5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling factor
0_1
Enablers
1
Political Economic and Social Environment
1_1
Political Environment
1_1_1
Political Stability and Absence of Violence/Terrorism
Index that captures perceptions of the likelihood that the government will be destabilized or overthrown by unconstitutional or violent means, including politically motivated violence and terrorism. Scores are standardized.
Composite Index
None
1_1_2
Rule of Law Index (Order and Security)
Combination of qualitative assessment of questions around: Crime is effectively controlled, Civil conflict is effectively limited, People do not resort to violence to redress personal grievances
Composite Index
None
1_1_3
Government Effectiveness
Index that captures perceptions of the quality of public and civil services Composite and the degree of their independence from political pressures, the Index quality of policy formulation and implementation, and the credibility of the government’s commitment to such policies. Scores are standardized.
None
1_2
Economic Growth
1_2_1
Rate of Real GDP Annual Growth for Cities
Annual percentage growth rate of GDP for cities at market prices based on constant local currency. Aggregates are based on constant 2005 U.S. dollars. GDP is the sum of gross value added by all resident producers in the economy plus any product taxes and minus any subsidies not included in the value of the products. It is calculated without making deductions for depreciation of fabricated assets or for depletion and degradation of natural resources.
Hard Data
None - Done by Cities
1_2_2
GDP per Capita Change (%)
Change in GDP per capita from 2013-2014
Hard Data
None - Done by Cities
1_2_3
Unemployment, total (% total labor force)
Unemployment refers to the share of the labor force that is without work but available for and seeking employment.
Hard Data
Population ratio
1_3
People
1_3_1
Happy Planet Index
The HPI measures the extent to which countries deliver long, happy, sustainable lives for the people that live in them. The iindex uses global data on life expectancy, experienced well-being and ecological footprint to calculate this.
Composite Index
None
1_3_2
Human Development Index (HDI)
The HDI is a measure of average achievement in key dimensions of human development: a long and healthy life, being knowledgeable and have a decent standard of living. The HDI is the geometric mean of normalized indices for each of the three dimensions.
Composite Index
None
1_3_3
Population ages 15-64
Total population between the ages 15 to 64 is the number of people who Hard Data could potentially be economically active. Population is based on the de facto definition of population, which counts all residents regardless of legal status or citizenship--except for refugees not permanently settled in the country of asylum, who are generally considered part of the population of the country of origin.
Population ratio
2
Infrastructure
2_1
ICT
2_1_1
Computer Software Spending
Computer software spending includes the total value of purchased or leased packaged software such as operating systems, database systems, programming tools, utilities, and applications. It excludes expenditures for internal software development and outsourced custom software development. The data are a combination of actual figures and estimates. Data are reported as a percentage of GDP.
Hard Data
GDP ratio
239
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling factor
2_1_2
ICT Goods Import (% total goods imports)
Information and communication technology goods imports include telecommunications, audio and video, computer and related equipment; electronic components; and other information and communication technology goods. Software is excluded.
Hard Data
None
2_2
Institutions
2_2_1
GERD Financed by Abroad
Total domestic intramural expenditure on R&D during a given period as Hard Data a percentage of GDP. Intramural R&D expenditure is all expenditure for R&D performed within a statistical unit or sector of the economy during a specific period, whatever the source of funds.
GDP ratio
2_2_2
GERD: Performed by Business Enterprise
Gross expenditure on R&D performed by business enterprise as a percentage of GDP.
GDP ratio
Hard Data
2_3
Environmental Stability
2_3_1
GDP (PPP) per kg of oil equivalent (Energy Use)
Purchasing power parity gross domestic product (PPP$ GDP) per kilogram of oil equivalent of energy use. Energy use or total primary energy supply (TPES) is calculated as the production of fuels + inputs from other sources + imports – exports – international marine bunkers +/– stock changes. It includes coal, crude oil, natural gas liquids, refinery feedstocks, additives, petroleum products, gases, combustible renewables and waste, electricity, and heat. Domestic supply (also called ‘energy apparent consumption’) differs from final consumption in that it does not take account of distribution losses. The supply (or use) of energy commodities is converted to kilograms or tons of oil equivalent (koe, toe) using standard coefficients for each energy source.
