NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : IPO MARKET SEGMENT Download Ref No : NSE/CMTR/31539

Date : January 11, 2016

Circular Ref. No : 02 / 2016 All Members, Mock bidding session for NSE EIPO system This is further to Exchange circular NSE/CMTR/31475 dated December 31, 2015 regarding ‘NSE EIPO system’. To make trading members accustomed with the system, Exchange is conducting mock bidding session from January 12, 2016 to January 13, 2016 in the NSE EIPO system as per following schedule: Particulars Start Time End Time 17:00 hrs Bidding session 12:00 hrs The URLs for the session shall be www.nseindiaipo.com.The mock issue parameters have been attached as Annexure 1 Members can login with their existing User id & password in the web based bidding platform to participate in the mock session. Browsers IE9+, Chrome 43+, Mozilla 39+ shall be compatible with the new system In case of any queries, members are advised to contact Toll Free no: 1800 266 0053. For and on behalf of National Stock Exchange of India Ltd

Khushal Shah Chief Manager

Toll Free No 1800 266 0053

Fax No 022-26598447

Email id [email protected]

Annexure 1 Issue Details for IPO Security symbol Series Company Name Issue size Lot size Face Value Price Range Tick size Minimum Order Size Categories

IPOTEST EQ IPO TEST Limited 100,00,000 Equity Shares 100 10 Rs 140 to Rs 150 1 100 FI, IC, MF, FII, OTH, CO, IND & NOH Issue Details for DEBT IPO Parameters

Security Name Symbol Series

Issue Size Security Type Issue Price Face Value Market Lot Minimum Application

DEBT IPO Limited - Bonds TESTDEBT S1- 8.01% 10 years, for Category I, II & III S2- 8.46% 15 years, for Category I, II & III S3- 8.37% 20 years, for Category I, II & III S4- 8.26% 10 years, for Category IV S5- 8.71% 15 years, for Category IV S6- 8.62% 20 years, for Category IV Rs. 1,000 crores with an option to retain over subscription up to Rs. 2,500 crores, aggregating up to Rs. 3,500 crores Tax Free Secured Redeemable Non Convertible Bonds Rs.1,000 per Bond Rs.1,000 per Bond 1 (one) Bond 5 (five) Bonds (Rs. 5,000) either taken individually or collectively across all Series of Bonds

Application number, series and Quantity will not be permitted to be modified during the bidding period. Sr. No. 1 2 3 4

Main Category Category I Category II Category III Category IV

Minimum Application Value Maximum Application Value Rs. 5,000 Rs. 5,000 More than Rs. 10,00,000 Rs. 5,000

Rs. 3,500 crores Rs. 3,500 crores Rs. 3,500 crores Rs. 10 lacs, across all series taken individually or collectively

The category of the investors who will be participating for placing in the book-building process is defined and is as follows:

Sr.No 1 1(a) 1(b) 1(c) 1(d) 1(e) 1(f) 1(e)

1(f)

1(g) 1(h) 1(i) 1(j)

1(k)

1(l)

1(m) 2 2(a)

Sub category Category code Category I (Institutions) Resident Public Financial Institutions which are authorized 11 to invest in the Bonds Scheduled Commercial Banks which are authorized to invest 12 in the Bonds Provident Funds with minimum corpus of Rs.25 crores 13 which are authorized to invest in the Bonds Pension Funds with minimum corpus of Rs.25 crores which 14 are authorized to invest in the Bonds Insurance Companies registered with the Insurance 15 Regulatory and Development Authority National Investment Fund set up by resolution no. F. No. 2/3/2005-DDII dated November 23, 2005 of the Government 16 of India published in the Gazette of India Mutual Funds registered with SEBI 17 Indian Alternative Investment Funds subject to investment conditions applicable to them under the Securities and Exchange Board of India (Alternative Investment Funds) 18 Regulations, 2012 including Sovereign Wealth Funds, Pension and Gratuity Funds registered with SEBI as AIFs Multilateral and Bilateral Development Financial Institutions 19 which are authorized to invest in the Bonds State Industrial Development Corporations which are 20 authorized to invest in the Bonds Insurance Funds set up and managed by army, navy or air 55 force of the Union of India Insurance Funds set up and managed by the Department of 56 Posts, India Foreign Institutional Investors and sub-accounts (other than a sub account which is a foreign corporate or foreign individual) registered with SEBI including Sovereign Wealth 61 Funds, Pension and Gratuity Funds registered with SEBI as FIIs Alternative Investment Funds, subject to investment conditions applicable to them under the Securities and Exchange Board of India (Alternative Investment Funds) 62 Regulations, 2012 including Sovereign Wealth Funds, Pension and Gratuity Funds registered with SEBI as AIFs. Others (Non –Resident) 63 Category II (Corporates) Companies within the meaning of section 3 of the Companies Act 21

2(b) 2(c) 2(d) 2(e) 2(f) 2(g) 2(h) 2(i) 2(j) 2(k) 3 3(a)

3(b)

3(c)

3(d)

3(e) 4

4(a)

4(b)

4(c)

4(d)

4(e)

Statutory bodies/corporations Cooperative banks Trusts including Public/ private charitable/religious trusts Limited liability partnerships Partnership firms in the name of partners; Regional rural banks Societies registered under the applicable law in India and authorized to invest in Bonds Other legal entities, subject to compliance with their respective applicable legislations (Resident) QFIs not being an individual Other legal entities, subject to compliance with their respective applicable legislations (Non –Resident) Category III (High Networth Individuals) (“HNIs”) Resident Indian individuals who apply for Bonds aggregating to a value more than Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Hindu Undivided Families through the Karta who apply for Bonds aggregating to a value more than Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Non Resident Indians on repatriation who apply for Bonds aggregating to a value more than Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Non Resident Indians on a non-repatriation who apply for Bonds aggregating to a value more than Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue QFIs being an individual who apply for Bonds aggregating to a value more than Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Category IV (Retail Individual Investors) (“RIIs”) Resident Indian individuals who apply for Bonds aggregating upto and including Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Hindu Undivided Families through the Karta who apply for Bonds aggregating upto and including Rs. 10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Non Resident Indians on repatriation basis who apply for Bonds aggregating upto and including Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue Non Resident Indians on non-repatriation basis who apply for Bonds aggregating upto and including Rs.10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue QFIs being an individual who apply for Bonds aggregating upto and including Rs. 10 lacs (Rs. 0.1 crore), across all Series of Bonds in this Tranche-1 Issue

22 23 24 25 26 27 28 29 71 72

31

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33

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35

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IPO MARKET SEGMENT Download Ref No : NSE/CMTR/31539 Date

Jan 11, 2016 - Application number, series and Quantity will not be permitted to be modified during the bidding period. Sr. No. ... Multilateral and Bilateral Development Financial Institutions ... Companies within the meaning of section 3 of the.

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