6WDWHRI0LQQHVRWD &RXQW\RI:DVKLQJWRQ

'LVWULFW&RXUW WK-XGLFLDO'LVWULFW 3URVHFXWRU)LOH1R &RXUW)LOH1R

6WDWHRI0LQQHVRWD

&5 &5

&203/$,17

3ODLQWLII

2UGHURI'HWHQWLRQ

YV .(9,1-2+172:/('2% 3DUNYLHZ&RXUW  $OWRRQD:, 'HIHQGDQW 7KH &RPSODLQDQW VXEPLWV WKLV FRPSODLQW WR WKH &RXUW DQG VWDWHV WKDW WKHUH LV SUREDEOH FDXVH WR EHOLHYH 'HIHQGDQWFRPPLWWHGWKHIROORZLQJRIIHQVHV  &2817, &KDUJH3URVWLWXWLRQ+LUHRU$JUHHWR+LUHWR


67$7(0(172)352%$%/(&$86(  7KH&RPSODLQDQWVWDWHVWKDWWKHIROORZLQJIDFWVHVWDEOLVKSUREDEOHFDXVH 


6,*1$785(6$1'$33529$/6 &RPSODLQDQWUHTXHVWVWKDW'HIHQGDQWVXEMHFWWREDLORUFRQGLWLRQVRIUHOHDVHEH  DUUHVWHGRUWKDWRWKHUODZIXOVWHSVEHWDNHQWRREWDLQ'HIHQGDQW VDSSHDUDQFHLQFRXUWRU  GHWDLQHGLIDOUHDG\LQFXVWRG\SHQGLQJIXUWKHUSURFHHGLQJVDQGWKDWVDLG'HIHQGDQWRWKHUZLVH EHGHDOWZLWKDFFRUGLQJWRODZ &RPSODLQDQWGHFODUHVXQGHUSHQDOW\RISHUMXU\WKDWHYHU\WKLQJVWDWHGLQWKLVGRFXPHQWLVWUXHDQG FRUUHFW0LQQ6WDW†0LQQ5&ULP3VXEGV &RPSODLQDQW

&KULV9LHUOLQJ 3ROLFH2IILFHU 32%R[ 2DN3DUN%OYG1 2DN3D DUUN N %OYYG G 1 2DN3DUN+HLJKWV01 2DN3DUN N +HL H JK JKWV KWV V 01 01    %DGJH %DGJ JH H  

(OHFWURQLFDOO\6LJQHG 30 :DVKLQJWRQ&RXQW\0LQQHVRWD J \

%HLQJDXWKRUL]HGWRSURVHFXWHWKHRIIHQVHVFKDUJHG,DSSURYHWKLVFRPSODLQW HGWRSU S RV SU RVHF HFXW XWH H WWK KH RI RIIH IHQV QVVHV HV FK KD DUJ UJHG HG G,, D DS SSU SURY URY RYH WK WKLVV FRP WKLV PSO S DL D QWW 3URVHFXWLQJ$WWRUQH\ 6LY,


(OHFWURQLFDOO\6LJQHG (OOHFFWWUUURQ ( R LFDO DOOO\\ 6LLJ JQH QHG QHG G 30        30

),1',1*2)352%$%/(&$86( )URP WKH DERYH VZRUQ IDFWV DQG DQ\ VXSSRUWLQJ DIILGDYLWV RU VXSSOHPHQWDO VZRUQ WHVWLPRQ\ , WKH ,VVXLQJ 2IILFHU KDYH GHWHUPLQHG WKDW SUREDEOH FDXVH H[LVWV WR VXSSRUW VXEMHFW WR EDLO RU FRQGLWLRQV RI UHOHDVH ZKHUH DSSOLFDEOH 'HIHQGDQW¶V DUUHVW RU RWKHU ODZIXO VWHSV EH WDNHQ WR REWDLQ 'HIHQGDQW¶V DSSHDUDQFH LQ FRXUW RU 'HIHQGDQW¶V GHWHQWLRQ LI DOUHDG\ LQ FXVWRG\ SHQGLQJIXUWKHUSURFHHGLQJV'HIHQGDQWLVWKHUHIRUHFKDUJHGZLWKWKHDERYHVWDWHGRIIHQVHV 

6800216 7+(5()25(<287+('()(1'$17$5(680021('WRDSSHDURQBBBBBBBBBBBBBBBBDWBBBBB$030 EHIRUHWKHDERYHQDPHGFRXUWDWQG6WUHHW132%R[6WLOOZDWHU01WRDQVZHUWKLV FRPSODLQW ,)<28)$,/72$33($5LQUHVSRQVHWRWKLV6800216D:$55$17)25<285$55(67VKDOOEHLVVXHG

:$55$17 7R WKH 6KHULII RI WKH DERYHQDPHG FRXQW\ RU RWKHU SHUVRQ DXWKRUL]HG WR H[HFXWH WKLV ZDUUDQW , RUGHU LQ WKH QDPH RI WKH 6WDWH RI 0LQQHVRWD WKDW WKH 'HIHQGDQW EH DSSUHKHQGHG DQG DUUHVWHG ZLWKRXW GHOD\ DQG EURXJKW SURPSWO\ EHIRUH WKH FRXUW LI LQ VHVVLRQ  DQG LI QRW EHIRUH D -XGJH RU -XGLFLDO 2IILFHU RI VXFK FRXUW ZLWKRXW XQQHFHVVDU\ GHOD\ DQG LQ DQ\ HYHQW QRW ODWHU WKDQ KRXUVDIWHUWKHDUUHVWRUDVVRRQDVVXFK-XGJHRU-XGLFLDO2IILFHULVDYDLODEOHWREHGHDOWZLWKDFFRUGLQJWRODZ ([HFXWHLQ012QO\

([HFXWH1DWLRQZLGH

([HFXWHLQ%RUGHU6WDWHV

; 25'(52)'(7(17,21 6LQFH WKH 'HIHQGDQW LV DOUHDG\ LQ FXVWRG\ , RUGHU VXEMHFW WR EDLO RU FRQGLWLRQV RI UHOHDVH WKDW WKH 'HIHQGDQW FRQWLQXH WR EH GHWDLQHGSHQGLQJIXUWKHUSURFHHGLQJV %DLO &RQGLWLRQVRI5HOHDVH 7KLVFRPSODLQWGXO\VXEVFULEHGDQGVZRUQWRRUVLJQHGXQGHUSHQDOW\RISHUMXU\LVLVVXHGE\WKHXQGHUVLJQHG-XGLFLDO2IILFHU DVRIWKHIROORZLQJGDWH$SULO 0DU\(+DQQRQ -XGJHRI'LVWULFW&RXUW

-XGLFLDO2IILFHU

(OHFWURQLFDOO\6LJQHG30

6ZRUQWHVWLPRQ\KDVEHHQJLYHQEHIRUHWKH-XGLFLDO2IILFHUE\WKHIROORZLQJZLWQHVVHV  &2817<2):$6+,1*721 67$7(2)0,11(627$

6WDWHRI0LQQHVRWD /$:(1)25&(0(172)),&(55(78512)6(59,&(

3ODLQWLII

,KHUHE\&HUWLI\DQG5HWXUQWKDW,KDYHVHUYHGDFRS\RIWKLV2UGHURI 'HWHQWLRQXSRQWKH'HIHQGDQWKHUHLQQDPHG

YV

6LJQDWXUHRI$XWKRUL]HG6HUYLFH$JHQW

.HYLQ-RKQ7RZOH 'HIHQGDQW