Hard Data
None
2_3_2
Energy Sustainability Index (Energy Performance)
Energy performance indicators consider supply and demand, the affordability of and access to energy, and the environmental impact of a country’s energy use. Measures 3 dimensions: Energy Security, Energy Equity and Environmental Sustainability
Composite Index
SAME
2_3_3
Environmental Performance
Environmental Performance Index measures across: Is the average Health Composite Impacts, Air Quality, Water and Sanitation, Water Resources, Agriculture, Index Forests, Fisheries, Biodiversity and Habitat and Climate and Energy
SAME
3
Government
3_1
Policies
3_1_1
Total Tax Rate, % profits
Total tax rate measures the amount of taxes and mandatory contributions payable by businesses after accounting for allowable deductions and exemptions as a share of commercial profits. Taxes withheld (such as personal income tax) or collected and remitted to tax authorities (such as value added taxes, sales taxes or goods and service taxes) are excluded.
Hard Data
SAME
3_1_2
Trade tariffs, %duty
Trade-weighted average tariff rate | 2013
Hard Data
SAME
An applied tariff is a customs duty that is levied on imports of merchandise goods. This indicator is calculated as a weighted average of all the applied tariff rates, including preferential rates that a country applies to the rest of the world. The weights are the trade patterns of the importing country’s reference group (2012 data). 3_2
Regulation
3_2_1
Regulatory Enforcement
Combination of qualitative assessment of questions around: government regulations are effectively enforced, Government regulations are applied and enforced without improper influence, Administrative proceedings are conducted without unreasonable delay, Due process is respected in administrative proceedings, The Government does not expropriate without adequate compensation
Composite Index
SAME
3_2_2
Regulatory Quality
Index that captures perceptions of the ability of the government to formulate and implement sound policies and regulations that permit and promote private-sector development. Scores are standardized.
Composite Index
SAME
240 2016 Dubai Innovation Index
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling Factor
3_3
Business Environment
3_3_1
Logistics Performance
A multidimensional assessment of logistics performance, the Logistics Performance Index (LPI) compares the trade logistics profiles of 160 countries and rates them on a scale of 1 (worst) to 5 (best). The ratings are based on 6,000 individual country assessments by nearly 1,000 international freight forwarders, who rated the eight foreign countries their company serves most frequently. The LPI’s six components include: (1) the efficiency of the clearance process (speed, simplicity, and predictability of formalities) by border control agencies, including customs; (2) the quality of trade- and transport-related infrastructure (ports, railroads, roads, information technology); (3) the ease of arranging competitively priced shipments; (4) the competence and quality of logistics services (transport operators, customs brokers); (5) the ability to track and trace consignments; and (6) the frequency with which shipments reach the consignee within the scheduled or expected delivery time. Details of the survey methodology are in Arvis et al.’s Connecting to Compete 2014: Trade Logistics in the Global Economy (2014). Scores are averaged across all respondents.
Composite Index
None
3_3_2
Ease of Doing Business Index
Ease of doing business ranks economies from 1 to 189, with first place being the best. A high ranking (a low numerical rank) means that the regulatory environment is conducive to business operation. The index averages the country’s percentile rankings on 10 topics covered in the World Bank’s Doing Business. The ranking on each topic is the simple average of the percentile rankings on its component indicators. 1=most business-friendly regulations)
Composite Index
None
4
Skills and Talent
4_1
Education
4_1_1
Literacy Rate, Adult total (% of Adult (15+) Literacy Rate (%) Total is the percentage of the population people ages 15+) age 15 and above who can, with understanding, read and write a short, simple statement on their everyday life. Generally, ‘literacy’ also encompasses ‘numeracy’, the ability to make simple arithmetic calculations. This indicator is calculated by dividing the number of literates aged 15 years and over by the corresponding age group population and multiplying the result by 100.
Hard Data
None
4_1_2
Government Expenditure on Education per Pupil, Secondary, % GDP per capita
Government spending on education divided by the total number of secondary students, as a percentage of GDP per capita. Government expenditure (current and capital) includes government spending on educational institutions (both public and private), education administration, and subsidies for private entities (students/households and other private entities).
Hard Data
None
4_1_3
School Life Expectancy, years
Total number of years of schooling that a child of a certain age can expect to receive in the future, assuming that the probability of his or her being enrolled in school at any particular age is equal to the current enrolment ratio for that age.
Hard Data
None
4_1_4
Number of Libraries/1000 population
The total number of libraries in a country/1000 population (it represents administrative units and not service points, since not all sources report service points consistently).
