCTC central database will be checked for any material that has been archived for more than 15 years. This material could be retrieved and destroyed. However, before destroying any archived material, the Investigator should contact the Sponsor for approval. How Archived material may be archived in microfiche format provided that the data is legible and retrievable. Computer data may be stored in electronic form. Archived material will be stored in a location where they are easily retrievable and secure from flooding, fire, theft, vandalism and loss. Archived material can be stored either in the CCTC archiving room or CCTC off-site archiving facility. In the case of commercial clinical trials some of the essential documents will be archived by the sponsoring company who will then take responsibility for their safe storage. At the start-up meeting, responsibility for archiving should be discussed and where possible, be passed to the sponsoring company. Any patient notes should be clearly labelled on the front cover stating that the patient has participated in a research trial. This label will prevent these notes from being destroyed or microfiched until the date specified on the label. The archive coordinators will contact the Pharmacy Department to retrieve any files to be included in the annual archive process. All trial material should have any plastic covers removed to avoid data degradation from the condensation caused by such covers. Blank CRFs and duplicate copies of protocols, blank PIS, blank consent (same version and date) should not be archived – they should be destroyed in confidential waste or returned to the sponsor. Commercial studies must be stored in separate archive boxes to the non-commercial studies. All archived material will be logged on the CCTC central database. This database will hold the CCTC trial reference number, the location (cupboard number or offsite archive box number), the date archived and contents. SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 2 of 8

If a request is made to access archived material, an entry must be made in the Archive Retrieval Log (Appendix 2) to ensure accurate recording of this process. The checklist in Appendix 1 indicates the documents that require archiving. Details of the off-site archiving facility can be found in Appendix 3. References STH Research Department SOP A127 - Archiving of Essential Documents Generated During Clinical Research, v1.3 01 August 2014

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 3 of 8

Appendix 1 – Essential trial material to be archived

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 4 of 8

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 5 of 8

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 6 of 8

Appendix 2 – Archive Retrieval Log

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 7 of 8

Appendix 3 – Off-site Archive Details

Restore Document Management Unit 1, Redhill Distribution Centre Salbrook Road, Salfords, Redhill Surrey RH1 5DY http://www.restore.co.uk/store/pharmaceutical.aspx Telephone (enquiries): 0844 725 5540

SOP 17 Archiving – v3.3 Finalised: 19.01.2016 Page 8 of 8

Standard Operating Procedure Cancer Clinical Trials ...

Mar 7, 2016 - appropriate, this may be delegated to the assigned Research Nurse, Data Manager or ... relevant authorities should have access to archived data. ... Archived material can be stored either in the CCTC archiving room or CCTC off-site archiving facility. In the case of commercial clinical trials some of the ...

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