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Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Options

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Back-office – Options Technology Regulation

CIRCULAR 172-17 December 4, 2017 REGULATORY DIVISION WEBSITE UPDATE The Regulatory Division of Bourse de Montréal Inc. (the “Division”) is pleased to announce the upcoming update of its website. The content of the Division's web platform will be reorganized to make it easier for you to navigate and find the information that is of interest to you. The deployment will take place on December 11, 2017 As of that day, you will be able to access the Division's new site. The sections of the site have been redefined to easily display the information available. The following structure is provided for information purposes, at this time. The links will be active on December 11, 2017. The Division invites you to add your most visited links to your favorites, for example, Margin Rates, Position Limits or Gatekeeper Form. Enjoy your visit! SECTIONS

PAGES

Home

Governance and Structure Mission and Vision Mandate and Roles User Group Committees

Approval

Approved Participants Approved Persons Clients

Regulatory Requirements

Margin rates Position Limits LOPR Direct Electronic Access Rules, Policies and Procedures Guidelines Regulatory Amendments Disciplinary Processes Disciplinary Decisions

Regulatory Affairs

Complaints and Gatekeeper

Complaint Process Complaint Form Gatekeeper Form

Tour de la Bourse P.O. Box 61, 800 Victoria Square, Montreal, Quebec H4Z 1A9 Telephone: 514 871-2424 Toll free within Canada and the U.S.A.: 1 800 361-5353 Website: www.m-x.ca

For any questions or comments, please contact the Regulatory Division, by telephone at 514 787-6530 (toll-free at 1-800-361-5353), extension 46530 or by email at [email protected].

Julie Rochette Vice President and Chief Regulatory Division

Tour de la Bourse P.O. Box 61, 800 Victoria Square, Montreal, Quebec H4Z 1A9 Telephone: 514 871-2424 Toll free within Canada and the U.S.A.: 1 800 361-5353 Website: www.m-x.ca

Regulatory Division Website Update - Bourse de Montréal

Dec 4, 2017 - The Division invites you to add your most visited links to your favorites, for example,. Margin Rates, Position Limits or Gatekeeper Form.

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