Hard Data
Population ratio
4_2
Higher Education
4_2_1
School Enrollment, Tertiary (% gross)
Gross enrolment ratio. Tertiary (ISCED 5 and 6). Total is the total enrollment in tertiary education (ISCED 5 and 6), regardless of age, expressed as a percentage of the total population of the five-year age group following on from secondary school leaving.
Hard Data
None
4_2_2
Graduates in Science and Engineering, %
The share of all tertiary graduates in manufacturing, engineering, and construction over all tertiary graduates.
Hard Data
None
4_2_3
No. of Universities in Top 200 World University Rankings
No. of universities in top 200 world university rankings - ranked using six indicators i.e., academic reputation, employer reputation, studentto-faculty ratio, citations per faculty, international faculty ratio and international student ratio.
Hard Data
None - Done by Cities
241
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling Factor
4_2_4
Assessment in Reading, Mathematics & Science
The Organisation for Economic Co-operation and Development (OECD) Programme for International Student Assessment (PISA) develops threeyearly surveys that examine 15-yearold students’ performance in reading, mathematics, and science. The scores are calculated in each year so that the mean is 500 and the standard deviation 100. The scores for China come from Shanghai; those for India from Himachal Pradesh and Tamil Nadu (average); those for the United Arab Emirates from Dubai; and those for the Bolivarian Republic of Venezuela from Miranda.
Hard Data
None Scores of UAE are from Dubai and others from specific Cities (SAME)
5
Funding
5_1
Public
5_1_1
Claims on Central Government, Claims on central government (IFS line 52AN or 32AN) include loans to etc. (%GDP) central government institutions net of deposits.
Hard Data
None
5_1_2
Central government debt, total Debt is the entire stock of direct government fixed-term contractual (% of GDP) obligations to others outstanding on a particular date. It includes domestic and foreign liabilities such as currency and money deposits, securities other than shares, and loans. It is the gross amount of government liabilities reduced by the amount of equity and financial derivatives held by the government. Because debt is a stock rather than a flow, it is measured as of a given date, usually the last day of the fiscal year.
Hard Data
None
5_1_3
GERD Financed by Gross expenditure on R&D finance by government as a percentage of Government (% of total GERD) GDP.
Hard Data
None
5_2
Private Investment
5_2_1
Inward FDI Flow (US$ Million)
Amount of Total Foreign investment inflows
Hard Data
GDP ratio
5_2_2
Value of Greenfield Investments by Destination (US$ Million)
A form of foreign direct investment where a parent company starts a new venture in a foreign country by constructing new operational facilities from the ground up. In addition to building new facilities, most parent companies also create new long-term jobs in the foreign country by hiring new employees
Hard Data
GDP ratio
5_2_3
Number of Venture Capital Deals (fractional counting)
Thomson Reuters data on private equity deals, per deal, with information on the location of investment, investment company, investor firms, and funds, among other details. The series corresponds to a query on venture capital deals from 1 January 2014 to 31 December 2014, with the data collected by investment location, for a total of 19,309 deals in 73 countries in 2014. The data are reported per trillion PPP$ GDP.
Hard Data
GDP ratio
5_3
Banking
5_3_1
Ease of Getting Credit
The ranking is the simple average of the percentile rankings on the component indicators of the ease of getting credit index: strength of legal rights index (range 0–10); and depth of credit information index (range 0–6).
Composite Index
None
5_3_2
Domestic Credit to Private Sector
Financial resources provided to the private sector, such as through loans, purchases of nonequity securities, and trade credits and other accounts receivable, that establish a claim for repayment. For some countries, these claims include credit to public enterprises.
Hard Data
GDP ratio
242 2016 Dubai Innovation Index
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling Factor
6
Culture
6_1
Entrepreneurial
6_1_1
The Global Entrepreneurship & The main contribution of the GEDI Institute is the GEI index, a Development Index breakthrough advance in measuring the quality and dynamics of entrepreneurship ecosystems at a national, regional and local level.
