NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : IPO MARKET SEGMENT Download Ref No : NSE/CMTR/26630

Date : May 07, 2014

Circular Ref. No : 12 / 2014 All Members, Public Issue of secured redeemable non convertible debentures by M/s SREI Infrastructure Finance Limited M/s. SREI Infrastructure Finance Limited has approached the Exchange for usage of online bidding platform for the public Issue of Secured Redeemable Non-Convertible Debentures. The security parameters, details of the live and mock session are given below:

Issue Period Market timings Mock URL for Members Mock URL for Banks

Mock Bidding Details 08-May-2014 10.00 a.m. to 5.00 p.m http://121.241.2.63/eipo/guimr/index.html http://121.241.2.63/eipo/gui/index.html

Live Bidding Details Issue Period 09-May-2014 to 09-June-2014 Post issue Modification Period 10-June-2014 Market timings 10.00 a.m. to 5.00 p.m Live URL for Members :http://www.nseindiaipo.com/eipo/guimr/index.html Live URL for Banks : http://www.nseindiaipo.com/eipo/gui/index.html E-forms Link : http://www.nseindiaipo.com/issueforms/html/index.html

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Parameters

Security Name Symbol Series

Issue Size Security Type Issue Price Face Value Market Lot Minimum Application

SREI Infrastructure Finance Limited SREINFV S1 - 3 year- Monthly Coupon S2 - 3 year- Annual Coupon S3 - 3 year- Payable at redemption - Cumulative S4 - 5 year- Monthly Coupon S5 - 5 year- Annual Coupon S6 - 5 year- Payable at redemption - Cumulative Rs 750 million with an option to retain oversubscription upto Rs 750 million aggregating to a total of upto Rs 1,500 million Secured Redeemable Non Convertible Debentures [NCD] Rs 1000 /- per NCD Rs 1000 /- per NCD 1 (One) NCD 10 (Ten) NCD (Rs.10,000) either taken individually or collectively across all Series

Application number, series and Quantity will not be permitted to be modified during the bidding period.

Sr. No. 1 2 3

Main Category Category I Category II Category III

Minimum Application Value

Maximum Application Value

Rs. 10,000 Rs. 10,000 Rs. 10,000

Rs. 1,500 Million Rs. 1,500 Million Rs. 1,500 Million

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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The category of the investors who will be participating for placing in the book-building process is defined and is as follows:

Sr.No

1

1(a) 1(b) 1(c) 1(d) 1(e) 1(f) 1(g) 2 2(a) 2(b) 2(c) 2(d)

2(e) 2(f) 3 3(a) 3(b)

Sub category code

Category Category I - Institutional Investors (can apply only for Series – S1,S2,S4 and S5) Public Financial Institutions, Statutory Corporations, Commercial Banks, Co-operative Banks and Regional Rural Banks, which are authorized to invest in the NCDs Provident Funds, Pension Funds, Superannuation Funds and Gratuity Fund, which are authorized to invest in the NCDs Venture Capital funds and / or Alternative Investment Funds registered with SEBI Insurance Companies registered with the IRDA National Investment Fund State Industrial Development Corporations Mutual Funds Category II - Non Institutional Investors (can apply only for Series – S1,S2,S4 and S5) Companies, bodies corporate and societies registered under the applicable laws in India and authorized to invest in the NCDs Public/private charitable/religious trusts which are authorized to invest in the NCDs Scientific and/or industrial research organizations, which are authorized to invest in the NCDs Partnership firms in the name of the partners Limited liability partnerships formed and registered under the provisions of the Limited Liability Partnership Act, 2008 (No. 6 of 2009) Any other incorporated and/ or unincorporated body of persons. Category III – Individual Investors (can apply for all Series) Resident Indian individuals; and Hindu Undivided Families through the Karta

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

11

12 13 14 15 16 17

21 22 23 24 25

26 31 32

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Members may please note that Trading Member(s) of the Exchange who are not empanelled as Syndicate /Sub-syndicate are also eligible to participate in the bidding process as per the guidelines issued by SEBI vide circular CIR. /IMD/DF-1/20/2012 dated July 27, 2012.

For and on behalf of National Stock Exchange of India Ltd.

Janardhan Gujaran Chief Manager

Toll Free No 1800 2200 53

Fax No 022-26598447

Email id [email protected]

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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