NATIONAL SECURITIES CLEARING CORPORATION LIMITED CAPITAL MARKET SEGMENT Circular No. 49
Download No: NSE/CMPT/16856
January 27, 2011
Dear Members/Custodians/PCMs, Sub: Modified format of Statement of Capital and Collateral Breakup Report (MG05) This is in continuation of circular no. 0458 (NSCCL/SEC/2010/16103) dated October 25, 2010. The format of Statement of Capital and Collateral Breakup Report (MG05) is being modified and the revised format of the report shall be as per the Annexure I. The revised format shall include additional details like Collateral Additions, Transfers and Releases during the day. The modified format as specified in Annexure I shall be applicable from January 31, 2011 You are advised to take note of the above. For any further clarifications please contact the following officials of the Clearing Corporation: Mr. Onkar Phadnavis, Mr.Nagesh Ghadge & Mr Bhuvnesh Sharma Phone Nos: 022-26598266 / 64 Fax: 022-26598242
[email protected] Email: Yours Sincerely, For National Securities Clearing Corporation Ltd.
Huzefa Mahuvawala Chief Manager
[email protected]
Annexure I Naming convention C_MG05_MEMBER CODE_DDMMYYYY.HTM File location: /CMFTP/C
/REPORTS File details and format: Statement of Capital and Collateral Breakup
Member Type : Member Code : S.No 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23
Particulars Security Deposit IFSD-CM(NSEIL) IFSD-CM(NSCCL) IFSD-FO(NSEIL) IFSD-FO(NSCCL) IFSD-CD(NSEIL) IFSD-CD(NSCCL) WDM Deposits Cash Margin Transactions Bank Guarantee (BG) Annexure A Fixed Deposit Receipts (FDRs) Annexure B Cross Margin Liquid Mutual Funds (LMF) Government Securities Institutional Securities(INM) Non Cash Mutual Funds (NMF) Securities Total Cash Equivalent (1 to 15) Total Non-cash Equivalent (16 & 17) Total Deposit (18+19) Effective Deposit Blocked Amount Annexure C Net Effective Amount
Date: Member Name : Margin Deposit
Total
Annexure A Details of Security Deposit -Bank Guarantee : S. B.G. Gross Blocked Net Bank No No Amt Amt Amt
Issue Mat NSCCL Date. Date. Ref No.
Remarks
Details of Margin Deposit -Bank Guarantee : S. B.G. Gross Blocked Net Bank No No Amt Amt Amt
Issue Mat NSCCL Date. Date. Ref No.
Remarks
Annexure B Details of Security Deposit -Fixed Deposit : S. F.D. Gross Blocked Net Bank No No Amt Amt Amt
Issue Mat NSCCL Date. Date. Ref No.
Remarks
Details of Margin Deposit -Fixed Deposit : S. F.D. Gross Blocked Net Bank No No Amt Amt Amt
Issue Mat NSCCL Date. Date. Ref No.
Remarks
Instrument level blocking details NCSSL Ref No. Blocked Amount
Purpose
Annexure C Details of Total Blocked Amount: Amount Purpose Annexure D Collateral Additions During the day 1. Details of Cash Additions S. No. Deposit Type(SD/MD) Bank Code
Bank name
Amount(Rs)
2. Details of BG Additions S. NSCCL Deposit BG. No No Ref no. Type
Issuing Issue Bank Date
Maturity Gross Date Amount(Rs)
3. Details Of FD Additions S. NSCCL Deposit FD No Ref no. Type No
Issuing Issue Bank Date
Maturity Gross Date Amount(Rs)
4. Details of Pledge (CMF/NMF/Securities/INM) S. No. Deposit Type Collateral Type Custodian
Symbol
Quantity
Annexure E Collaterals Transfer during the day 1a Details of IFSD Transferred from other segments S. No Transferred from segment Type(NSCCL/NSEIL) Amount (Rs.) 1b Details of IFSD Transferred to other segments S. No Transferred to segment Type(NSCCL/NSEIL) Amount (Rs.) 2a Cash Deposit transferred from other segments S. No Deposit Type(SD/MD) Transferred from segment
Amount (Rs.)
2b Cash Deposit transferred to other segments S. No Deposit Type(SD/MD) Transferred to segment
Amount (Rs.)
3a Bank Guarantee transferred from other segments S. NSCCL Deposit BG. Issuing Issue No Ref no. Type(SD/MD) No Bank Date
3b Bank Guarantee transferred to other segments S. NSCCL Deposit BG. Issuing Issue No Ref no. Type(SD/MD) No Bank Date
Maturity Gross Transferre Date Amount(Rs) d from segment
Maturity Gross Transferre Date Amount(Rs) d to segment
4a Fixed Deposit Receipts transferred from other segments S. NSCCL Deposit FDR. Issuing Issue Maturity Gross Transferre No Ref no. Type(SD/MD) No Bank Date Date Amount(Rs) d from segment 4b Fixed Deposit Receipts transferred to other segments S. NSCCL Deposit FDR. Issuing Issue Maturity Gross Transferre No Ref no. Type(SD/MD) No Bank Date Date Amount(Rs) d to segment 5a Security Deposit transferred from other segments S. Instrument Deposit Custodian Symbol Total Transferred No. Type Type(SD/MD) Quantity from segment 5b Security Deposit transferred to other segments S. Instrument Deposit Custodian Symbol Total Transferred No. Type Type(SD/MD) Quantity segment
to
Annexure F Collateral Releases during the day: 1 Details of Cash Releases S. No Deposit Type (SD/MD) Amount (Rs.) 2 BG Release Details S. NSCCL Deposit Type BG. Issuing Issue No Bank Date No Ref no.
Maturity Gross Date Amount(Rs)
3 FD Release Details S. NSCCL Deposit Type No Ref no.
Maturity Gross Date Amount(Rs)
FDR. No
Issuing Issue Bank Date
4 Details of Security release (CMF/NMF/Securities/INM) Custodian S. No. Deposit Type Collateral Type
Symbol
Quantity