Composite Index
None
6_1_2
Number of Days to Start a Business
Time required to start a business is the number of calendar days needed Hard Data to complete the procedures to legally operate a business. If a procedure can be speeded up at additional cost, the fastest procedure, independent of cost, is chosen
None
6_2
Incentives
6_2_1
Maximum Working Days per Week
Maximum working days per week
Hard Data
None
6_2_2
Paid Annual Leave (average for workers with 1, 5 and 10 years of tenure, in working days)
Paid annual leave in working days (average for workers with 1, 5 and 10 years of tenure)
Hard Data
None
6_2_3
Cost of Redundancy Dismissal, The redundancy cost indicator is the sum of the cost of advance notice Hard Data salary weeks requirements added to severance payments due when terminating a redundant worker, expressed in weeks of salary.The average value of notice requirements and severance payments applicable to a worker with 1 year of tenure, a worker with 5 years of tenure, and a worker with 10 years of tenure is used to assign the score.
None
0_2
Performance
1
Tangible Output
1_1
New Products and Services
1_1_1
Manufacturing Value Added (annual % growth)
Annual growth rate for manufacturing value added based on constant Hard Data local currency. Aggregates are based on constant 2005 U.S. dollars. Manufacturing refers to industries belonging to ISIC divisions 15-37. Value added is the net output of a sector after adding up all outputs and subtracting intermediate inputs. It is calculated without making deductions for depreciation of fabricated assets or depletion and degradation of natural resources. The origin of value added is determined by the International Standard Industrial Classification (ISIC), revision 3.
None
1_1_2
Services etc., Value Added (annual % growth)
Annual growth rate for value added in services based on constant Hard Data local currency. Aggregates are based on constant 2005 U.S. dollars. Services correspond to ISIC divisions 50-99. They include value added in wholesale and retail trade (including hotels and restaurants), transport, and government, financial, professional, and personal services such as education, health care, and real estate services. Also included are imputed bank service charges, import duties, and any statistical discrepancies noted by national compilers as well as discrepancies arising from rescaling. Value added is the net output of a sector after adding up all outputs and subtracting intermediate inputs. It is calculated without making deductions for depreciation of fabricated assets or depletion and degradation of natural resources. The industrial origin of value added is determined by the International Standard Industrial Classification (ISIC), revision 3.
None
1_2
Growth and Revenue Generation
1_2_1
Market Capitalization
Market capitalization (also known as ‘market value’) is the share price Hard Data times the number of shares outstanding. Listed domestic companies are the domestically incorporated companies listed on the country’s stock exchanges at the end of the year. Listed companies do not include investment companies, mutual funds, or other collective investment vehicles.
GDP ratio
1_2_2
Total Value of Stocks Traded
Total value of shares traded during the period. This indicator complements the market capitalization ratio by showing whether market size is matched by trading.
GDP ratio
Hard Data
243
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling Factor
1_2_3
New Business Density
Number of new firms, defined as firms registered in the current year of reporting, per thousand population aged 15–64 years old.
Hard Data
Population ratio
1_2_4
Gross Value Added at Factor Cost (current US$)
Gross value added at factor cost (formerly GDP at factor cost) is derived as the sum of the value added in the agriculture, industry and services sectors. If the value added of these sectors is calculated at purchaser values, gross value added at factor cost is derived by subtracting net product taxes from GDP. Data are in current U.S. dollars
Hard Data
GDP ratio
1_3
Technology Readiness
1_3_1
ICT Access
The ICT access index is a composite index that weights five ICT indicators (20% each): (1) Fixed telephone lines per 100 inhabitants; (2) Mobile cellular telephone subscriptions per 100 inhabitants; (3) International Internet bandwidth (bit/s) per Internet user; (4) Percentage of households with a computer; and (5) Percentage of households with Internet access. It is the first sub-index in ITU’s ICT Development Index (IDI).
Composite Index
None
1_3_2
ICT Goods Exports (% total goods exports)
Information and communication technology goods exports include telecommunications, audio and video, computer and related equipment; electronic components; and other information and communication technology goods. Software is excluded
Hard Data
None
1_4
Creative Outputs
1_4_1
Cultural & Creative Services Exports., % total trade
Creative services exports (% of total exports) according to the Extended Hard Data Balance of Payments Services Classification EBOPS 2002—that is, EBOPS code 264 Information services; code 278 Advertising, market research and public opinion polling; code 288 Audiovisual and related services; and code 897 Other, personal, cultural and recreational services as a percentage of total trade. The score for the United States of America (USA) includes the category Film and TV tape distribution in the absence of available data for code 288 Audiovisual and related services. The category Film and tape distribution is specific to the USA and does not have a code. However, these transactions have been classified by the USA under the EBOPS item 266 (Royalties and licence fees).
