NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : IPO MARKET SEGMENT Download Ref No : NSE/CMTR/27031

Date : June 30, 2014

Circular Ref. No : 14 / 2014 All Members, Public Issue of Secured Redeemable Non-Convertible Debentures by M/s Shriram Transport Finance Company Limited M/s. Shriram Transport Finance Company Limited has approached the Exchange for usage of online bidding platform for the public Issue of Secured Redeemable NonConvertible Debentures. The security parameters, details of the live and mock session are given below:

Issue Period Market timings Mock URL for Members Mock URL for Banks

Mock Bidding Details 01-Jul-2014 10.00 a.m. to 5.00 p.m http://121.241.2.63/eipo/guimr/index.html http://121.241.2.63/eipo/gui/index.html

Live Bidding Details Issue Period 02-Jul-2014 to 22-Jul-2014 Post issue Modification Period 23-Jul-2014 Market timings 10.00 a.m. to 5.00 p.m Live URL for Members :http://www.nseindiaipo.com/eipo/guimr/index.html Live URL for Banks : http://www.nseindiaipo.com/eipo/gui/index.html E-forms Link : http://www.nseindiaipo.com/issueforms/html/index.html

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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Parameters Security Name Symbol Series

Shriram Transport Finance Company Limited STFNCD7 S1 - 36 Months - Annual Coupon S2 - 60 Months - Annual Coupon S3 - 84 Months - Annual Coupon S4 - 60 Months - Monthly Coupon** S5 - 84 months - Monthly Coupon** S6 - 36 months - Payable at redemption S7 - 60 months - Payable at redemption S8 - 84 months - Payable at redemption Rs. 50,000 lacs with an option to retain over-subscription upto the Shelf Limit, i.e. upto Rs 3,00,000 lacs Secured Non-Convertible Debentures [NCD] Rs 1000 /- per NCD Rs 1000 /- per NCD 1 NCD

Issue Size Security Type Issue Price Face Value Market Lot Minimum Application 10 NCDs (Rs. 10,000) either taken individually or collectively **Monthly option shall be available only to Individuals applying for Allotment of NCDs in demat form only Application number, series and Quantity will not be permitted to be modified during the bidding period.

Sr. No. 1 2 3 4

Main Category Category I Category II Category III Category IV

Minimum Application Value

Maximum Application Value

Rs. 10,000 Rs. 10,000 Rs. 5,01,000 Rs. 10,000

Rs. 3,00,000 Lacs Rs. 3,00,000 Lacs Rs. 3,00,000 Lacs Rs. 5,00,000

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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The category of the investors who will be participating for placing in the book-building process is defined and is as follows: Sub category code

Sr.No

Category

1

Category I - Institutional Investors Resident public financial institutions as specified in Section 2 (72) of the Companies Act, 2013 authorized to invest in the NCDs Statutory corporations including State Industrial Development Corporations, commercial banks, cooperative banks and regional rural banks incorporated in India and authorized to invest in the NCDs Indian Provident funds with a minimum corpus of Rs 2,500 lacs, pension funds with a minimum corpus of Rs 2,500 lacs, superannuation funds and gratuity funds, authorized to invest in the NCDs Indian alternative investment funds registered with SEBI Venture Capital Funds

1(a) 1(b)

1(c) 1(d) 1(e) 1(f) 1(g) 1(h)

Indian insurance companies registered with the IRDA National Investment Fund set up pursuant to the resolution F. No. 2/3/2005-DD-II dated November 23, 2005 by the Government of India

Insurance funds set up and managed by the Indian army, navy or the air force of the Union of India or by the Department of Posts, India

2

Category II - Non Institutional Investors Companies, bodies corporate and societies, registered under the applicable laws in India, and authorized to invest in the NCDs Trusts settled under the Indian Trusts Act, 1882, public/private charitable/religious trusts settled and/or registered in India under applicable laws, which are authorized to invest in the NCDs Resident Indian scientific and/or industrial research organizations, authorized to invest in the NCDs Partnership firms formed under applicable laws in India in the name of the partners, authorized to invest in the NCDs Limited Liability Partnerships formed and registered under the provisions of the Limited Liability Partnership Act, 2008 (No. 6 of 2009), authorized to invest in the NCDs Educational institutions and associations of persons and/or bodies established pursuant to or registered under any central or state statutory enactment; which are authorized to invest in the NCDs

2(a) 2(b) 2(c) 2(d) 2(e)

2(f)

3 3(a)

13 14 15 16 17

19

21 22 23 24 25

26

Category III - High Net-worth Individual, (“HNIs”), Investors** Resident Indian individuals who apply for NCDs aggregating to a

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

12

18

Indian Mutual Funds registered with SEBI

1(i)

11

31

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3(b)

value more than Rs. 5 lacs, across all Series of NCDs Hindu Undivided Families through the Karta who apply for NCDs aggregating to a value more than Rs. 5 lacs, across all Series of NCDs.

Category IV - Retail Individual Investors** Resident Indian individuals who apply for NCDs aggregating to a 4(a) value not more than Rs. 5 lacs, across all Series of NCDs Hindu Undivided Families through the Karta who apply for NCDs 4(b) aggregating to a value not more than Rs. 5 lacs, across all Series of NCDs **Category III and Category IV investors are collectively referred as Individuals

32

4

41 42

Members may please note that Trading Member(s) of the Exchange who are not empanelled as Syndicate /Sub-syndicate are also eligible to participate in the bidding process as per the guidelines issued by SEBI vide circular CIR. /IMD/DF-1/20/2012 dated July 27, 2012. For and on behalf of National Stock Exchange of India Ltd Suprabhat Lala Vice President Toll Free No 1800 2200 53

Fax No 022-26598447

Email id [email protected]

Regd. Office: Exchange Plaza, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051

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