NATIONAL STOCK EXCHANGE OF INDIA LIMITED DEPARTMENT : INSPECTION Download Ref.No.: NSE/INSP/36286

Date: November 13, 2017

Circular Ref.No.: 325/2017

All Trading Members and Clearing Members Sub : Reminder for submission of Internal Audit Report for the Half Year Ended September 30, 2017 This has reference to our circular Ref. No. : 319/2017 (download reference no. NSE/INSP/36088) dated October 11, 2017 requiring all trading members / clearing members to carry out complete internal audit for the Half Year ended September 30, 2017. In view of the above, members are reminded to submit the Internal Audit Report on or before November 30, 2017 through the Inspection module in the Member Portal in the prescribed format and comply with the regulatory requirements so as to avoid any penal charges/disciplinary action for the non/late submission of the report. Please note, as per circular Ref no. NSE/INSP/36238 dated November 03, 2017, the existing charges for late/non submission shall be applicable for this current audit submission i.e. for half year ended September 30, 2017. For and on behalf of National Stock Exchange of India Limited Yukti Sharma Chief Manager-Inspection In case of any clarifications, Members may contact our below offices: CENTRE Ahmedabad Chennai Delhi Kolkata Mumbai Help Desk

CONTACT NO. 079-49008632 044-28479915 / 17 011-23459127 / 38 / 46 033-40400411 / 406 022-25045081/232/264 1800 2200 51

E MAIL ID [email protected] [email protected] [email protected] inspection_ [email protected] [email protected] [email protected]

NSE/INSP/36286 Date: November 13, 2017 Circul

Nov 13, 2017 - No.: NSE/INSP/36286. Date: November 13, 2017. Circular Ref.No. ... No. : 319/2017 (download reference no. NSE/INSP/36088) ... Help Desk.
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