None
1_4_2
Global Entertainment & Media Output
The Global entertainment and media outlook (the Outlook) provides global analysis for consumer and advertising spend with like-for-like, five-year historical and forecast data across 13 industry segments in 59 countries. The Outlook allows one to compare and contrast regional growth rates and consumer and advertising spend. The segments covered by the Outlook are: TV subscriptions and license fees; TV advertising; Internet access; radio; out-of-home advertising; video games; filmed entertainment; newspaper publishing; consumer magazine publishing; business-to-business markets; Internet advertising; and consumer and educational book publishing and music. The score and rankings for the Global Media Expenditures for the 59 countries considered in this report are based on advertising and consumer digital and non-digital data in US$ millions at average 2012 exchange rates for the year 2012. These results are reported normalized per thousand population, 15–69 years old, for the year 2013.
GDP ratio
244 2016 Dubai Innovation Index
Hard Data
5.4 APPENDIX 4: DATA TYPES AND SCALING FACTORS Data Type and Scaling Factor
Ref. No
Data measure
Description
Type
Scaling Factor
1_4_3
Creative Goods Exports, %
Total value of creative goods exports, net of re-exports (current US$) over total trade. ‘Total trade’ is defined as the sum of total imports code G100 goods and code S200CS commercial services (excluding government services) plus total exports of code G100 goods and code S200CS commercial services (excluding government services), divided by 2. According to the fifth edition of the International Monetary Fund’s Balance of Payments Manual, the category ‘goods’ covers general merchandise, goods for processing, repairs on goods, goods procured in ports by carriers, and nonmonetary gold. The ‘commercial services’ category is defined as being equal to ‘services’ minus ‘government services, not included elsewhere’.
Hard Data
None
2
Intangible Outputs
2_1
Intellectual Capital
2_1_1
PCT Patents, Applications/ million pop
The capacity of firms to develop new products will determine their competitive advantage. One indicator of the rate of new product innovation is the number of patents. This indicator measures the number of PCT patent applications
Hard Data
None
2_1_2
Number of Trademark Applications Issued to Residents by the National Office
Number of trademark applications at the national trademark office, based on equivalent class counts. ‘Class count’ refers to the number of classes specified in a trademark application or registration. Data are scaled by PPP$ GDP (billions).
Hard Data
GDP ratio
2_2
Creation of Culture
2_2_1
Knowledge-intensive Jobs
Knowledge-intensive jobs correspond to the International Labour Organization (ILO) aggregate category “Managers, professionals, and technicians,” as provided in the ILOSTAT Database. For a few countries, when aggregate data were not available, authors have manually calculated the share of knowledge-intensive jobs (as a percentage of total employment) summing the following ISCO- 88 categories: (1) Legislators, senior officials and managers; (2) Professionals; and (3) Technicians and associate professionals.
Hard Data
Population ratio
2_2_2
Researchers headcount
Researchers per million population, fulltime equivalence. Researchers in R&D are professionals engaged in the conception or creation of new knowledge, products, processes, methods, or systems and in the management of the projects concerned. Postgraduate PhD students (ISCED97 level 6) engaged in R&D are included.
Hard Data
Population ratio
2_2_3
Labor Force Participation Rate, total (% of total population ages 15+) (modeled ILO estimate) World Bank 2013
Labor force participation rate is the proportion of the population ages 15 and older that is economically active: all people who supply labor for the production of goods and services during a specified period.
Hard Data
None
2_3
Collaboration
2_3_1
Scientific & Technical Articles
Number of scientific and technical journal articles (per billion PPP$ GDP)
Hard Data
None
2_3_2
No. of JV-Strategic Alliance Deals (fractional counting)
Thomson Reuters data on joint ventures/strategic alliances deals, per deal, with details on the country of origin of partnerfirms, among others. The series corresponds to a query on joint venture/strategic alliance deals from 1 January 2014 to 31 December 2014, for a totalof 1,623 deals announced in 2014, with firms headquartered in 104 participating economies. Each participating nation of each company in a deal (n countries per deal) gets, per deal, a score equivalent to 1/n (with the effect that all country scores add up to 1,623). The data are reported per trillion PPP$ GDP.
Hard Data
GDP ratio
245